Fa Zheng 法正

RecordsRomance Shu Courtesy name 孝直 Xiaozhi법정효직

Profile
OccupationRNStrategist · Director of the Imperial SecretariatFactionShu
AppearsRNBiography inBook of Shu
BornR176 UnverifiedNative placeYoufufeng Commandery Mei County
DiedR220 UnverifiedPlace of death
ExistenceHistoricalMentionsR46

Profile

Fa Zheng, courtesy name Xiaozhi, was a man of Mei County in Fufeng. During the famine at the beginning of the Jian'an era he went to Shu with Meng Da of the same commandery to rely on Liu Zhang, but was not given important employment, and together with his friend Zhang Song he offered a plan to welcome Liu Bei into Yi Province and have him take the land. Records, Shu 7 §14–16

When Yi Province was pacified, he became Administrator of Shu Commandery and General Who Displays Martial Might, and served as chief strategist. He urged an attack on Hanzhong and in the 24th year of Jian'an (219) picked the moment to strike Xiahou Yuan at Mount Dingjun; when Liu Bei became King of Hanzhong, Fa Zheng became Director of the Imperial Secretariat, but he died the next year at the age of forty-five. Records, Shu 7 §27 · 30–33

In his assessment, Chen Shou, the author of the Records, wrote that he clearly foresaw success and failure and had extraordinary stratagems but was not praised for virtuous conduct, and that he could be ranked with Cheng Yu and Guo Jia. In the Romance he first appears in Chapter 60, when Zhang Song names him to Liu Bei as a "bosom friend," and appears in 12 of its 120 chapters. His name is in no chapter title, but "waiting at ease for the weary enemy" in the title of Chapter 71 is the plan he gave Huang Zhong. Records, Shu 7 §36Romance, Ch. 60 §34Romance, Ch. 71 §25

In the Records

Fa Zheng, courtesy name Xiaozhi, was a man of Mei County in Fufeng. His grandfather had a name for pure integrity and high repute. When famine struck the realm at the beginning of the Jian'an era, he went to Shu with Meng Da of the same commandery to rely on Liu Zhang, and after serving as Prefect of Xindu he became Colonel of Army Counsel (junyi xiaowei). But he was not given important employment, and, slandered as a man without principles by others who had drifted there from the same region, he could not achieve his ambitions. Zhang Song, Attendant Officer (biejia) of Yi Province, was on good terms with Fa Zheng; judging that Liu Zhang was not worth undertaking great things with, he often sighed in secret. Records, Shu 7 §14

Returning from meeting Cao Cao in Jing Province, Zhang Song urged Liu Zhang to break with Cao Cao and join hands with Liu Bei, and recommended Fa Zheng as envoy. Fa Zheng declined but went because he had no choice. According to Liu Zhang's biography, Liu Zhang then had Fa Zheng and Meng Da lead several thousand troops to help Liu Bei's defenses, and Fa Zheng came back. Fa Zheng praised Liu Bei's great strategic talent to Zhang Song, and the two plotted in secret, hoping to serve Liu Bei together, but had not yet found an opportunity. Records, Shu 7 §15Records, Shu 1 §15

In the 16th year of Jian'an (211), when Liu Zhang grew fearful at news that Cao Cao meant to attack Zhang Lu, Zhang Song persuaded him to invite Liu Bei in to attack Zhang Lu, and Fa Zheng was again sent with the commission. Fa Zheng secretly offered Liu Bei a plan: "Take advantage of Governor Liu's weakness and have Zhang Song respond from within; then, relying on the wealth of Yi Province and the natural defenses of this Land of Abundance, the great enterprise can be achieved as easily as turning over one's hand." Liu Bei met Liu Zhang at Fu County, but when Zhang Song had Fa Zheng propose attacking Liu Zhang there and then, Liu Bei said that it was a great matter and could not be rushed. Records, Shu 7 §15–16Records, Shu 2 §27–29

When Liu Bei went north to Jiameng and then turned south to attack Liu Zhang, Zheng Du advised Liu Zhang to move the people of Baxi and Zitong west of the Fu River, burn all the granaries and the grain in the fields, and hold fast. When Liu Bei, disliking this, asked Fa Zheng about it, Fa Zheng said, "He will never use it, so there is nothing to worry about." Indeed, Liu Zhang dismissed Zheng Du, saying that he had never heard of moving the people to avoid an enemy. Records, Shu 7 §16–18

