Battle

Battle of Jieting 街亭之戰

About this event

The Battle of Jieting was the battle in the spring of the 6th year of Jianxing (228; 2nd year of Taihe in Wei) in which, when Chancellor Zhuge Liang of Shu attacked Mount Qi, his Army Adviser Ma Su, leading the advance, was heavily defeated at Jieting by Zhang He of Wei; it belongs to the first campaign of Zhuge Liang's Northern Expeditions. The three commanderies of Nan'an, Tianshui and Anding rebelled against Wei and went over to Shu, but Emperor Ming of Wei came to Chang'an and had Zhang He resist, and Ma Su, disobeying Zhuge Liang's instructions and acting inappropriately, was defeated. Zhuge Liang removed more than a thousand households of Xi County and returned to Hanzhong, and put Ma Su to death to make amends to the army. Records, Shu 5 §32–33

Chen Shou divided his account of this battle among the Biography of Zhuge Liang in Records of Shu 5, the Biographies of Dong, Liu, Ma, Chen, Dong and Lü in Records of Shu 9 (the part on Ma Su) and the Biographies of Huang, Li, Lü, Ma, Wang and Zhang in Records of Shu 13 (the part on Wang Ping), and the Annals of Emperor Ming in Records of Wei 3, the Biographies of the Xiahou and Cao Clans in Records of Wei 9 (the part on Cao Zhen), the Biographies of Zhang, Yue, Yu, Zhang and Xu in Records of Wei 17 (the part on Zhang He) and the Biographies of Man, Tian, Qian and Guo in Records of Wei 26 (the part on Guo Huai). The Romance depicts the battle in Chapter 95, "Ma Su Rejects Advice and Loses Jieting," and in Chapter 96 Zhuge Liang sheds tears as he beheads Ma Su. Records, Shu 5 §32–33Records, Shu 9 §17–18Records, Shu 13 §35–36Records, Wei 3 §8Records, Wei 9 §65Records, Wei 17 §51Records, Wei 26 §68Romance, Ch. 95 §14–26Romance, Ch. 96 §9–13

Course of events in the Records

In the 5th year of Jianxing (227) Zhuge Liang led the armies north to Hanzhong and was stationed at Mianyang. In the spring of the 6th year (228) he spread word that he would take Mei County by way of the Xie Valley road and had Zhao Yun and Deng Zhi occupy the Ji Valley as a decoy force, and Wei's General-in-Chief Cao Zhen came out with his whole host to resist them. Zhuge Liang himself led the armies to attack Mount Qi; his ranks were orderly, his rewards and punishments strict and his commands clear. When the three commanderies of Nan'an, Tianshui and Anding rebelled against Wei and went over to him, all of Guanzhong was shaken. Records, Shu 5 §24 · 31–32

Emperor Ming of Wei came west to hold Chang'an and had Zhang He resist Zhuge Liang. The Annals of Emperor Ming say that the General-in-Chief Cao Zhen was put in command of the region west of the passes and advanced together with him, and the Biography of Cao Zhen records that Cao Zhen was stationed at Mei with the armies under his command. Zhang He was given the additional rank of Specially Advanced and, in command of the armies, went to stop Ma Su at Jieting. Records, Shu 5 §32Records, Wei 3 §8Records, Wei 9 §65Records, Wei 17 §51

Zhuge Liang put Ma Su in command of the armies at the front. The part of the Biography of Ma Liang on Ma Su records that there were veteran generals such as Wei Yan and Wu Yi, and that those who discussed the matter all said they should be made the vanguard, but Zhuge Liang went against the general opinion, promoted Ma Su and had him lead the main army at the front. Earlier, on his deathbed, Liu Bei had said that Ma Su's words exceeded his substance and that he should not be given great responsibility, but Zhuge Liang thought otherwise, made him an Army Adviser and constantly talked with him from day until night. Records, Shu 5 §32Records, Shu 9 §17

Wang Ping had been attached to Ma Su's vanguard. According to the Biography of Wang Ping, Ma Su abandoned the water and went up the hill, and his arrangements were confused and disorderly; Wang Ping repeatedly remonstrated, but Ma Su would not accept his advice. The Biography of Zhang He records that Ma Su relied on the steep ground of the southern hill and did not come down to hold the town, so Zhang He cut off his route for drawing water, attacked and routed him. The soldiers all scattered like stars; only the thousand men under Wang Ping beat their drums and held their ranks, so that Zhang He suspected an ambush and did not close in, and Wang Ping slowly gathered the stragglers from the various camps and returned. Records, Shu 13 §35–36Records, Wei 17 §51Records, Shu 9 §17

