Battle

Zhuge Liang's Northern Expeditions 諸葛亮北伐

About this event

Zhuge Liang's Northern Expeditions were the series of campaigns against Wei waged by Chancellor Zhuge Liang of Shu from his stationing at Hanzhong in the 5th year of Jianxing (227) until his death at the Wuzhang Plains in the 12th year (234). In Chen Shou's main text the major battles are the Battle of Jieting, lost after the attack on Mount Qi in the spring of the 6th year of Jianxing (228), and the Revolt of Tianshui that broke out at that time; the Siege of Chencang that winter, when he came out through San Pass and surrounded Chencang; the Battle of Jianwei in the 7th year (229); the Battle of Mount Qi in the 9th year (231); and the Battle of Wuzhang Plains in the 12th year (234). Zhuge Liang pacified the two commanderies of Wudu and Yinping, but when he died of illness while facing Sima Yi at the Wuzhang Plains, the army withdrew. Records, Shu 5 §24 · 32–38Records, Shu 3 §9–15

Chen Shou recorded these campaigns with the Biography of the Later Sovereign in Records of Shu 3 and the Biography of Zhuge Liang in Records of Shu 5 as the main thread, distributing the rest among the Annals of Emperor Ming in Records of Wei 3, the biographies of Cao Zhen, Zhang He, Guo Huai, Xin Pi and others, and the Shu biographies of Wei Yan, Wang Ping, Jiang Wei, Li Yan and others. The Romance depicts this fighting over fourteen chapters, from the Memorial on Dispatching the Troops in Chapter 91 to Zhuge Liang's death in Chapter 104. Records, Shu 3 §8–15Records, Shu 5 §24–38Records, Wei 3 §8–10 · 19–22 · 36–40Romance, Ch. 91 §32Romance, Ch. 104 §15

Course of events in the Records

Zhuge Liang, having campaigned in the south in the spring of the 3rd year of Jianxing (225) and pacified it all by autumn, saw the state grow rich from the military supplies produced there, and so put his forces in order, drilled them in martial arts and waited for a great campaign. In the 5th year (227) he led the armies north to be stationed at Hanzhong and submitted a memorial saying that since the south was pacified and weapons and armor were sufficient, he would lead the three armies north to pacify the Central Plain, restore the house of Han and return to the old capital. The Biography of the Later Sovereign records that in the spring of that year he encamped at Shima in Yangping, north of the Mian River. Records, Shu 5 §24 · 29 · 31Records, Shu 3 §8

In the spring of the 6th year (228) Zhuge Liang spread word that he would take Mei County by the Xie Valley road, placed Zhao Yun and Deng Zhi in the Ji Valley to draw out Cao Zhen's main army, and himself attacked Mount Qi. The three commanderies of Nan'an, Tianshui and Anding rebelled against Wei and went over to him, but Ma Su, leading the advance, was heavily defeated by Zhang He at the Battle of Jieting, and Zhao Yun and Deng Zhi also suffered a setback at the Ji Valley. Zhuge Liang removed more than a thousand households of Xi County, returned to Hanzhong and put Ma Su to death, and, demoting himself three grades, acted in the affairs of the Chancellor as General of the Right. At this time Jiang Wei of Tianshui Commandery came over to him. Records, Shu 5 §32–34Records, Shu 6 §41Records, Shu 14 §30–31

That winter Zhuge Liang came out again through San Pass and besieged Chencang, but when Cao Zhen blocked him his provisions ran out and he went back, defeating and beheading the Wei general Wang Shuang, who pursued him. The Annals of Emperor Ming date this to the 12th month, and the Biography of Cao Zhen records that because Cao Zhen had earlier had Hao Zhao and Wang Sheng hold Chencang and repair its walls, Zhuge Liang could not take it. Zhang He, summoned by Emperor Ming, was given 30,000 men and set out, predicting that Zhuge Liang's provisions would not last ten days. Records, Shu 5 §35Records, Wei 3 §10Records, Wei 9 §65–66Records, Wei 17 §52–53

In the 7th year (229) Zhuge Liang sent Chen Shi (陳式) to attack Wudu and Yinping, and when Guo Huai, Wei's Inspector of Yong Province, moved to attack Chen Shi, Zhuge Liang went out in person as far as Jianwei, whereupon Guo Huai withdrew and the two commanderies were at last pacified. In an edict the Later Sovereign, citing his merits in beheading Wang Shuang, putting Guo Huai to flight, winning the surrender of the Di and Qiang and recovering the two commanderies, restored Zhuge Liang as Chancellor. In the autumn of the 8th year (230) Wei sent Sima Yi, Zhang He and Cao Zhen by three routes to attack Hanzhong, but when heavy rain fell for more than thirty days and the plank roads were cut, an edict recalled the armies. That year Wei Yan entered the lands of the Qiang and heavily defeated Wei's Fei Yao and Guo Huai at Yangxi. Records, Shu 5 §35–36Records, Shu 3 §10–11Records, Wei 9 §66–67Records, Wei 3 §19Records, Shu 10 §58