When the army besieged Luo, Fa Zheng sent Liu Zhang a long letter. He said that Liu Zhang's attendants had sought only pleasing words and made no far-reaching plans, and then pointed out that Zhang Fei's tens of thousands of troops had pacified Badong and entered Qianwei, and that Sun Quan had sent his younger brother, Li Yi, Gan Ning and others to follow, so that Yi Province had lost two parts in three; the General of the Left, he said, had not forgotten old ties, and he urged Liu Zhang to seek a change of course and preserve his house. Records, Shu 7 §18–26

In the 19th year of Jian'an (214), when Chengdu was besieged, Liu Zhang's Administrator of Shu Commandery Xu Jing tried to climb over the wall and surrender but was discovered. After Liu Zhang surrendered, Liu Bei would not employ Xu Jing because of this, but Fa Zheng said that Xu Jing's empty fame had spread throughout the realm, and if he were not treated with courtesy people would say that the lord despised the worthy; he told Liu Bei to follow the example of the King of Yan's treatment of Guo Wei. Fa Zheng became Administrator of Shu Commandery and General Who Displays Martial Might, governing the capital region outside and serving as chief strategist within, and together with Zhuge Liang, Zhang Fei and Guan Yu he was rewarded with five hundred jin of gold and more. Records, Shu 7 §26–27Records, Shu 2 §33Records, Shu 6 §18

Fa Zheng repaid every kindness, even a single meal, and every grudge, even a sidelong glare, and on his own authority killed several men who had slandered him. When someone told Zhuge Liang to curb his power, Zhuge Liang replied that when their lord was at Gong'an, fearing Cao Cao to the north and Sun Quan to the east and, close at hand, dreading trouble from Lady Sun, Fa Zheng had served as his wings, so he could not be stopped. Chen Shou added that Zhuge Liang spoke this way because he knew how much Liu Bei cherished and trusted Fa Zheng. Records, Shu 7 §28–29

After Liu Bei pacified Yi Province and Lady Sun returned to Wu, his ministers urged him to take as his wife the sister of Wu Yi, who had been widowed after marrying Liu Yan's son Liu Mao. When Liu Bei hesitated because he was of the same clan as Liu Mao, Fa Zheng said, "In terms of closeness of kinship, how can it compare with that between Duke Wen of Jin and Ziyu?" and Liu Bei took her as his wife. Fa Zheng also drew up the Shu Code, the laws of Shu, together with Zhuge Liang, Liu Ba, Li Yan and Yi Ji. Records, Shu 4 §9–10Records, Shu 8 §33

In the 22nd year of Jian'an (217), Fa Zheng said that Cao Cao, having made Zhang Lu surrender, had gone back north leaving only Xiahou Yuan and Zhang He because of troubles at home, so if they attacked with their full force they would surely win. If they won, he said, at best they could overthrow the enemy, next they could nibble away at Yong and Liang provinces, and at the least they could hold the strategic points and endure for a long time. Liu Bei approved and advanced on Hanzhong, and Fa Zheng went with him. Records, Shu 7 §30–31

In the 24th year of Jian'an (219), Liu Bei crossed the Mian River southward from Yangping and set up camps at Mount Dingjun and Xingshi. When Xiahou Yuan came to contest the ground, Fa Zheng said, "Now we can strike," and Liu Bei had Huang Zhong attack from the heights with drums beating and battle cries, crushing Xiahou Yuan's army and beheading Xiahou Yuan and others. On hearing that this had been Fa Zheng's plan, Cao Cao said, "I knew Xuande could not have done this; he must have been taught by someone." Records, Shu 7 §31–32

