Battle

Hanzhong Campaign 漢中之戰

About this event

The Hanzhong Campaign was the war that Liu Bei fought against Cao Cao for Hanzhong from the 23rd year of Jian'an (218) to the 24th (219). After Cao Cao made Zhang Lu surrender in the 20th year of Jian'an (215), he left Xiahou Yuan and Zhang He to hold Hanzhong, and Liu Bei, urged on by Fa Zheng, advanced with his generals and confronted them at Yangping Pass. In the spring of the 24th year Xiahou Yuan was cut down by Huang Zhong at Mount Dingjun, and in the 3rd month Cao Cao himself reached Yangping, but Liu Bei held the rugged ground and would not engage him. When Cao Cao returned to Chang'an in the 5th month, Liu Bei took Hanzhong, and that autumn he became King of Hanzhong. Records, Wei 1 §145–148 · 153 · 166–167Records, Shu 7 §30–31Records, Shu 2 §37–40

Chen Shou recorded this war in parts, in Records of Wei 1 (the Annals of Emperor Wu), Records of Wei 9 (the Biographies of the Xiahou and Cao Clans), Records of Wei 17 (the Biographies of Zhang, Yue, Yu, Zhang and Xu) and Records of Wei 26 (the Biographies of Man, Tian, Qian and Guo), and in Records of Shu 2 (the Biography of the First Sovereign), Records of Shu 6 (the Biographies of Guan, Zhang, Ma, Huang and Zhao), Records of Shu 7 (the Biographies of Pang Tong and Fa Zheng) and elsewhere. The Romance begins at the end of Chapter 69 with Cao Hong's arrival in Hanzhong and, through the fighting at Wakou Pass and Mount Tiandang and the Battle of Mount Dingjun and the Battle of Han River in Chapters 70 to 72, ends at the opening of Chapter 73 with Cao Cao's withdrawal to Jingzhao and Liu Bei's elevation to King of Hanzhong. Records, Wei 1 §158–167Records, Wei 9 §24Records, Wei 17 §47–49 · 64Records, Wei 26 §63–64Records, Shu 2 §37–39Records, Shu 6 §36Records, Shu 7 §30–32Romance, Ch. 69 §45Romance, Ch. 70 §20 · 46Romance, Ch. 71 §28 · 47Romance, Ch. 73 §1–2 · 8

Course of events in the Records

In the 20th year of Jian'an (215) Cao Cao attacked Zhang Lu and made both Ba and Hanzhong submit, and in the 12th month, returning from Nanzheng, he left Xiahou Yuan to garrison Hanzhong. Zhang He, who stayed behind with Xiahou Yuan, made the two commanderies of Badong and Baxi submit and was moving their people to Hanzhong when he was blocked by Zhang Fei at Dangqu and fell back to Nanzheng. In the 22nd year (217) Fa Zheng urged Liu Bei that Cao Cao's failure to use his momentum to go after Ba and Shu, hurrying back north instead and leaving Xiahou Yuan and Zhang He behind, was because he had troubles at home, and that the two men's talents were no match for Shu's generals, so that an attack with all their forces would succeed. Liu Bei approved of the plan. Records, Wei 1 §145–148 · 153Records, Wei 17 §47Records, Shu 7 §30–31

Following its entry for the winter of the 22nd year, the Annals of Emperor Wu record that when Liu Bei stationed Zhang Fei, Ma Chao, Wu Lan and others at Xiabian, Cao Cao sent Cao Hong to resist them. Cao Xiu took part in Cao Hong's army as Chief Commandant of Cavalry, and when the council hesitated on hearing that Zhang Fei had stationed himself at Gushan intending to cut off their rear, he said that if Zhang Fei really meant to cut the road he would have moved in secret, and proposed attacking Wu Lan first. In the 23rd year (218) Cao Hong defeated Wu Lan and beheaded his general Ren Kui and others, whereupon in the 3rd month Zhang Fei and Ma Chao fled to Hanzhong, and Qiang Duan of the Di of Yinping beheaded Wu Lan and sent his head. The Biography of the First Sovereign records that Wu Lan, Lei Tong and others entered Wudu and were all wiped out by Cao Cao's army. Records, Wei 1 §157–158 · 160Records, Wei 9 §55–56Records, Shu 2 §37

