Dynasty

Wei 魏

About this faction

Wei was a dynasty that grew out of the state of Wei founded by Cao Cao. In the 18th year of Jian'an (213) Cao Cao was enfeoffed as Duke of Wei with ten commanderies and established the altars of state and ancestral temple of Wei, and in the 21st year of Jian'an (216) he rose to King of Wei. In the 1st year of Yankang (220) his successor Cao Pi received the abdication of Emperor Xian of Han, ascended the imperial throne on the altar at Fanyang and changed the era name to Huangchu, and began building a palace at Luoyang. Records, Wei 1 §121 · 129 · 134 · 154Records, Wei 2 §1 · 13 · 16 · 19

After Cao Pi, Cao Rui, Cao Fang, Cao Mao and Cao Huan took the throne in turn. Wei pacified Shu in the 4th year of Jingyuan (263), but under the last emperor, Cao Huan, as Chen Shou put it, the chief ministers controlled the government. In the 12th month of the 2nd year of Xianxi (early 266 CE) Cao Huan abdicated to Sima Yan, the heir King of Jin, following the old precedent of Han and Wei. Records, Wei 3 §1Records, Wei 4 §2 · 49 · 113 · 127 · 148 · 150 · 153

Chen Shou recorded the main line of Wei in the Annals of Emperor Wu, the Annals of Emperor Wen, the Annals of Emperor Ming and the Annals of the Three Young Emperors, Records of Wei 1–4. The Romance first foreshadows Wei in Chapter 14, when the Grand Astrologer Wang Li tells Emperor Xian that "the one who will replace the Han and possess the realm will be in Wei," and closes Chapter 119 with "Wei thus came to an end." Records, Wei 1 §1Records, Wei 2 §1Records, Wei 3 §1Records, Wei 4 §2Romance, Ch. 14 §24Romance, Ch. 119 §45

Rise and fall in the Records

Chen Shou began the history of Wei with the Annals of Emperor Wu, Cao Cao's basic annals. Cao Cao never became emperor in his lifetime, but in the 11th month of the 1st year of Huangchu (220) he was posthumously honored as Emperor Wu, and in the 1st year of Jingchu (237) the officials in charge petitioned that he be made Taizu of Wei. The Annals of Emperor Wu at first call him "Taizu," then from the entry for the 10th month of the 1st year of Jian'an (196) "the Duke," and after he became King of Wei in the 21st year of Jian'an (216), "the King." Records, Wei 1 §1 · 39–40 · 154 · 156Records, Wei 2 §17Records, Wei 3 §52

Cao Cao first raised troops at Jiwu in the 12th month of the 6th year of Zhongping (189), and in the 3rd year of Chuping (192), welcomed by Bao Xin and others, he took office as Governor of Yan Province, gathering the best of the surrendered Yellow Turbans and calling them the Qingzhou Troops. In the 1st year of Jian'an (196) he received the Son of Heaven at the urging of Xun Yu and Cheng Yu and moved the capital to Xu at the urging of Dong Zhao and others, and only then were the institutions of the ancestral temple and the altars of state established. That year he first launched the military agricultural colonies. Records, Wei 1 §6 · 23 · 37 · 39–40

When Cao Cao faced Yuan Shao at Guandu in the 5th year of Jian'an (200), he had fewer than ten thousand troops. In the 10th month he personally led five thousand infantry and cavalry and beheaded Chunyu Qiong and the others escorting Yuan Shao's grain wagons, and Yuan Shao's army collapsed. In the 9th year of Jian'an (204) he pacified Ye and also took the post of Governor of Ji Province, and in the 10th year (205) he beheaded Yuan Tan and pacified Ji Province. In the 12th year of Jian'an (207) he defeated the Wuhuan, on whom Yuan Shang and his brother relied, at Mount Bailang, and Gongsun Kang beheaded Yuan Shang and Yuan Xi, who had fled to Liaodong, and sent him their heads. Records, Wei 1 §64 · 68–70 · 84 · 86 · 88 · 96 · 99–101

