Sima Yan 司馬炎

RecordsRomance Jin 사마염司马炎

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OccupationRNRuler · EmperorFactionJin
AppearsRNBiography in
BornNative placeHenei Commandery Wen County Unverified
ExistenceHistoricalMentionsR5

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Sima Yan was the ruler of Jin who received the abdication of Wei. He has no biography of his own in the Records, and in Chen Shou's main text his name appears five times, in the record of the Prince of Chenliu in the Annals of the Three Young Emperors (Records of Wei 4). In the 5th year of Ganlu (260), as Commissioner Bearing Credentials, Acting Protector of the Central Army and General of the Central Fortifications, he went to welcome Cao Huan (then named Cao Huang), Duke of Changdao Village, and in the 1st year of Xianxi (264), as General-in-Chief Who Pacifies the Army and Marquis of Xinchang District, he became Heir of Jin. Records, Wei 4 §105 · 144

When the Chancellor of State, the King of Jin, died in the 8th month of the 2nd year of Xianxi (265), the next day he succeeded to the fief and position as Crown Prince of Jin, and in the 12th month of that year (early 266 CE) Wei abdicated in favour of the successor King of Jin. Chen Shou's main text records what followed without his name, as 'the house of Jin' and 'Jin', and it also records as an edict of Jin the naming of Sun Hao of Wu as Marquis Who Returned to Allegiance after his surrender in the 4th year of Tianji (280). Records, Wei 4 §148 · 150Records, Wu 3 §85

Chen Shou's main text does not record his courtesy name, his birth or his death, and there is no assessment of him. In the Romance he first appears in Chapter 114 as the son on whom Sima Zhao had set his hopes, and he appears in 3 of its 120 chapters; no chapter has his name in its title. In Chapter 119 he receives the abdication of Cao Huan, ruler of Wei, and names the state Great Jin, and in Chapter 120 he pacifies Wu, and the Romance closes by saying that the Three Kingdoms returned to Sima Yan, Emperor of Jin. Records, Wei 4 §152–153Romance, Ch. 114 §22Romance, Ch. 119 §45Romance, Ch. 120 §61

In the Records

After the Duke of Gaogui Village died in the 5th month of the 5th year of Ganlu (260), Sima Yan, Commissioner Bearing Credentials, Acting Protector of the Central Army and General of the Central Fortifications, was sent north to welcome Cao Huan (then named Cao Huang), Duke of Changdao Village, to succeed Emperor Ming. This is the first place where Sima Yan's name appears in Chen Shou's main text. Records, Wei 4 §98 · 105

On the day gengyin of the 8th month of the 1st year of Xianxi (264), the General of the Central Pacifying Army Sima Yan was ordered to assist in the affairs of the Chancellor of State, in keeping with the precedent of the Duke of Lu being named heir. On the day wuwu of the 9th month he went from General of the Central Pacifying Army to General-in-Chief Who Pacifies the Army, and on the day bingwu of the 10th month, as General-in-Chief Who Pacifies the Army and Marquis of Xinchang District, he was named Heir of Jin. Records, Wei 4 §130 · 134 · 139 · 144

An edict of the 5th month of the 2nd year of Xianxi (265) had the King of Jin wear the crown with twelve strings of beads, raise the banners of the Son of Heaven and ride the Golden Root Carriage drawn by six horses, and raised the royal consort to Queen and the heir to Crown Prince. When the Chancellor of State, the King of Jin, died on the day xinmao of the 8th month, the next day, renchen, Sima Yan, Crown Prince of Jin, succeeded to the fief and position and took charge of all the affairs of government, and the regalia and documents of investiture granted to him were all as before. That month Xiangwu County reported that a giant more than 3 zhang tall had appeared, called out to a commoner named Wang Shi and said, 'Great peace is now at hand.' Records, Wei 4 §146–148

On the day wuwu of the 9th month the Minister over the Masses He Zeng became Chancellor of Jin, and on the day guihai Sima Wang, General of Agile Cavalry, was made Minister over the Masses, Shi Bao, General-in-Chief Who Conquers the East, General of Agile Cavalry, and Chen Qian, General-in-Chief Who Conquers the South, General of Chariots and Cavalry. On the day yihai King Wen of Jin was buried. Records, Wei 4 §148–149