In the 23rd year Liu Bei led his generals into Hanzhong and halted at Yangping Pass, confronting Xiahou Yuan, Zhang He and others, and the Biography of Xiahou Yuan records that this standoff lasted into the next year. According to the Biography of Zhang He, Liu Bei divided more than 10,000 picked troops into ten units and made a sudden night attack on Zhang He at Guangshi, but Zhang He led his personal troops in hand-to-hand fighting and Liu Bei could not win. The Biography of Xu Huang records that when Liu Bei sent Chen Shi and others with more than ten camps to cut the plank road at Mamingge, Xu Huang went separately and defeated them, and many of the enemy threw themselves into the mountain valleys and died. In the 7th month Cao Cao readied his troops and set out west to attack Liu Bei, reaching Chang'an in the 9th month. Records, Shu 2 §37Records, Wei 9 §24Records, Wei 17 §47–48 · 64Records, Wei 1 §163

In the spring of the 24th year (219) Liu Bei crossed the Mian River southward from Yangping, advanced little by little along the mountains and set up camp at Mount Dingjun (the Biography of Fa Zheng says Dingjun and Xingshi). When Xiahou Yuan came to contest the ground, Fa Zheng said they could attack, and Liu Bei had Huang Zhong attack from the heights with drums beating and battle cries, routing Xiahou Yuan's army and beheading Xiahou Yuan and Zhao Yong, whom Cao Cao had appointed Inspector of Yi Province, among others. The Biography of Xiahou Yuan records that in the 1st month, when Liu Bei burned the abatis of the encircling works at night and attacked Zhang He, Xiahou Yuan split off half of the troops under him to help, and was killed in battle when he was attacked. Records, Shu 2 §38Records, Shu 7 §31–32Records, Wei 9 §24

With their commander lost, everyone in the Wei army turned pale, but Xiahou Yuan's Major Guo Huai gathered the scattered soldiers and put Zhang He forward as commander of the army, steadying the camps. The Biography of Du Xi records that Du Xi took charge of the troops together with Zhang He and Guo Huai. The next day, when Liu Bei wanted to cross the Han River to attack, Guo Huai proposed setting up their lines far from the river and striking when the enemy was halfway across, and when they had deployed, Liu Bei grew suspicious and did not cross. From Chang'an Cao Cao sent an envoy to lend Zhang He the tally of authority, and made Cao Zhen Protector of the Army for the Campaign against Shu, leading Xu Huang and others to defeat Liu Bei's detached general Gao Xiang at Yangping. Records, Wei 17 §48–49Records, Wei 26 §63–64Records, Wei 23 §39–40Records, Wei 9 §63

In the 3rd month Cao Cao came out from Chang'an through the Xie Valley and, blocking the strategic points, approached Hanzhong and reached Yangping. Liu Bei said that even if Cao Cao came he could do nothing and that he would surely possess Hanchuan, and he gathered his forces, held the rugged ground and never engaged him. The Biography of the First Sovereign records that after several months Cao Cao still could not take it and deserters grew more numerous every day, and the Biography of Zhang He records that Liu Bei held the high mountains and did not dare to fight. In the 5th month, summer, Cao Cao led the various armies out of Hanzhong and returned to Chang'an. Records, Wei 1 §166–167Records, Shu 2 §38–39Records, Wei 17 §49