In the 13th year of Jian'an (208), when the Han abolished the Three Excellencies and established a Chancellor, Cao Cao became Chancellor. That year Liu Cong of Jing Province surrendered, but Cao Cao fought Liu Bei at the Red Cliffs without success, and when a great epidemic killed many of his officers and men he led his army back. Liu Bei took Jing Province and the commanderies south of the Yangtze. In the 16th year of Jian'an (211) Cao Cao crushed Ma Chao, Han Sui and others who opposed him at Tong Pass, and pacified Guanzhong. Records, Wei 1 §103–105 · 110 · 113

On the bingshen day of the 5th month of the 18th year of Jian'an (213), the Son of Heaven sent the Imperial Counsellor Xi Lü to enfeoff Cao Cao as Duke of Wei by patent. The patent listed his merits one by one, from the campaign against Dong Zhuo to Guandu and the expedition against the Wuhuan, granted him ten commanderies as his fief, kept him as Chancellor concurrently serving as Governor of Ji Province as before, and added the Nine Bestowments. The state of Wei was to have a Chancellor and the ministers and officials below him, all following the system of the vassal kings of the early Han. In the 7th month the altars of state and ancestral temple of Wei were established for the first time, and in the 11th month Masters of Writing, Palace Attendants and the Six Ministers were first appointed. Records, Wei 1 §121 · 123–125 · 129 · 132 · 134

In the 3rd month of the 19th year of Jian'an (214) the Son of Heaven placed the Duke of Wei above the vassal kings, and in the 11th month of the 20th year (215) Zhang Lu of Hanzhong surrendered with his remaining followers. In the 5th month of the 21st year (216) Cao Cao rose to King of Wei, and in the 10th month of the following year, by the Son of Heaven's command, he was given a crown with twelve strings of pendants and the golden-root carriage, and made Cao Pi Crown Prince of Wei. In the 24th year of Jian'an (219), after Xiahou Yuan was killed by Liu Bei, he advanced on Hanzhong, but Liu Bei held the passes against him and he returned to Chang'an in the 5th month. On the gengzi day of the 1st month of the 25th year of Jian'an (220) Cao Cao died at Luoyang at the age of sixty-six. Records, Wei 1 §138 · 152 · 154 · 157 · 166–167 · 171–172

Cao Pi succeeded to the posts of Chancellor and King of Wei and changed the era name to Yankang. That year Emperor Xian of Han, holding that the hopes of the people rested with Wei, made an announcement at the temple of Gaozu and had Zhang Yin, acting Imperial Counsellor, present the imperial seal and ribbons to hand over the throne. Cao Pi built an altar at Fanyang, mounted it on the gengwu day and ascended the imperial throne, changing the era from Yankang to Huangchu. In the 11th month he enfeoffed Emperor Xian as Duke of Shanyang and reformed the system of offices, changing the Chancellor of State into the Minister over the Masses and the Imperial Counsellor into the Minister of Works, among other changes. The following year he renamed Xu County as Xuchang County. Records, Wei 2 §1 · 13 · 16–18 · 22

In the 2nd year of Huangchu (221), when Sun Quan sent an envoy with a memorial, Emperor Wen enfeoffed him as King of Wu. The following year Sun Quan defeated Liu Bei at Yiling, but he rebelled again that same year, so Emperor Wen marched south from Xuchang, and Sun Quan held the line along the Yangtze. In the 5th (224) and 6th (225) years of Huangchu the emperor led his navy to Guangling, and in the 6th year he turned back when the severe cold froze the waterways. In the 5th month of the 7th year of Huangchu (226), when his illness became grave, he left a testamentary edict to Cao Zhen, Chen Qun, Cao Xiu and Sima Yi to assist the next ruler. Records, Wei 2 §27 · 32 · 41 · 46 · 50 · 52