On the day renxu of the 12th month, declaring that Heaven's favour had ended for ever and that the succession of Heaven now lay with Jin, an edict ordered the high ministers and officials to prepare the ceremony and set up an altar in the southern suburbs, and sent envoys bearing the imperial seals, ribbons and patent to abdicate in favour of the successor King of Jin, following the old precedents of Han and Wei. On the day jiazi envoys were sent bearing the patent, and the Prince of Chenliu moved his residence to Jinyong City and in the end lived out his days at Ye. In his assessment Chen Shou wrote that the Prince of Chenliu followed the earlier precedent, yielded the throne with due courtesy and became a guest of Jin. Records, Wei 4 §150 · 153

Chen Shou's main text records what followed without Sima Yan's name, as 'the house of Jin'. In the 1st year of Taishi (early 266 CE), when the house of Jin ascended the throne, it issued an edict saying that Deng Ai had boasted of his merit and lost his propriety and truly deserved death, but that on the day he received the edict he had dismissed his men and sent them home and submitted to punishment with his hands bound; now that the great amnesty allowed his family to return, if he had no descendants an heir was to be established so that his sacrifices would not be cut off. It also issued edicts repeatedly ordering that Qiao Zhou of Shu be sent, and Qiao Zhou, ill, reached Luoyang in the 3rd year of Taishi (267) and was appointed Chief Commandant of Cavalry on the spot. Records, Wei 28 §83Records, Shu 12 §76

In the 2nd month of the 10th year of Taishi (274), Chen Shou compiled Zhuge Liang's old writings into 24 chapters and presented them, saying in his memorial that he had been given this task while serving earlier as Gentleman of Writing, on the proposal of Xun Xu and He Jiao, and calling it the supreme virtue of the Great Jin that Zhuge Liang's words had been preserved and recorded. He also wrote that His Majesty let even the slanders of an enemy state be set out in full, without altering or concealing them. Records, Shu 5 §45 · 54

In the winter of the 3rd year of Tianji (279) of Wu, Jin sent Sima Zhou, General-in-Chief Who Guards the East, toward Tuzhong; Wang Hun, General Who Pacifies the East, and Zhou Jun, Inspector of Yang Province, toward Niuzhu; Wang Rong, General Who Establishes Might, toward Wuchang; Hu Fen, General Who Pacifies the South, toward Xiakou; and Du Yu, General Who Guards the South, toward Jiangling; it had Wang Jun, General Who Soars Like a Dragon, and Tang Bin, General Who Broadens Martial Might, sail east down the Yangtze, and made the Grand Commandant Jia Chong Grand Commander, to position himself at key points as circumstances required. In the 3rd month of the following year Sun Hao sent letters to Wang Jun, Sima Zhou and Wang Hun and surrendered. Records, Wu 3 §78 · 83–85

Sun Hao moved west with his whole family and reached the capital on the day dinghai of the 5th month of the 1st year of Taikang (280). Before that, on the day jiashen of the 4th month, an edict declared that since Sun Hao, driven to the end of his resources, had come over and surrendered, he would not be put to death, as an earlier edict had promised, and would be given the title Marquis Who Returned to Allegiance, along with clothing and carriages, 30 qing of fields, 5,000 hu of grain a year, 500,000 cash, 500 bolts of silk and 500 jin of silk floss. Sun Hao's crown prince Sun Jin was appointed Gentleman of the Household, and his sons who had been kings were appointed Gentlemen of the Palace. In his assessment in the Biographies of the Three Successor Rulers, Chen Shou wrote that Sun Hao ought to have been cut in two at the waist to atone to the people, yet he received an edict sparing his life and was even granted the favour of the title Marquis Who Returned to Allegiance, which was boundless leniency. Records, Wu 3 §85–86 · 89–90

In the Romance

In Chapter 114 of the Romance, after Cao Mao's death, when Jia Chong and others urge Sima Zhao to receive the abdication of Wei and take the throne of the Son of Heaven, Sima Zhao declines, citing how King Wen of Zhou held two of the three parts of the realm and still served Yin. Hearing this, Jia Chong and the others realize that Sima Zhao's intentions rest on his son Sima Yan, and urge him no further. Romance, Ch. 114 §22