When Liu Bei became King of Hanzhong, Fa Zheng became Director of the Imperial Secretariat and General Who Protects the Army (hujun jiangjun). He died the following year, the 25th year of Jian'an (220), at the age of forty-five; Liu Bei wept for him for several days, gave him the posthumous title Marquis Yi, and granted his son Fa Miao the rank of Marquis Within the Passes. Zhao Yun's biography records that Fa Zheng was the only one to receive a posthumous title in the First Sovereign's time. Zhuge Liang differed from Fa Zheng in his tastes but they respected each other for the sake of the public good, and he always marveled at Fa Zheng's resourcefulness. In the 2nd year of Zhangwu (222), when the great army that attacked Sun Quan was badly defeated and halted at Baidi, Zhuge Liang sighed, "Had Fa Xiaozhi been alive, he could have restrained our sovereign and kept him from going east." Records, Shu 7 §31 · 33–34Records, Shu 2 §40Records, Shu 6 §41

In his assessment, Chen Shou said that Fa Zheng clearly foresaw success and failure and had extraordinary plans and stratagems, but was not praised for virtue and integrity, and wrote that, compared with the ministers of Wei, Pang Tong was next after Xun Yu and Fa Zheng was a match for Cheng Yu and Guo Jia. Records, Shu 7 §36

In the Romance

In Chapter 60 of the Romance, Zhang Song presented Liu Bei with a map of the Western Rivers and named Fa Zheng and Meng Da as his bosom friends, and on returning to Yi Province he went first to see Fa Zheng. The Romance introduces him as a man of Mei County in Right Fufeng and the son of the worthy scholar Fa Zhen. Fa Zheng replied that, judging Liu Zhang incompetent, he had long wished to meet Imperial Uncle Liu, and when Meng Da joined them the three clapped their hands and laughed. On Zhang Song's recommendation he carried Liu Zhang's letter to Jing Province, where he urged Liu Bei to take Yi Province, saying, "A man who meets one who truly knows him will die for him," and when Liu Bei said he could not bear to plot against a kinsman, Fa Zheng said, "Whoever catches the hare first keeps it." Romance, Ch. 60 §34–37 · 39 · 45–48

Before Liu Bei and Liu Zhang met at Fu, Fa Zheng cited Zhang Song's secret letter and told Pang Tong they should strike at the meeting itself, and after the meeting, when Liu Bei said he could not bear to seize a kinsman's land, Fa Zheng pressed him not to delay, since Zhang Lu would surely come to attack Shu. In Chapter 61 the two repeatedly urged Liu Bei to kill Liu Zhang at the banquet, and when he would not listen, they had Wei Yan perform a sword dance. In Chapter 63 Fa Zheng recognized Peng Yang, who came to him with his head shaved, and brought him to Liu Bei. Romance, Ch. 60 §63 · 68–70Romance, Ch. 61 §1–2Romance, Ch. 63 §1–2

In Chapter 64, after Luo fell, Fa Zheng sent Liu Zhang a letter urging him to surrender so that he might be won over by benevolence and righteousness, but Liu Zhang tore it up and cursed him as "a traitor who sells his master for glory, forgets kindness and betrays righteousness." In Chapter 65, when Liu Bei and Zhuge Liang were alarmed on hearing of Zheng Du's scorched-earth plan, Fa Zheng laughed and said Liu Zhang would not be able to use it. After Liu Bei became Governor of Yi Province, Fa Zheng became Administrator of Shu Commandery and repaid every kindness, even a single meal, and every grudge, even a sidelong glare, but on hearing that Zhuge Liang had shielded him, he restrained himself. Romance, Ch. 64 §28–31Romance, Ch. 65 §2 · 46 · 51–52

In Chapter 70, after Huang Zhong and Yan Yan took Mount Tiandang, Fa Zheng urged an attack on Hanzhong, saying that Cao Cao had blundered in going back after making Zhang Lu surrender and leaving only two generals behind. In Chapter 71 Zhuge Liang sent him along with Huang Zhong, and Fa Zheng, judging Xiahou Yuan rash and impatient, taught Huang Zhong "the method of the guest turning into the host," advancing step by step and building a camp at each one. He then had Huang Zhong seize the high mountain west of Mount Dingjun, held him in check from the summit with a white flag, and when after the hour of noon Cao Cao's troops grew weary and dismounted to rest, waved a red flag so that Huang Zhong could slay Xiahou Yuan. Romance, Ch. 70 §47–48Romance, Ch. 71 §1 · 19 · 24–28