Under Emperor Ming, Cao Rui, in the 2nd year of Taihe (228) Zhuge Liang of Shu invaded, but Zhang He defeated him at Jieting. In the 2nd year of Qinglong (234), when Sun Quan headed for the New City of Hefei, Emperor Ming personally campaigned east, and Zhuge Liang, who had been facing Sima Yi south of the Wei River, died and the Shu army withdrew. Around this time the Luoyang palaces were extensively rebuilt and the people missed the farming season. In the 2nd year of Jingchu (238) Sima Yi defeated Gongsun Yuan of Liaodong, and in the 1st month of the 3rd year of Jingchu (239) Emperor Ming told Sima Yi to assist his young son together with Cao Shuang, and died at the age of thirty-six. Records, Wei 3 §8 · 37–38 · 40 · 43 · 61 · 65

When Cao Fang, Prince of Qi, took the throne, the General-in-Chief Cao Shuang and the Grand Commandant Sima Yi assisted in the government. In the 1st month of the 1st year of Jiaping (249) the imperial carriage went to pay respects at the Gaoping Mausoleum, and the Grand Tutor Sima Yi petitioned to have Cao Shuang and his brothers removed from office; Cao Shuang was accused of plotting rebellion and his three sets of kin were exterminated along with He Yan, Deng Yang and others. In the 3rd year of Jiaping (251) the Grand Commandant Wang Ling, who had plotted to depose the emperor, killed himself when Sima Yi attacked him, and when Sima Yi died that year Sima Shi became General-in-Chief Who Pacifies the Army and Intendant of the Affairs of the Imperial Secretariat. In the 9th month of the 6th year of Jiaping (254) the General-in-Chief Sima Shi, plotting to depose the emperor, informed the Empress Dowager, and Cao Fang was sent back to his fief of Qi. Records, Wei 4 §2 · 28 · 32–33 · 44–45

Under his successor Cao Mao, Duke of Gaogui Village, Guanqiu Jian and Wen Qin, and then Zhuge Dan, rebelled one after another; Sima Shi attacked Guanqiu Jian and Wen Qin, and Sima Zhao took the city of Shouchun and beheaded Zhuge Dan. Cao Mao died in the 5th month of the 5th year of Ganlu (260); the Empress Dowager's decree said that he had drawn his sword himself, gone in among the battle lines and been killed by the vanguard. Under Cao Huan, in the 4th year of Jingyuan (263), Liu Shan, ruler of Shu, surrendered to Deng Ai, and in the 1st year of Xianxi (264) Sima Zhao, Duke of Jin, was raised to king. When the King of Jin died in the 8th month of the 2nd year of Xianxi (265), his Crown Prince Sima Yan succeeded him, and on the renxu day of the 12th month Cao Huan sent an envoy to abdicate to the heir King of Jin. Cao Huan moved to the Jinyong Fortress and finally lived out his days at Ye. Records, Wei 4 §54–55 · 82 · 88 · 98 · 101 · 114 · 127 · 129 · 148 · 150

In his assessment in the Annals of Emperor Wu, Chen Shou said that Cao Cao took control of the imperial authority and accomplished a great enterprise because his clear-sighted strategy was the most outstanding. Of Emperor Wen he said that had he added breadth of mind and sincere fairness, he would not have been far from the worthy rulers of old, and he called Emperor Ming's devotion to building palaces at a time when the people were exhausted a fault. In his assessment in the Annals of the Three Young Emperors he wrote that because Emperor Ming, bound by private affection, raised an infant and passed the great enterprise on to him, Cao Shuang was executed and the Prince of Qi deposed, and that the Prince of Chenliu abdicated following earlier precedent and became a guest of Jin. Records, Wei 1 §173Records, Wei 2 §55Records, Wei 3 §66Records, Wei 4 §152–153

