Cao Huan 曹奐

RecordsRomance Wei Courtesy name 景明 Jingming조환경명조황曹璜曹奂

Profile
OccupationRNRuler · EmperorFactionWei
AppearsRNBiography inBook of Wei
BornR246 N? UnverifiedNative placePei Commandery Qiao County Unverified
DiedR303 N(same) UnverifiedPlace of death
Cause of deathNNatural death Unverified
ExistenceHistoricalMentionsR12

Profile

Cao Huan, courtesy name Jingming, was a grandson of Cao Cao and the son of Cao Yu, Prince of Yan. In the 3rd year of Ganlu (258) he was enfeoffed as Duke of Changdao District in Anci County, and his original name was Cao Huang (曹璜). When Cao Mao, Duke of Gaogui Village, died in the 5th year of Ganlu (260), he was welcomed by the decision of the high ministers, and in the 6th month of that year he entered Luoyang and ascended the imperial throne. Records, Wei 4 §98 · 105 · 111 · 113

During his reign Wei pacified Shu, and the General-in-Chief Sima Zhao became Duke of Jin and then King of Jin. After Sima Zhao died, in the 12th month of the 2nd year of Xianxi (early 266 CE) Cao Huan abdicated in favour of Sima Zhao's son Sima Yan and moved his residence to Jinyong City, and in the end he lived out his days at Ye. He was then twenty years old. Records, Wei 4 §127 · 129 · 148 · 150

In his assessment Chen Shou, who wrote the Records, said that he merely faced south in reverent humility while the chief minister ran the government, and that following earlier precedent he abdicated and became a guest of Jin. In the Romance he first appears in Chapter 114 as the emperor set up by Sima Zhao, and he appears in 4 of its 120 chapters; his name is in no chapter title. In Chapter 119, pressed by Sima Yan, he has the Altar of Accepting Abdication built and hands over the throne. Records, Wei 4 §153Romance, Ch. 114 §23Romance, Ch. 119 §38–41

In the Records

Cao Huan's courtesy name was Jingming; he was a grandson of Emperor Wu, Cao Cao, and the son of Cao Yu, Prince of Yan. In the 3rd year of Ganlu (258) he was enfeoffed as Duke of Changdao District in Anci County. His father Cao Yu had lived with Emperor Ming, Cao Rui, in childhood and enjoyed his special favour, and when Emperor Ming became critically ill Cao Yu was appointed General-in-Chief and entrusted with affairs after the emperor's death, but within four days he firmly declined and was removed from office. Records, Wei 4 §113Records, Wei 20 §18–19

When the Duke of Gaogui Village died in the 5th month of the 5th year of Ganlu (260), Sima Yan, holding the Staff of Authority, Acting Protector of the Central Army and General of the Central Fortifications, was sent north to welcome Cao Huang, Duke of Changdao District, as the heir of Emperor Ming. On the guichou day of the 6th month an edict was issued saying that the personal name of the Duke of Changdao District was very hard to avoid as a taboo, and that the court officials should discuss it widely and change it. On the jiayin day he entered Luoyang and saw the Empress Dowager, and that same day he ascended the imperial throne in the front hall of the Taiji Palace, proclaimed a general amnesty and changed the era name. The Biographies of the Princes of Emperors Wu and Wen record that Cao Yu's son Cao Huan entered to continue the main line of succession. Records, Wei 4 §98 · 105 · 111 · 113Records, Wei 20 §19

On the bingchen day of the 6th month of the 1st year of Jingyuan (260), he raised the General-in-Chief Sima Zhao to Chancellor of State, enfeoffed him as Duke of Jin, added two commanderies to his fief to make ten in all, and granted him the rites of the Nine Bestowments. All the young men of Sima Zhao's family who were not yet marquises were to be enfeoffed as village marquises, and ten million cash and ten thousand bolts of silk were to be granted, but Sima Zhao firmly declined and the matter was dropped. On the jiwei day, when Cao Jie, the wife of the former Emperor Xian of Han, Liu Xie, died, the emperor mourned her in the Hualin Park and conferred on her the posthumous title Empress Xianmu, and the carriages and dress at her funeral all followed the old precedents of Han. Records, Wei 4 §114–115