The Shu army was also defeated at Lieliucheng. Guo Huai's biography records that Gao Xiang was stationed at Lieliucheng, and that Zhang He attacked Ma Su while Guo Huai attacked Gao Xiang's camp, defeating both. The Annals of Emperor Ming say that when Zhang He, General of the Right, attacked Zhuge Liang at Jieting and routed him, Zhuge Liang fled in defeat and the three commanderies were pacified. The Biography of Zhang He says that Zhang He attacked and pacified all three commanderies, and the Biography of Cao Zhen records that Yang Tiao and other people of Anding who were holding Yuezhi City bound themselves and came out when Cao Zhen arrived, and all three commanderies were pacified. Records, Wei 26 §68Records, Wei 3 §8Records, Wei 17 §51Records, Wei 9 §65

With nowhere to base himself if he advanced, Zhuge Liang removed more than a thousand households of Xi County and returned to Hanzhong. At the Ji Valley, Zhao Yun and Deng Zhi, whose troops were weak against a strong enemy, also suffered a setback, but they gathered their men and held firm and so avoided a great defeat; Zhao Yun was demoted to General Who Guards the Army. Zhuge Liang put Ma Su to death to make amends to the army. The Biography of Wang Ping says that Zhuge Liang executed Ma Su and the Shu generals Zhang Xiu (張休) and Li Sheng and took away the troops of the general Huang Xi and others, and the Biography of Ma Liang records that when Ma Su died after being imprisoned, Zhuge Liang wept for him, and that Ma Su was thirty-nine at the time. Xiang Lang's biography records that when Ma Su fled, Xiang Lang, who had long been his friend, knew the circumstances but did not report him, and lost his office. Records, Shu 9 §18Records, Shu 5 §33Records, Shu 6 §41Records, Shu 13 §36Records, Shu 11 §14

Zhuge Liang submitted a memorial saying that the disobedience of orders at Jieting and the lack of vigilance at the Ji Valley were both his own fault, for having no proper method in entrusting men with command, and asked to be demoted three grades; he then acted in the affairs of the Chancellor as General of the Right. Wang Ping was singled out for distinction, given the additional post of Army Adviser and made General Who Suppresses Bandits and a village marquis, and Zhang He received an additional fief of 1,000 households. Jiang Wei went over to Zhuge Liang at this time and returned with him. The following year an edict, saying that the fault for the battle of Jieting stemmed from Ma Su, restored Zhuge Liang as Chancellor. Records, Shu 5 §33–36Records, Shu 13 §36Records, Wei 17 §51–52Records, Shu 14 §30–31

In the Romance

In Chapter 95 of the Romance, Cao Rui, ruler of Wei, made Zhang He the vanguard and sent him out with Sima Yi. Sima Yi, emerging from the pass with 200,000 troops, declared that Jieting and Lieliucheng west of the Qinling were the throat of Hanzhong and set out to strike Jieting directly. In his camp at Mount Qi, Zhuge Liang, hearing that Meng Da was dead and that Sima Yi had come out through the pass, looked for someone to hold Jieting; Ma Su wrote a pledge staking his whole family and received 25,000 picked troops. Zhuge Liang sent the cautious Wang Ping with him, telling them to build their camp on the main road, and assigned Gao Xiang to Lieliucheng with 10,000 men and Wei Yan to the rear of Jieting. Romance, Ch. 95 §1 · 3 · 6–12

Arriving at Jieting, Ma Su rejected Wang Ping's proposal to build a camp at the junction where five roads met and encamped on the hill, saying that if they looked down from the heights their momentum would be like splitting bamboo. Wang Ping took 5,000 men, built a camp 10 li from the hill and sent Zhuge Liang a drawing of the positions. Learning through Sima Zhao's scouting that the troops were on the hill, Sima Yi had Zhang He block Wang Ping and had Shen Dan and Shen Yi cut off the route for drawing water, and then surrounded the hill. Romance, Ch. 95 §14–23