In the 2nd month, spring, of the 9th year (231) Zhuge Liang again besieged Mount Qi and for the first time used wooden oxen to carry provisions. The Annals of Emperor Ming record that the Grand Marshal Cao Zhen died in the 3rd month, and that when Zhuge Liang raided Tianshui, the General-in-Chief Sima Yi was ordered to resist him. Sima Yi and Zhang He went to the relief of Mount Qi, and Wang Ping, holding the southern siege lines, did not budge even under Zhang He's attack. The biography of Qian Zhao records that Zhuge Liang, at Mount Qi, allied with Kebineng of the Xianbei. In the 6th month, summer, when his provisions ran out and he withdrew, Zhang He, who pursued him, was struck by an arrow and died. Li Ping (Li Yan), when the long rains broke the supply line, called Zhuge Liang back and then tried to put the blame on him, but was exposed and dismissed. Records, Shu 3 §12Records, Shu 5 §37Records, Wei 3 §21Records, Shu 13 §37Records, Wei 26 §59Records, Wei 17 §55Records, Shu 10 §46–47

In the 10th year (232) Zhuge Liang rested his troops and encouraged farming at Huangsha and completed the gliding horses and wooden oxen, and in the winter of the 11th year (233) he had the armies carry rice and gather it at the mouth of the Xie Valley, where he built storehouses. Records, Shu 3 §13–14

In the 2nd month, spring, of the 12th year (234) Zhuge Liang came out through the Xie Valley with his entire army, using gliding horses to carry provisions, occupied the Wuzhang Plains in Wugong and faced Sima Yi south of the Wei River. Always worried that his provisions would not hold out, he divided his troops to farm military colonies, and though the soldiers working the fields mingled with the inhabitants along the Wei River, the people were at ease. Emperor Ming told Sima Yi to strengthen his ramparts and hold fast, and sent Xin Pi as Military Adviser to the General-in-Chief to restrain Sima Yi, who wanted to fight. After more than a hundred days of standoff, in the 8th month of that year Zhuge Liang died of illness in camp at the age of fifty-four. Records, Shu 5 §38Records, Shu 3 §15Records, Wei 3 §36 · 40Records, Wei 25 §22

After the army had withdrawn, Sima Yi inspected Zhuge Liang's camps and ramparts and said, "A rare genius of the realm!" On the way back Wei Yan and Yang Yi attacked each other, and Wei Yan was beheaded. In his assessment Chen Shou called Zhuge Liang an excellent talent who understood governance, second only to Guan Zhong and Xiao He, yet said that since he moved his host year after year without achieving success, generalship that adapts to changing circumstances was perhaps not his strength. Records, Shu 5 §38 · 66–67Records, Shu 3 §15

In the Romance

In Chapter 91 of the Romance, when Sima Yi lost his offices and returned to his home district because of Ma Su's scheme to sow discord, Zhuge Liang submitted the Memorial on Dispatching the Troops, overrode Qiao Zhou's objections, and set out to attack Wei in the 3rd month, spring, of the 5th year of Jianxing. In Wei, Xiahou Mao became Grand Commander and opposed him with more than 200,000 troops and horses from the lands west of the passes. Romance, Ch. 91 §21–24 · 31–32 · 39–40 · 43 · 49–51

For the first campaign the Romance strings together the scenes in which Zhao Yun beheads Han De and his four sons (Chapter 92), Zhuge Liang takes Nan'an, Anding and Tianshui by stratagem and wins Jiang Wei (Chapters 92–93), and he berates Wang Lang until he falls from his horse and dies (Chapter 93). But when Sima Yi, restored to office, crushes Meng Da at Xincheng and comes out, and Ma Su loses Jieting (Chapter 95), Zhuge Liang drives off Sima Yi by playing the zither at Xicheng, withdraws, and beheads Ma Su (Chapters 95–96). Romance, Ch. 92 §5–14 · 41Romance, Ch. 93 §24–25 · 44Romance, Ch. 95 §6–7 · 37–45Romance, Ch. 96 §12–13

In Chapter 97 Zhuge Liang submitted the Later Memorial on Dispatching the Troops and advanced on Chencang, but could not take the city held by Hao Zhao, and in Chapter 98 Wei Yan beheaded Wang Shuang. When Hao Zhao died of illness, Zhuge Liang took Chencang and San Pass, advanced again to Mount Qi, and had Jiang Wei and Wang Ping take Wudu and Yinping (Chapters 98–99). When Wei's Cao Zhen and Sima Yi invaded with 400,000 men and then withdrew because of the long rains (Chapter 99), Zhuge Liang defeated Cao Zhen, then sent him a letter that made him die of rage, and contested battle formations with Sima Yi (Chapter 100). Romance, Ch. 97 §8–9 · 25–29Romance, Ch. 98 §21–22 · 37–38 · 43–44Romance, Ch. 99 §5 · 43 · 49–53Romance, Ch. 100 §22 · 29–31 · 36–41