In the 11th month of that year the Prince of Yan submitted a memorial congratulating the emperor on the winter solstice and styled himself a subject. An edict said that in ancient times there were those whom even the king did not treat as subjects, so it was right that he not style himself a subject in his memorials; that one who succeeds to the main line lowers the rites toward his own parents, but that treating his father at once like a subject would also not sit easily with natural feeling, so the matter should be handled as fittingly as possible according to the rites. The officials in charge proposed that edicts from the palace be worded 'The Emperor respectfully inquires after the attendants of the Great Prince' and formal decrees 'Decree to the Prince of Yan', and that, except in matters of assisting at the sacrifices of the ancestral temple, the prince's personal name not be used. Records, Wei 4 §116–119

In the 8th month of the 2nd year of Jingyuan (261) and the 2nd month of the 4th year (263) he again ordered the rank of Duke of Jin and the position of Chancellor of State for the General-in-Chief, but each time Sima Zhao firmly declined and the matter was dropped. On the jiayin day of the 10th month of the 4th year he again gave the same order as in the earlier edicts, and then on the guimao day he established Empress Bian. The Biographies of Empresses and Consorts record that Bian Lin's daughter became the empress of the Prince of Chenliu. Records, Wei 4 §121 · 123 · 126Records, Wei 5 §15

In the 5th month of the 4th year of Jingyuan (263) he issued an edict saying that the only one Shu relied on was Jiang Wei, and that since Jiang Wei was far from his lair, Deng Ai, General Who Conquers the West, should hasten to Gansong and Tazhong, and Zhuge Xu, Inspector of Yong Province, to Wudu and Gaolou, to capture Jiang Wei, and then advance side by side from east and west to sweep away Ba and Shu. He also ordered Zhong Hui, General Who Guards the West, to attack Shu by way of the Luo Valley. In the 11th month Liu Shan, the ruler of Shu, went to Deng Ai and surrendered, and Ba and Shu were wholly pacified; in the 12th month Deng Ai was made Grand Commandant and Zhong Hui Minister over the Masses. Records, Wei 4 §124–127

On the renxu day of the 1st month of the 1st year of Xianxi (264) Deng Ai was summoned back in a cage cart, and on the jiazi day the emperor made a progress to Chang'an. That month Zhong Hui rebelled in Shu and was put down by his troops, and Deng Ai was also killed. On the jimao day of the 3rd month the Duke of Jin was raised in rank to king and given ten more commanderies, making twenty, and on the dinghai day Liu Shan was enfeoffed as Duke of Anle. In the 5th month the Chancellor of State and King of Jin proposed restoring the five ranks of nobility, and on the jiaxu day the era name was changed. Records, Wei 4 §128–129

On the guisi day of the 8th month an edict commended Xiahou He, Yang Xiu (羊琇) and Zhu Fu, who had kept their integrity unbent and rejected Zhong Hui's words when he was plotting rebellion, and Jia Fu, who had stirred the troops by telling them that Zhong Hui meant to kill all the officers and men. Xiahou He and Jia Fu were raised to district marquises and Yang Xiu and Zhu Fu to Marquises Within the Passes, and Wang Qi (王起), an unattached officer who had spread Jia Fu's words through the armies, was made a company commander. In the 9th month, when the Wu general Lü Xing killed Wu's envoy Deng Ju and others in Jiaozhi and came over to Wei, he was made General-in-Chief of the Southern Regions and enfeoffed as Marquis of Ding'an County, but before the patent of appointment arrived Lü Xing was killed by his subordinates. Records, Wei 4 §131–133 · 135 · 138

In the 8th month of that year, on the gengyin day, Sima Yan was made deputy in the affairs of the Chancellor of State as Central General Who Pacifies the Army; on the wuwu day of the 9th month he became General-in-Chief Who Pacifies the Army, and on the bingwu day of the 10th month he became the Heir of Jin. That year the offices of the agricultural garrisons were abolished: the Agricultural Generals became Grand Administrators and the Commandants became Prefects and Chiefs. Records, Wei 4 §130 · 134 · 144