The Shu troops on the hill, without water, fell into great disorder, the troops on the south side of the hill surrendered, and when Sima Yi set fires Ma Su fled west. Wei Yan, Wang Ping and Gao Xiang, trying to retake Jieting, were surrounded again and again, and at Lieliucheng it was Sima Yi, having taken the city first, who received the belatedly arriving Guo Huai. Zhuge Liang, on receiving Wang Ping's drawing, was alarmed that Ma Su had led the army into a pit, and on the report that both Jieting and Lieliucheng had been lost he said, "This is my fault," and prepared to withdraw. Romance, Ch. 95 §24–33 · 36–38

Zhuge Liang drove off Sima Yi by playing the zither at Xicheng and then returned to Hanzhong, while Zhao Yun covered the retreat at the Ji Valley. In Chapter 96 Zhuge Liang rebuked Wang Ping, asking why he had not remonstrated, then had Ma Su, who had come with himself bound, beheaded according to military law, and answered Jiang Wan, who tried to stop him, by asking how he could punish the rebels if he abandoned the law. Ma Su was thirty-nine, and it was the 5th month, summer, of the 6th year of Jianxing. Zhuge Liang wept bitterly, recalling the late emperor's words, and submitted a memorial asking to be demoted three grades, after which he acted in the affairs of the Chancellor as General of the Right. Romance, Ch. 95 §40–45 · 52–58Romance, Ch. 96 §6–16

Where the Romance differs

Command of the Wei army: In Chapter 95 of the Romance, Sima Yi attacked Jieting with 200,000 troops and Zhang He as his vanguard, and his son Sima Zhao scouted. In the Records, when Zhuge Liang attacked Mount Qi, Emperor Ming came to Chang'an and had Zhang He resist him (Biography of Zhuge Liang), and the Annals of Emperor Ming and the Biography of Zhang He likewise name Zhang He as the one who defeated Ma Su at Jieting. In the Annals of Emperor Ming, Sima Yi in the 1st month of that year attacked Xincheng and beheaded Meng Da. Romance, Ch. 95 §1 · 19–23Records, Shu 5 §32Records, Wei 3 §7–8Records, Wei 17 §51

Ma Su's troops and Wang Ping: In Chapter 95 of the Romance, Ma Su received 25,000 picked troops, and Wang Ping, with 5,000, built a camp 10 li away and then fell back after fighting Zhang He. The Records give no figure for Ma Su's troops; in the Biography of Wang Ping, when everyone else had scattered, only Wang Ping's thousand men held out, beating their drums, and Zhang He, suspecting an ambush, did not close in. Romance, Ch. 95 §9 · 18 · 25Records, Shu 13 §35–36

Wei Yan: In Chapter 95 of the Romance, Wei Yan, stationed behind Jieting, pursued Zhang He, retook Jieting and was surrounded. The Biography of Ma Liang in the Records says only that those who discussed the matter proposed the veteran generals Wei Yan and Wu Yi as the vanguard but Zhuge Liang chose Ma Su, and Wei Yan's biography has nothing about the battle of Jieting either. Romance, Ch. 95 §11 · 26–27Records, Shu 9 §17Records, Shu 10 §58

Lieliucheng: In Chapter 95 of the Romance, when Guo Huai reached Lieliucheng, Sima Yi had already taken the city. In the Biography of Guo Huai in the Records, Guo Huai attacked and broke the camp of Gao Xiang, who was stationed at Lieliucheng. Romance, Ch. 95 §30–33Records, Wei 26 §68

Ma Su's end: In Chapter 96 of the Romance, Ma Su came with himself bound and was beheaded outside the camp gate. The Biography of Zhuge Liang in the Records says that Zhuge Liang put Ma Su to death to make amends to the army, the Biography of Ma Liang says he died after being imprisoned, and the Biography of Wang Ping records that Zhang Xiu and Li Sheng were executed with him. Xiang Lang's biography records that Ma Su fled. The age of thirty-nine is the same. Romance, Ch. 96 §9–13Records, Shu 5 §33Records, Shu 9 §18Records, Shu 13 §36Records, Shu 11 §14

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsShuWei
CommandersMa Su, Wang Ping, Zhuge Liang, Gao XiangCao Zhen, Zhang He, Guo Huai

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 5 §33

Sub-events and Romance scenes (1)

Romance chapters (3)

Records volumes (10)