In Chapter 119, when Sima Zhao becomes King of Jin, the Romance portrays his eldest son Sima Yan as tall and imposing, with hair that reached the ground when he stood and hands that hung below his knees, intelligent, brilliant and martially gifted, and bolder than other men. When Sima Zhao wishes to make his second son Sima You, whom he had made the heir of his elder brother Sima Shi, his heir, Shan Tao remonstrates; Jia Chong, He Zeng and Pei Xiu say that the eldest son does not have the look of a man who will be another's subject; and the Grand Commandant Wang Xiang and the Minister of Works Xun Yi also remonstrate that setting up a younger son throws the state into disorder. Sima Zhao at last makes Sima Yan his heir. Romance, Ch. 119 §31–33

The high ministers report as an auspicious omen that at Xiangwu County a man who came down from Heaven had called himself 'the King of the People' and said that when the ruler of the realm changed, great peace would soon be seen, and they ask that the heir be made Crown Prince. Sima Zhao suffers a stroke and loses the power of speech, and the next day he points with his hand at the Crown Prince Sima Yan and dies. That day is the day xinmao of the 8th month, and on He Zeng's advice Sima Yan takes the position of King of Jin that same day, appoints He Zeng Chancellor of Jin, Sima Wang Minister over the Masses, Shi Bao General of Agile Cavalry and Chen Qian General of Chariots and Cavalry, and gives his father the posthumous title King Wen. Romance, Ch. 119 §33–35

After the funeral, Sima Yan asks Jia Chong and Pei Xiu whether it is true that Cao Cao said he would be a King Wen of Zhou, and says that if even Cao Pi carried on the line of Han, why should he himself not carry on the line of Wei. The next day he enters the palace wearing his sword, asks Cao Huan, ruler of Wei, by whose strength the realm of Wei was won, and tells him to hand it over to a man of talent and virtue. When the Gentleman of the Yellow Gate Zhang Jie stands up to him, he angrily declares that the realm was won by the strength of the Sima clan and that he is taking revenge on behalf of the house of Han, and he orders the guards to beat Zhang Jie to death with clubs below the hall. Romance, Ch. 119 §35–40

On Jia Chong's advice Cao Huan has Jia Chong build an Altar of Accepting Abdication, and on the day jiazi of the 12th month he stands on the altar holding the Imperial Seal of State himself. Sima Yan ascends the altar and receives the great ceremony, and Jia Chong enfeoffs Cao Huan as Prince of Chenliu and sends him out to Jinyong City. Sima Yan enfeoffs as Prince of Anping Sima Fu, who weeps and says he will never turn his back on Wei, but Sima Fu declines. Sima Yan names the state Great Jin, changes the era name to the 1st year of Taishi and proclaims a great amnesty, honors Sima Yi, Sima Shi and Sima Zhao with the posthumous titles Emperor Xuan, Emperor Jing and Emperor Wen and establishes the seven ancestral temples, and then holds court every day to discuss plans for attacking Wu. Romance, Ch. 119 §40–45 · 47–48

In Chapter 120, hearing that Lu Kang is making designs on Xiangyang, Sima Yan follows Jia Chong's advice and issues an edict to Yang Hu to resist him. He is overjoyed on reading Yang Hu's memorial proposing an attack on Wu, but when Jia Chong, Xun Yi and Feng Dan argue strongly that it cannot be done, he does not proceed. When Yang Hu comes to court in the 4th year of Xianning and asks to return home, Sima Yan asks him for a plan to bring peace to the state, and when Yang Hu's illness becomes critical in the 11th month of that year he goes to his house in person to visit him and regrets that he could not use his plan; Yang Hu recommends Du Yu and dies. Sima Yan weeps bitterly and confers on him posthumously the titles of Grand Tutor and Marquis of Juping. Romance, Ch. 120 §9–10 · 21–25

Following Yang Hu's words, Sima Yan makes Du Yu General-in-Chief Who Guards the South and Commander of Jing Province; although he receives Wang Jun's memorial, he halts the troops for a time on Wang Hun's advice, but Du Yu's memorial and Zhang Hua's urging make up his mind, and he makes Du Yu Grand Commander and has him attack Wu. When news comes of the victory at Niuzhu and Jia Chong proposes recalling the army, Sima Yan says that Zhang Hua is of the same mind as himself and orders the advance. When Wu is pacified, Sima Yan raises his cup with tears in his eyes and says that it is the achievement of Grand Tutor Yang. When Sun Hao bows his head in the hall at Luoyang, the Emperor of Jin says, 'I prepared this seat and have long been waiting for you,' and when Sun Hao replies that in the south he too had prepared this seat to wait for His Majesty, the emperor laughs heartily. The emperor enfeoffs Sun Hao as Marquis Who Returned to Allegiance, and the Romance closes by saying that from this point the Three Kingdoms returned to Sima Yan, Emperor of Jin, laying the foundation of unification. Romance, Ch. 120 §28 · 30–33 · 49–50 · 57–61