In the 4th month of the 2nd year of Xianxi (265) Wu sent the envoys Ji Zhi and Hong Qiu to ask for peace. In the 5th month an edict ordered that everything Sun Hao had presented be returned to the King of Jin, but the King firmly declined and the matter was dropped. The King of Jin was also allowed to wear a crown hung with twelve strings of pearls, to raise the banners of the Son of Heaven and to ride in the golden-root carriage drawn by six horses, and his consort was raised to queen and his heir to crown prince. On the xinmao day of the 8th month the King of Jin died, and the next day the crown prince Sima Yan succeeded to his fief and position and took charge of all the affairs of government. Records, Wei 4 §145–148

On the renxu day of the 12th month, declaring that Heaven's bounty had come to an end forever and the succession of fortune now lay with Jin, an edict ordered the dukes, ministers and officials to prepare the ceremony and set up an altar in the southern suburb, and envoys were sent bearing the imperial seal, ribbon and patent to abdicate the throne to the heir-king of Jin, as in the old precedents of Han and Wei. On the jiazi day envoys were made to present the patent. Cao Huan moved his residence to Jinyong City and in the end lived out his days at Ye. He was then twenty years old. Chen Shou's main text does not record when he died after that. Records, Wei 4 §150

In his assessment Chen Shou said that Emperor Ming did not choose a man of virtue from a collateral line but raised a small child and passed the great inheritance to him, so that in the end Cao Shuang and his clan were exterminated and the Prince of Qi was deposed. The Prince of Chenliu merely faced south in reverent humility while the chief minister ran the government; following earlier precedent he yielded the throne with courteous ceremony, was enfeoffed with a great state and became a guest of Jin, and compared with the Duke of Shanyang, the favour shown him was greater. Records, Wei 4 §152–153

In the Romance

In Chapter 114 of the Romance, in the 6th month of the year Cao Mao dies, Sima Zhao sets up Cao Huang, Duke of Changdao District, as emperor and changes the era name to the 1st year of Jingyuan. Cao Huang changes his name to Cao Huan, and the Romance says that his courtesy name was Jingming and that he was a grandson of Emperor Wu, Cao Cao, and the son of Cao Yu, Prince of Yan. Cao Huan enfeoffs Sima Zhao as Chancellor of State and Duke of Jin and grants him 100,000 cash and 10,000 bolts of silk, and the civil and military officials each receive fiefs and rewards. Hearing this, Jiang Wei rejoices, saying that since Sima Zhao has murdered Cao Mao and set up Cao Huan, he once more has a just cause for attacking Wei. Romance, Ch. 114 §23

In Chapter 118, Sima Zhao flies into a rage on seeing Deng Ai's memorial and has Zhong Hui arrest Deng Ai, while he himself sets out on campaign in person with the imperial carriage, together with Cao Huan, the ruler of Wei. In Chapter 119, when the ministers of the court submit a memorial proposing to raise Sima Zhao to king for his achievement in taking Xichuan, Cao Huan, who is Son of Heaven in name only and can decide nothing for himself, dares not refuse; he enfeoffs Sima Zhao as King of Jin and confers on Sima Yi and Sima Shi the posthumous titles of King Xuan and King Jing. Romance, Ch. 118 §33Romance, Ch. 119 §31

After Sima Zhao dies and Sima Yan succeeds him as King of Jin, Jia Chong and Pei Xiu urge Sima Yan to follow the precedent of Cao Pi succeeding to the line of Han, and the next day Sima Yan enters the palace wearing his sword. Cao Huan, who has not held court for several days and is dazed in spirit, hurriedly gets down from the imperial couch to receive him, and when asked by whose strength the realm of Wei was won, he answers, 'It was all the gift of the King of Jin's father and grandfather.' Told that he can neither discuss the Way in letters nor govern the state in arms, and should hand the throne to someone of talent and virtue, Cao Huan is greatly alarmed, and his mouth stiffens so that he cannot speak. Romance, Ch. 119 §34–38