In the Romance

In Chapter 14 of the Romance, while Cao Cao was discussing moving the capital to Xudu, Wang Li, Palace Attendant and Grand Astrologer, said that the Han's allotted fortune was running out and that someone would rise in the lands of Jin and Wei, and secretly told Emperor Xian that "the one who will replace the Han and possess the realm will be in Wei." Xun Yu said that the Han had ruled by the virtue of Fire, that Cao Cao's destiny was Earth, and that Xudu belonged to Earth, so he would surely flourish if he went there, and Cao Cao moved the imperial carriage to Xudu. Romance, Ch. 14 §23–26

In Chapter 61 the Chief Clerk Dong Zhao put himself forward to propose that Cao Cao should receive the rank of Duke of Wei and be granted the Nine Bestowments, and the Romance explains the nine items one by one. When the Palace Attendant Xun Yu opposed it, Cao Cao's face changed color, and later he sent Xun Yu, who was staying at Shouchun, a food box with nothing in it, whereupon Xun Yu took poison and died. Romance, Ch. 61 §30–35

In Chapter 66, when there was a proposal to elevate Cao Cao to King of Wei, the Prefect of the Palace Secretariat Xun You opposed it and then fell ill and died of grief and indignation, and Cao Cao dropped the matter of the kingship. In the same chapter, when the letter in which Empress Fu had plotted against Cao Cao with her father Fu Wan came to light, Cao Cao had the Empress beaten to death with clubs and poisoned the two sons she had borne. This happened in the 11th month of the 19th year of Jian'an. In Chapter 68, in the 5th month of the 21st year of Jian'an, Cao Cao accepted the rank of King of Wei after declining three times, built the palace of the King of Wei in Ye Commandery, set aside Lady Ding and made Lady Bian Queen of Wei. Romance, Ch. 66 §33–34 · 40 · 48–49Romance, Ch. 68 §28–29

In Chapter 80 Hua Xin and others pressed Emperor Xian to abdicate, and Zu Bi, the Gentleman of Tallies and Seals who would not hand over the imperial seal, was dragged out and killed. On Sima Yi's advice Cao Pi submitted a memorial declining, and when, following Jia Xu's plan, Emperor Xian built the Altar of Accepting Abdication at Fanyang, Cao Pi received the imperial seal that Emperor Xian personally presented and ascended the imperial throne. He changed the era name to Huangchu, named the state Great Wei, and conferred on Cao Cao the posthumous title Taizu, Emperor Wu. Romance, Ch. 80 §1 · 10 · 15 · 18–20 · 23

The title of Chapter 107 begins "The rule of the sovereign of Wei passes to the Sima clan." While Cao Shuang and his brothers had left the city with Cao Fang, the sovereign of Wei, to pay respects at Emperor Ming's tomb, Sima Yi raised troops, and Cao Fang, after hearing Sima Yi's memorial, asked Cao Shuang, "Such are the Grand Tutor's words—how will you deal with this?" After Cao Shuang's clan had been killed, Cao Fang made Sima Yi Chancellor, added the Nine Bestowments, and entrusted the affairs of state jointly to the three of them, father and sons. Romance, Ch. 107 §1 · 13 · 31

In Chapter 109 Sima Shi declared that Cao Fang's crimes were worse than those of the Prince of Changyi of the Han and proposed setting up a new ruler, and the Empress Dowager rebuked Cao Fang, made him hand over the state seal, and set up Cao Mao, Duke of Gaogui Village. In Chapter 114 Cao Mao, sword in hand, mounted his carriage and set out for the Southern Gate Towers, but among the palace troops led by Jia Chong he was stabbed to death by Cheng Ji's halberd. In the 6th month of that year Sima Zhao set up Cao Huang, Duke of Changdao Village, as emperor, and Cao Huang changed his name to Cao Huan. Romance, Ch. 109 §38–41 · 43–44Romance, Ch. 114 §10 · 12–13 · 23