Where the Romance differs

How he became heir: In Chapter 119 of the Romance, Sima Zhao intends to set up his second son Sima You but makes Sima Yan his heir after the remonstrances of Shan Tao, Jia Chong, He Zeng, Pei Xiu, Wang Xiang and Xun Yi. The record of the Prince of Chenliu in the Records says only that in the 8th month of the 1st year of Xianxi (264) the General of the Central Pacifying Army Sima Yan was made to assist in the affairs of the Chancellor of State and that in the 10th month he was named Heir of Jin; the intention to set up Sima You and the remonstrances do not appear. Romance, Ch. 119 §32–33Records, Wei 4 §130 · 144

The giant of Xiangwu: In Chapter 119 of the Romance, while Sima Zhao is still alive, the high ministers report that a man more than 2 zhang tall came down from Heaven and called himself 'the King of the People'. In the Records, it is in the 8th month of the 2nd year of Xianxi (265), when Sima Yan had succeeded to the position, that Xiangwu County reports that a giant more than 3 zhang tall called out to a commoner, Wang Shi, and said, 'Great peace is now at hand.' Romance, Ch. 119 §33Records, Wei 4 §148

The crown and the Crown Prince: In Chapter 119 of the Romance, the high ministers cite the giant and ask Sima Zhao to adopt the crown with twelve strings of beads and the Golden Root Carriage and to make the heir Crown Prince. The record of the Prince of Chenliu in the Records says that these rites were granted to the King of Jin and the heir raised to Crown Prince in the 5th month of the 2nd year of Xianxi (265), and the giant appears only after Sima Zhao's death. Romance, Ch. 119 §33–34Records, Wei 4 §146–148

The day he succeeded as King of Jin: In Chapter 119 of the Romance, Sima Yan becomes King of Jin on the very day xinmao of the 8th month when Sima Zhao dies, and appoints He Zeng, Sima Wang, Shi Bao and Chen Qian. In the Records, the King of Jin died on the day xinmao and Sima Yan succeeded to the fief and position the next day, renchen, while He Zeng's becoming Chancellor of Jin and the appointments of Sima Wang, Shi Bao and Chen Qian are recorded in the record of the Prince of Chenliu as events of the days wuwu and guihai of the 9th month. Romance, Ch. 119 §35Records, Wei 4 §148–149

The scene pressing for abdication: In Chapter 119 of the Romance, Sima Yan enters the palace wearing his sword, browbeats Cao Huan and has the Gentleman of the Yellow Gate Zhang Jie, who stands up to him, beaten to death. The record of the Prince of Chenliu in the Records says only that on the day renxu of the 12th month, declaring that Heaven's favour had ended for ever, an edict had an altar set up and the throne was abdicated; this scene and Zhang Jie do not appear. Romance, Ch. 119 §37–40Records, Wei 4 §148–150

The abdication ceremony: In Chapter 119 of the Romance, on the day jiazi of the 12th month, Cao Huan stands on the altar holding the Imperial Seal of State himself, and Sima Yan ascends the altar to receive the great ceremony. In the Records, on the day renxu of the 12th month an edict sent envoys bearing the imperial seals, ribbons and patent to abdicate in favour of the successor King of Jin, and on the day jiazi envoys were sent bearing the patent. Romance, Ch. 119 §41–42Records, Wei 4 §150

Yang Hu: In Chapter 120 of the Romance, Sima Yan discusses the attack on Wu with Yang Hu and visits him in person on his sickbed, and Yang Hu recommends Du Yu. In Chen Shou's main text Yang Hu appears only in Records of Wu 7 and 13, as the Jin General of Chariots and Cavalry who set out to relieve Bu Chan at Xiling but withdrew when blocked by Lu Kang; there is no discussion of an attack on Wu or recommendation of Du Yu from his sickbed. Romance, Ch. 120 §22–25Records, Wu 7 §88Records, Wu 13 §72–75