When Zhang Jie, Gentleman of the Yellow Gate, who is standing by, protests that the King of Jin is wrong and is beaten to death with clubs below the hall, Cao Huan weeps and kneels to plead. When Cao Huan asks Jia Chong and Pei Xiu what he should do, Jia Chong says that if he follows the old precedent of Emperor Xian of Han, builds an Altar of Accepting Abdication and yields the throne to the King of Jin, he can keep himself safe from all harm, and Cao Huan follows his advice and has Jia Chong build the altar. Romance, Ch. 119 §38–41

On the jiazi day of the 12th month, Cao Huan himself holds up the Imperial Seal of State and stands on the altar, assembling the civil and military officials, and Sima Yan ascends the altar to receive the great ceremony. Cao Huan comes down from the altar, puts on his court robes and stands at the head of the ranks, and Jia Chong and Pei Xiu, holding swords, make him bow twice and prostrate himself on the ground to hear the command. Jia Chong enfeoffs him as Prince of Chenliu, telling him to live at Jinyong City and not to enter the capital unless summoned by edict, and Cao Huan thanks him in tears and departs. The Grand Tutor Sima Fu prostrates himself before Cao Huan, weeping, and says that he will never betray Wei. Romance, Ch. 119 §41–44

Chapter 120 records events after the Three Kingdoms are united under Jin, and says that Cao Huan, the ruler of Wei, died in the 1st year of Tai'an, and that he, Liu Shan and Sun Hao all lived out their natural span. Romance, Ch. 120 §61

Where the Romance differs

Who brought him to the throne: In Chapter 114 of the Romance, Sima Zhao sets up Cao Huang, Duke of Changdao District, as emperor. In the Records, when the Duke of Gaogui Village died, the high ministers decided after discussion to welcome him and set him up, and Sima Yan was sent north to welcome him. Romance, Ch. 114 §23Records, Wei 4 §105 · 113

What was granted to Sima Zhao: In Chapter 114 of the Romance, on taking the throne Cao Huan enfeoffs Sima Zhao as Chancellor of State and Duke of Jin and grants him 100,000 cash and 10,000 bolts of silk. In the Records, in the 6th month of the 1st year of Jingyuan (260) he ordered the grant of ten million cash and ten thousand bolts of silk together with the posts of Chancellor of State and Duke of Jin and the Nine Bestowments, but Sima Zhao firmly declined and the matter was dropped, and when the order was repeated in the 2nd year of Jingyuan and the 2nd month of the 4th year, he firmly declined again. Romance, Ch. 114 §23Records, Wei 4 §114 · 121 · 123

Enfeoffment as King of Jin: In Chapter 119 of the Romance, the ministers submit a memorial on account of his achievement in taking Xichuan, and Cao Huan, not daring to refuse, enfeoffs Sima Zhao as King of Jin. The Records says only that on the jimao day of the 3rd month of the 1st year of Xianxi (264) the Duke of Jin was raised in rank to king and given ten more commanderies, and the ministers' memorial does not appear. Romance, Ch. 119 §31Records, Wei 4 §129

The scene pressing him to abdicate: In Chapter 119 of the Romance, Sima Yan enters the palace wearing his sword and browbeats Cao Huan, has Zhang Jie, the Gentleman of the Yellow Gate who stands up to him, beaten to death with clubs, and Jia Chong advises building an Altar of Accepting Abdication. The Records' annals of the Prince of Chenliu say only that on the renxu day of the 12th month of the 2nd year of Xianxi, an edict declaring that Heaven's bounty had come to an end forever had an altar set up and the throne yielded, and neither this scene nor Zhang Jie appears. Romance, Ch. 119 §37–40Records, Wei 4 §112–153

The abdication ceremony: In Chapter 119 of the Romance, Cao Huan himself holds up the Imperial Seal of State and stands on the altar, then comes down, bows twice at the head of the ranks and prostrates himself to hear the command. The Records says that envoys were sent bearing the imperial seal, ribbon and patent to abdicate the throne to the heir-king of Jin, as in the old precedents of Han and Wei. Romance, Ch. 119 §41 · 43Records, Wei 4 §150