In withdrawing the garrison from Hanzhong, Cao Cao feared that Liu Bei would take the Di of Wudu to the north and threaten Guanzhong, and following Zhang Ji's plan he moved more than 50,000 Di settlements to the borders of Fufeng and Tianshui. Yang Fu, Administrator of Wudu, likewise moved more than 10,000 households of commoners and Di to the borders of Jingzhao, Fufeng and Tianshui. Having taken Hanzhong, Liu Bei sent Liu Feng, Meng Da and others to attack Shen Dan at Shangyong, and in the autumn his officials put him forward as King of Hanzhong. Chen Shou records that before the campaign Zhou Qun had said that Liu Bei would gain the land but not its people, and that so it turned out. Records, Wei 15 §44–45Records, Wei 25 §37Records, Shu 2 §39–40Records, Shu 12 §11

In the Romance

At the end of Chapter 69 of the Romance, Cao Hong arrived in Hanzhong, had Zhang He and Xiahou Yuan hold the strategic points, clashed at Xiabian with Wu Lan, Ma Chao's vanguard, beheaded Ren Kui and then fell back to Nanzheng. Zhang He, who had written a military pledge and gone to attack Baxi, lost Wakou Pass to Zhang Fei in Chapter 70 and came back with only a dozen or so men; spared through Guo Huai's remonstrance, he attacked Jiameng Pass again but was defeated by the veteran generals Huang Zhong and Yan Yan and lost even Mount Tiandang. Romance, Ch. 69 §45–48Romance, Ch. 70 §20–22 · 25–26 · 44–46

At the news of victory, Fa Zheng urged an attack on Hanzhong now, saying that Cao Cao had blundered in going back north after making Zhang Lu surrender, leaving only Xiahou Yuan and Zhang He. In the 7th month, autumn, of the 23rd year of Jian'an, Liu Bei set out from Jiameng Pass with Kongming and 100,000 troops, and in the same month Cao Cao too, at Liu Ye's urging, raised 400,000 troops and set out on campaign in person. Romance, Ch. 70 §47–49Romance, Ch. 71 §3–4

In Chapter 71, Cao Cao, staying at Nanzheng, pressed Xiahou Yuan to go out and fight, and Huang Zhong, following Fa Zheng's plan, seized the mountain opposite Mount Dingjun, waited for Xiahou Yuan's troops to tire, then came down the mountain and cut down Xiahou Yuan. When Cao Cao came to take revenge, Zhao Yun rescued Huang Zhong and brought him back, then left the camp gate open and stood there alone, and with bows and crossbows hidden in the moat drove Cao Cao's troops into the Han River. Romance, Ch. 71 §13–14 · 24–28 · 31 · 41–47

In Chapter 72, after Xu Huang crossed the Han River and was defeated, Wang Ping quarreled with him and surrendered to Zhao Yun. Zhuge Liang alarmed Cao Cao's camp for three nights with drums and horns, making him fall back thirty li, had Liu Bei pitch camp with his back to the river, and feigned defeat before Mount Wujie to make Cao Cao suspicious before attacking, while in the meantime Wei Yan and Zhang Fei took Nanzheng first. Cao Cao, falling back to Yangping Pass, had even his supply route cut, and he beheaded Yang Xiu for unsettling the army's morale when Yang Xiu, hearing the password "chicken rib" that Cao Cao had given after looking at a chicken rib, had the men pack their baggage. Romance, Ch. 72 §3–4 · 5–12 · 14 · 25–28

Only after an arrow shot by Wei Yan at the mouth of the Xie Valley struck him below the nose and broke two of his front teeth did Cao Cao recall Yang Xiu's words and turn his army back. At the opening of Chapter 73, Cao Cao, chased by Ma Chao's ambushers, rode day and night and felt safe only on reaching Jingzhao, and in the 7th month, autumn, of the 24th year of Jian'an, Liu Bei built an altar at Mianyang and ascended as King of Hanzhong. Romance, Ch. 72 §37–39Romance, Ch. 73 §1–2 · 8