Grand Commander of the campaign against Wu: In Chapter 120 of the Romance, Du Yu, General-in-Chief Who Guards the South, is made Grand Commander and sets out for Jiangling with 100,000 troops, while Sima Zhou, Wang Hun, Wang Rong and Hu Fen each lead 50,000 and follow Du Yu's command. In the Biographies of the Three Successor Rulers in the Records, Du Yu, General Who Guards the South, was sent toward Jiangling and Wang Hun, General Who Pacifies the East, and Zhou Jun, Inspector of Yang Province, toward Niuzhu, and the Grand Commandant Jia Chong was made Grand Commander. Romance, Ch. 120 §33Records, Wu 3 §78

Receiving Sun Hao: In Chapter 120 of the Romance, Sun Hao and the emperor exchange words about the seat in the hall at Luoyang, and Jia Chong asks Sun Hao about his punishment of flaying people's faces. The Records say only that by an edict of the day jiashen of the 4th month of the 1st year of Taikang (280) Sun Hao was given the title Marquis Who Returned to Allegiance together with clothing, carriages, fields, grain, cash, silk and silk floss, and that his crown prince Sun Jin was made Gentleman of the Household and his sons Gentlemen of the Palace; this exchange does not appear. Romance, Ch. 120 §59–60Records, Wu 3 §85–86

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA5060+10
  • STR3332−1
  • INT5060+10
  • POL4548+3
  • CHA5062+12
  • VIR6230−32
  • ADP5065+15
  • SCH4038−2
  • DIP4245+3
  • DIS4562+17
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

VirtueR62N30 −32

RAs an earlier edict promised, did not put Sun Hao to death and granted him the title Marquis Who Returned to Allegiance and an allowanceWu 3 §85Wu 3 §86

NBrowbeat Cao Huan and had Zhang Jie beaten to death, but enfeoffed Sun Hao as Marquis Who Returned to AllegianceCh. 119 §38Ch. 119 §40Ch. 120 §60

DiscernmentR45UnverifiedN62 +17

RNo direct record — estimated from the records of appointments around his accessionWei 4 §149

NVisited the ailing Yang Hu, asked about his successor and accepted his recommendationCh. 120 §24Ch. 120 §25

AdaptabilityR50UnverifiedN65 +15

RNo direct record — estimated from the record of his succeeding to the position after being named heirWei 4 §144Wei 4 §148

NResolved on the abdication by Cao Pi's precedent and overrode opposition to the advanceCh. 119 §37Ch. 120 §50

CharismaR50UnverifiedN62 +12

RNo direct record — estimated from the record of his receiving the abdicationWei 4 §150

NYang Hu wept that he could never repay his kindness, and after the victory he called it Yang Hu's achievementCh. 120 §24Ch. 120 §58

IntelligenceR50UnverifiedN60 +10

RNo direct record — estimated from the record of his assisting in the affairs of the Chancellor of StateWei 4 §130

NPut off the campaign against Wu on Jia Chong's word, but was greatly enlightened by Yang Hu's wordsCh. 120 §22Ch. 120 §23

4 similar abilities — show evidence
  • StrengthR33UnverifiedN32Unverified −1

    RNo direct record — estimated from his career as General-in-Chief Who Pacifies the ArmyWei 4 §134

    NNo direct record — estimated from his conduct as a rulerCh. 119 §35

  • PoliticsR45UnverifiedN48Unverified +3

    RNo direct record — estimated from the record of his succeeding to the fief and taking charge of all the affairs of governmentWei 4 §148

    NNo direct record — estimated from the record of his holding court every dayCh. 119 §48

  • ScholarshipR40UnverifiedN38Unverified −2

    RNo direct record — estimated from his career as General of the Central FortificationsWei 4 §105

    NNo direct record — estimated from the record of his asking about the story of Cao CaoCh. 119 §36

  • DiplomacyR42UnverifiedN45 +3

    RNo direct record — estimated from the record of his welcoming Cao Huan as Commissioner Bearing CredentialsWei 4 §105

    NPressed Cao Huan to abdicate, and exchanged words with Sun Hao and laughed heartilyCh. 119 §38Ch. 120 §59

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (3)

AppearsNot present Chapter list →

Allegiance history

  1. Jin · Records

Relations

  • Jin Led by · Records

Family

ParentsSima Zhao Novel & History
SiblingsSima You Novel & History

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.

Related events (1)

Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).