In Chapter 119 Sima Yan, who had succeeded as King of Jin, said, "If even Cao Pi could succeed to the line of the Han, why should I not succeed to the line of Wei?" and went into the palace wearing his sword to browbeat Cao Huan. Cao Huan had Jia Chong build an Altar of Accepting Abdication, and on the jiazi day of the 12th month personally held up the imperial seal; Jia Chong declared that forty-five years had already passed since Wei received the Han's abdication, enfeoffed him as Prince of Chenliu and had him reside in the Jinyong Fortress. Sima Yan named the state Great Jin, and "Wei thus came to an end." Chapter 120 records that Cao Huan, the sovereign of Wei, died in the 1st year of Tai'an. Romance, Ch. 119 §35 · 37–38 · 41 · 43–45Romance, Ch. 120 §61

Where the Romance differs

Omens of Wei's rise: In Chapter 14 of the Romance, the Grand Astrologer Wang Li observed the heavens and told Emperor Xian that the one to replace the Han would be in Wei. The omens recorded in the basic annals of the Records are different. The Annals of Emperor Wu record that in the time of Emperor Huan, Yin Kui said that fifty years later a true man would rise between Liang and Pei, and that the year Cao Cao defeated Yuan Shao was exactly fifty years later; the Annals of Emperor Wen record that when a yellow dragon appeared at Qiao County in the 5th year of Xiping, the Grand Astrologer Shan Yang said that a king would arise in that state. Romance, Ch. 14 §23–24Records, Wei 1 §72Records, Wei 2 §3

Xun Yu's death: In Chapter 61 of the Romance, Xun Yu, who had opposed the dukedom of Wei and the Nine Bestowments, received an empty food box sent by Cao Cao, took poison and died. In the Biography of Xun Yu in the Records, when Dong Zhao and others consulted him in the 17th year of Jian'an about a ducal rank and the Nine Bestowments, Xun Yu said it was not right; during the campaign against Sun Quan he fell ill, stayed behind at Shouchun and died in sorrow, and the following year Cao Cao became Duke of Wei. Romance, Ch. 61 §33–35Records, Wei 10 §42–43

Xun You and the kingship of Wei: In Chapter 66 of the Romance, Xun You opposed raising Cao Cao to King of Wei and then fell ill from indignation and died. The Biography of Xun You in the Records states that when the state of Wei was first established Xun You became Director of the Imperial Secretariat, and that he died on the road while accompanying the campaign against Sun Quan. In the Annals of Emperor Wu, Cao Cao became King of Wei in the 5th month of the 21st year of Jian'an (216). Romance, Ch. 66 §33–34Records, Wei 10 §63 · 65Records, Wei 1 §154

Empress Fu: In Chapter 66 of the Romance, Cao Cao had Empress Fu beaten to death with clubs and her two sons poisoned. The Annals of Emperor Wu in the Records state only that in the 11th month of the 19th year of Jian'an the Empress, née Fu, was deposed and died over a letter she had once sent to her father Fu Wan, and that her brothers were all executed according to law; there is no story of the two sons. Romance, Ch. 66 §48Records, Wei 1 §142 · 1–173

Queen of Wei: In Chapter 68 of the Romance, Cao Cao, having become King of Wei, at once made Lady Bian Queen of Wei. In the Annals of Emperor Wu in the Records, his wife Lady Bian became queen in the 7th month of the 24th year of Jian'an (219). Romance, Ch. 68 §29Records, Wei 1 §168

The procedure of abdication: In Chapter 80 of the Romance, Emperor Xian personally presented the imperial seal to Cao Pi on the Altar of Accepting Abdication, and was enfeoffed as Duke of Shanyang and left that same day. In the Annals of Emperor Wen in the Records, Emperor Xian had Zhang Yin, acting Imperial Counsellor, present the imperial seal and ribbons to hand over the throne, Cao Pi mounted the altar at Fanyang and ascended the imperial throne, and Emperor Xian was enfeoffed as Duke of Shanyang in the 11th month of the 1st year of Huangchu. Romance, Ch. 80 §20 · 24Records, Wei 2 §13 · 16–17