Zhuge Liang, who had been recalled because of a false rumor spread by Gou An (苟安), advanced to Mount Qi again in Chapter 101, reaping the wheat of Longshang and startling Sima Yi by disguising himself as a divine being. When Li Yan, unable to supply provisions, called him back with a false letter saying that Eastern Wu was invading, he withdrew and had Zhang He, who pursued him, shot dead with crossbows on the Mumen Road. Romance, Ch. 100 §47–49Romance, Ch. 101 §13–22 · 37–38 · 47–49 · 53–54

In Chapter 102 Zhuge Liang reported at the temple of Emperor Zhaolie that he had marched out to Mount Qi five times without gaining an inch of land, set out once more with 340,000 men, and built wooden oxen and gliding horses to carry provisions. In Chapter 103 he lured Sima Yi and his sons into Shangfang Valley to burn them, but lost them to a sudden downpour; stationed at the Wuzhang Plains, he sent Sima Yi a woman's headdress and clothing, but Sima Yi still would not come out. While Zhuge Liang was praying to the Northern Dipper to prolong his life, Wei Yan put out his main lamp, and in Chapter 104 he died at fifty-four on the 23rd day of the 8th month, autumn, of the 12th year of Jianxing; Sima Yi, pursuing, saw the wooden figure on the carriage and fled. Romance, Ch. 102 §2 · 5 · 40–43Romance, Ch. 103 §29–31 · 37–40 · 52–56Romance, Ch. 104 §15 · 32–34

Where the Romance differs

Routes of the campaigns: In Chapter 102 of the Romance, Zhuge Liang reported that he had "marched out to Mount Qi five times" and went out to Mount Qi a sixth time. In Chen Shou's main text he went out to Mount Qi in the 6th year of Jianxing (228) and the 9th year (231); in the winter of the 6th year he came out through San Pass and besieged Chencang, in the 7th year he sent Chen Shi to attack Wudu and Yinping, and in the 12th year he came out through the Xie Valley and was stationed at the Wuzhang Plains. Romance, Ch. 102 §2Records, Shu 5 §32 · 35 · 37–38

The Wei army in the first campaign: In Chapters 91–92 of the Romance, Sima Yi lost his offices through a scheme to sow discord, and Xiahou Mao took the field as Grand Commander. In the Records, the Wei army in the 6th year of Jianxing was led by Cao Zhen and Zhang He; in the Annals of Emperor Ming, Sima Yi in the 1st month of that year attacked Xincheng and beheaded Meng Da, and he took the field against Zhuge Liang only from the attack on Shu in the 4th year of Taihe (230) and the relief of Mount Qi in the 5th year (231). Romance, Ch. 91 §31 · 49Records, Shu 5 §32Records, Wei 3 §7–8 · 19 · 21

Chencang: In Chapter 98 of the Romance, Zhuge Liang took Chencang when Hao Zhao died of illness and also gained San Pass. In the Biography of Zhuge Liang in the Records, he besieged Chencang but went back when his provisions ran out, and the Biography of Cao Zhen likewise records that the city could not be taken because it was prepared. Romance, Ch. 98 §37–38 · 41Records, Shu 5 §35Records, Wei 9 §66

Cao Zhen's death: In Chapter 100 of the Romance, Cao Zhen, ill in bed, read Zhuge Liang's letter and, unable to contain his rage, died in camp that night. The Annals of Emperor Ming in the Records record only that the Grand Marshal Cao Zhen died in the 3rd month of the 5th year of Taihe (231). Romance, Ch. 100 §29–31Records, Wei 3 §21

Zhang He's death: In Chapter 101 of the Romance, Zhang He, pursuing the retreating Shu army, was trapped on the Mumen Road and killed by crossbow bolts. In the Biography of Zhang He in the Records, when Zhuge Liang went back to hold Mount Qi, Zhang He pursued him as far as Mumen, fought him and died when a flying arrow struck his right knee; the Biography of the Later Sovereign records that he was struck by an arrow at Qingfeng while pursuing Zhuge Liang, who was withdrawing because his provisions had run out. Romance, Ch. 101 §47–49Records, Wei 17 §55Records, Shu 3 §12

Li Yan's deceit: In Chapter 101 of the Romance, Li Yan called Zhuge Liang back with a false letter saying that Eastern Wu was invading. In the Biography of Li Yan in the Records, when the long rains broke the transport of provisions, Li Ping (Li Yan) sent men to call Zhuge Liang back, and when the army withdrew he feigned surprise, asking why it had come back when provisions were plentiful. Romance, Ch. 101 §37–38 · 54Records, Shu 10 §46

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsShu, XianbeiWei
CommandersMa Su, Wang Ping, Wei Yan(魏延), Zhuge Liang, Zhao Yun, Deng Zhi, Chen Shi(陳式), Gao XiangCao Rui(曹叡), Cao Zhen, Guo Huai, Hao Zhao, Sima Yi, Zhang He, Wang Shuang, Fei Yao, Xin Pi

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 5 §67

Sub-events and Romance scenes (15)

Romance chapters (14)

Records volumes (11)