Where the Romance differs

Setting out: In Chapter 70 of the Romance, Fa Zheng urged the campaign after Huang Zhong had taken Mount Tiandang, and Liu Bei set out with 100,000 troops in the 7th month, autumn, of the 23rd year of Jian'an. In the Biography of Fa Zheng in the Records, Fa Zheng's urging dates to the 22nd year of Jian'an, and the Biography of the First Sovereign says only that in the 23rd year Liu Bei advanced with his generals, without giving the number of troops. The fighting at Mount Tiandang is not in the Biography of Huang Zhong. Romance, Ch. 70 §47–48Records, Shu 7 §30–31Records, Shu 2 §37Records, Shu 6 §36

Cao Cao's departure: In Chapter 71 of the Romance, Cao Cao raised 400,000 men in the 7th month, autumn, of the 23rd year of Jian'an, and already had a great army at Nanzheng at the time of the fighting at Mount Dingjun. In the Annals of Emperor Wu in the Records, Cao Cao set out west in the 7th month of the 23rd year and reached Chang'an in the 9th month, and only came out through the Xie Valley to Yangping in the 3rd month of the 24th year, after Xiahou Yuan's death. The number of troops is not recorded. Romance, Ch. 71 §4 · 14Records, Wei 1 §163 · 166

Xiahou Yuan's death: In Chapter 71 of the Romance, Huang Zhong came down from the opposite mountain and with his treasured sword cut Xiahou Yuan down from the head to the shoulder. The Biography of the First Sovereign in the Records says that Huang Zhong attacked from the heights with drums beating and beheaded Xiahou Yuan, and the Biography of Xiahou Yuan records that when Liu Bei burned the abatis and attacked Zhang He, Xiahou Yuan split off half his troops to help and was killed in battle when he was attacked. Romance, Ch. 71 §27–28Records, Shu 2 §38Records, Wei 9 §24

The fight with Cao Cao: In Chapter 72 of the Romance, Zhuge Liang lured Cao Cao before Mount Wujie and dealt him a great defeat, and Wei Yan and Zhang Fei took Nanzheng first. In the Records, after Cao Cao arrived Liu Bei held the rugged ground and never engaged him (Biography of the First Sovereign). Romance, Ch. 72 §8–12Records, Shu 2 §39Records, Wei 17 §49

Why Cao Cao withdrew: In Chapter 72 of the Romance, Cao Cao beheaded Yang Xiu, who had seen through the meaning of "chicken rib," and turned his army back after Wei Yan's arrow broke his front teeth. The Biography of the First Sovereign in the Records records that he went back after failing to win for several months while deserters increased. As for Yang Xiu, the Biography of Prince Si of Chen says only that he was put to death on a charge because he was talented and a nephew of the Yuan family, and does not link it to the events in Hanzhong. Romance, Ch. 72 §25–28 · 38–39Records, Shu 2 §39Records, Wei 19 §16

Wang Ping's defection: In Chapter 72 of the Romance, Wang Ping set fire to the camp after quarreling with Xu Huang and surrendered to Zhao Yun. The Biography of Wang Ping in the Records says only that he followed Lord Cao on the campaign against Hanzhong and took the opportunity to surrender to Liu Bei. Romance, Ch. 72 §3–4Records, Shu 13 §35

The fighting at Xiabian: In Chapter 69 of the Romance, Wu Lan was Ma Chao's vanguard, and Cao Hong cut down Ren Kui himself before withdrawing. In the Records, Cao Hong, following Cao Xiu's plan, defeated Wu Lan and beheaded Ren Kui and others, and Wu Lan was beheaded by Qiang Duan of the Di of Yinping. Romance, Ch. 69 §45–47Records, Wei 9 §55–56Records, Wei 1 §160

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsShuWei
CommandersFa Zheng, Huang Zhong, Liu Bei, Ma Chao, Zhang Fei, Wu Lan, Lei Tong, Chen Shi(陳式)Cao Cao, Cao Hong, Xiahou Yuan, Xu Huang, Zhang He, Cao Xiu, Guo Huai, Cao Zhen, Du Xi

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 2 §39

Sub-events and Romance scenes (5)

Romance chapters (5)

Records volumes (11)