Sima Yi as Chancellor: In Chapter 107 of the Romance, Cao Fang made Sima Yi Chancellor and added the Nine Bestowments, and did not permit him to decline. In the Annals of the Three Young Emperors in the Records, on the dingwei day of the 1st year of Jiaping, Sima Yi was to be made Chancellor, but this was dropped when he firmly declined. Romance, Ch. 107 §31Records, Wei 4 §29

Who killed Cao Mao: In Chapter 114 of the Romance, when Jia Chong said, "Lord Sima has given orders: he wants him dead," Cheng Ji stabbed Cao Mao with his halberd. In the Annals of the Three Young Emperors in the Records, Sima Zhao reported that he had ordered that no harm be done, but that Cheng Ji, Retainer of the Crown Prince, had recklessly charged into the ranks and harmed the Duke; Jia Chong's name does not appear in the Annals of the Three Young Emperors. Romance, Ch. 114 §12–13Records, Wei 4 §107 · 47–111

The abdication: In Chapter 119 of the Romance, Sima Yan entered the palace, browbeat Cao Huan, and had the Gentleman of the Yellow Gate Zhang Jie, who stood up to him, beaten to death, and Cao Huan personally held up the imperial seal and stood on the altar, then came down and bowed. The Annals of the Three Young Emperors in the Records state that on the renxu day of the 12th month of the 2nd year of Xianxi an edict ordered an altar set up in the southern suburbs, and an envoy was sent bearing the imperial seal, ribbons and patent to abdicate the throne, following the old precedent of Han and Wei. Romance, Ch. 119 §38 · 40–43Records, Wei 4 §150

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Lineage

  • Absorbed: Liu Dai faction (192~192) — 「迎太祖領兖州牧」(sgz-wei-01:s23) · 「太祖臨兗州」(sgz-wei-14:s8)
  • Absorbed: Yellow Turbans (192) — 「受降卒三十餘萬…收其精銳者,號爲青州兵」 · 「儀及其衆皆降」
  • Controlled court: Eastern Han (196~220) — 「太祖遂至洛陽,衞京都…董昭等勸太祖都許」
  • Absorbed: Zhang Xiu faction (199) — 「冬十一月,張繡率衆降,封列侯」
  • Absorbed: Zhang Yang faction (199) — 「斬固…洪、尚率衆降」 · 「斬固,盡收其眾也」
  • Absorbed: Heishan Bandits (205) — 「黑山賊張燕率其衆十餘萬降」 · 「率眾詣鄴,封安國亭侯」(sgz-wei-08:s54)
  • Destroyed: Yuan Tan faction (205) — 「十年春正月,攻譚,破之,斬譚」
  • Absorbed: Wuhuan Disputed (207) — 「八月,登白狼山…斬蹋頓」 · 「悉徙其族居中國」(sgz-wei-30:s12)
  • Destroyed: Yuan Shang faction (207) — 「尚、熙與烏丸逆軍戰,敗走奔遼東」 · 「康即斬尚、熙」
  • Destroyed: Han Sui faction (215) — 「共斬送韓遂首」
  • Preceded by: Eastern Han (220) —
  • Destroyed: Shu (263) — 「是月,蜀主劉禪詣艾降,巴蜀皆平」 · 「降於艾」
  • Succeeded by: Jin (265) — 「禪位于晉嗣王,如漢魏故事」 · 「十二月,晉受禪」
  • Destroyed: Gongsun Yuan faction — 「司馬宣王圍公孫淵於襄平,大破之,傳淵首于京都」
  • Absorbed: Liu Biao faction — 「九月,公到新野,琮遂降」
  • Absorbed: Zhang Lu faction — 「十一月,魯自巴中將其餘衆降」
  • Destroyed: Lü Bu faction — 「生禽布、宮,皆殺之」 · 「太祖塹圍之三月」

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