Sima Fu: In Chapter 119 of the Romance, the Grand Tutor Sima Fu prostrates himself, weeping, before the departing Cao Huan and says that he will never betray Wei. This does not appear in the Records' annals of the Prince of Chenliu. Romance, Ch. 119 §44Records, Wei 4 §112–153

His residence after the abdication: In Chapter 119 of the Romance, Cao Huan is enfeoffed as Prince of Chenliu and lives at Jinyong City, and may not enter the capital unless summoned by edict. The Records says that he moved his residence to Jinyong City and in the end lived out his days at Ye. Romance, Ch. 119 §44Records, Wei 4 §150

His death: Chapter 120 of the Romance records that Cao Huan died in the 1st year of Tai'an and lived out his natural span. Chen Shou's main text in the Records ends with his living at Ye and does not record the year of his death. Romance, Ch. 120 §61Records, Wei 4 §150

Rites toward his birth father: In the Records, when Cao Yu, Prince of Yan, styled himself a subject in a memorial in the 11th month of the year Cao Huan took the throne, an edict and the deliberation of the officials in charge set the rite of not treating him as a subject. This does not appear in the chapters of the Romance in which Cao Huan appears. Records, Wei 4 §116–119Romance, Ch. 114 §23Romance, Ch. 119 §31

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA3125−6
  • STR3131±0
  • INT3830−8
  • POL3120−11
  • CHA3835−3
  • VIR5545−10
  • ADP5530−25
  • SCH4028−12
  • DIP3525−10
  • DIS3131±0
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

AdaptabilityR55N30 −25

RAssessment: followed precedent and abdicated with courtesy, enjoying the honour of a great stateWei 4 §153Wei 4 §150

NFlustered, had the abdication altar built as Jia Chong advisedCh. 119 §40Ch. 119 §41

ScholarshipR40UnverifiedN28 −12

RNo direct record — no record beyond edictsWei 4 §116

NSima Yan said he could not discuss the Way in lettersCh. 119 §38

PoliticsR31N20 −11

RAssessment: merely faced south while the chief minister ran the governmentWei 4 §153

NWas Son of Heaven in name only and could decide nothing for himselfCh. 119 §31

VirtueR55N45Unverified −10

REdict sparing his birth father, the Prince of Yan, from styling himself a subjectWei 4 §116

NNo direct record — only records of his pleading in tears and abdicatingCh. 119 §40Ch. 119 §44

DiplomacyR35UnverifiedN25 −10

RNo direct record — no recordWei 4 §113

NHis mouth stiffened before Sima Yan and he could not speakCh. 119 §38

5 similar abilities — show evidence
  • LeadershipR31UnverifiedN25 −6

    RNo direct record — in the Records the chief minister ran the governmentWei 4 §153

    NSima Yan said he could not govern the state in armsCh. 119 §38

  • StrengthR31UnverifiedN31Unverified ±0

    RNo direct record — no recordWei 4 §113

    NNo direct record — no recordCh. 119 §38

  • IntelligenceR38UnverifiedN30 −8

    RNo direct record — no recordWei 4 §153

    NWas so alarmed he could not speak, and asked Jia Chong what to doCh. 119 §38Ch. 119 §40

  • CharismaR38UnverifiedN35Unverified −3

    RNo direct record — estimated from his being an emperor welcomed and set up by the high ministersWei 4 §113

    NNo direct record — estimated from his being an emperor set up by Sima ZhaoCh. 114 §23

  • DiscernmentR31UnverifiedN31Unverified ±0

    RNo direct record — no recordWei 4 §113

    NNo direct record — no recordCh. 114 §23

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (4)

AppearsNot present Chapter list →

Allegiance history

  1. Wei · Records · Records vol. 4 「甘露三年,封安次縣常道鄉公」

Relations

  • Wei Led by · Records

Family

ParentsCao Yu Novel & History

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.

Items owned or made (1)

Ownership and authorship assigned by 3KDEX from source sentences — not yet reviewed (unverified).