In Chapter 73, together with Xu Jing, he had Liu Bei mount the altar and set him up as King of Hanzhong, and became Director of the Imperial Secretariat. In Chapter 77 he urged the King of Hanzhong to take Wu Yi's sister as his queen, and when the king hesitated because she had married his kinsman Liu Mao, cited the example of Duke Wen of Jin and Huaiying. The Romance does not depict his death separately, but conveys it through Meng Da's words in Chapter 79: "Xiaozhi is already dead." In Chapter 81, when Liu Bei set out on his campaign against Eastern Wu, Zhuge Liang said, "Had Fa Xiaozhi been alive, he could have stopped our sovereign from going east." Romance, Ch. 73 §8–9Romance, Ch. 77 §35–36Romance, Ch. 79 §25Romance, Ch. 81 §20

Where the Romance differs

Fa Zhen: Chapter 60 of the Romance introduces Fa Zheng as the son of the worthy scholar Fa Zhen. In Fa Zheng's biography in the Records, Fa Zhen is his grandfather. Romance, Ch. 60 §36Records, Shu 7 §14

The envoy to Jing Province: In Chapter 60 of the Romance, Fa Zheng went as envoy once, and Meng Da followed with five thousand picked troops. In the Records, Fa Zheng first went as envoy, came back and plotted with Zhang Song, and in the 16th year of Jian'an (211) was again sent with the commission. On this occasion the biography of the First Sovereign says Fa Zheng led four thousand men, while Liu Feng's biography says Fa Zheng and Meng Da each led two thousand. Romance, Ch. 60 §39Records, Shu 7 §15Records, Shu 2 §28Records, Shu 10 §3

The sword dance at the banquet: In Chapter 61 of the Romance, Pang Tong and Fa Zheng had Wei Yan perform a sword dance in order to kill Liu Zhang at the banquet. In the Records, Zhang Song had Fa Zheng propose attacking Liu Zhang at the meeting and Pang Tong also urged it, but Liu Bei refused, saying it could not be rushed. The sword dance is not in the biography of the First Sovereign or in Fa Zheng's biography. Romance, Ch. 61 §1–2Records, Shu 2 §28–29Records, Shu 7 §13–34

The letter to Liu Zhang: In Chapter 64 of the Romance, Fa Zheng sent a short letter after Luo fell, and Liu Zhang tore it up and cursed him. In the Records, he sent a long letter while the army was besieging Luo, and how Liu Zhang received it is not recorded. Romance, Ch. 64 §29–31Records, Shu 7 §18–26

Abuse of power as Administrator of Shu Commandery: Chapter 65 of the Romance says only that he repaid all his private kindnesses and grudges, adding that Fa Zheng restrained himself after hearing Zhuge Liang's words. The Records say that he killed several men who had slandered him on his own authority, and do not say that Fa Zheng restrained himself. Romance, Ch. 65 §51–52Records, Shu 7 §28–29

When he urged the advance on Hanzhong: In Chapter 70 of the Romance, he urged it after Huang Zhong took Mount Tiandang, and Liu Bei marched out in the 7th month, the autumn of the 23rd year of Jian'an. In the Records, he urged it in the 22nd year of Jian'an (217). Romance, Ch. 70 §47–48Records, Shu 7 §30–31

Mount Dingjun: In Chapter 71 of the Romance, Fa Zheng went with Huang Zhong and signaled the moment to attack from the summit of the facing mountain with white and red flags. In the Records, Liu Bei set up camps at Mount Dingjun and Xingshi, and when Xiahou Yuan came to contest the ground, Fa Zheng said, "Now we can strike," and Liu Bei had Huang Zhong attack from the heights. The flag signals do not appear. Romance, Ch. 71 §24–27Records, Shu 7 §31–32

When Lady Wu was taken as wife: In Chapter 77 of the Romance, Fa Zheng urged Liu Bei after he had become King of Hanzhong and returned to Chengdu, citing Duke Wen of Jin and Huaiying. In Empress Mu's biography in the Records, the ministers urged it after Liu Bei had pacified Yi Province and Lady Sun had returned to Wu, and Fa Zheng cited Duke Wen of Jin and Ziyu. Lady Wu became Queen of Hanzhong in the 24th year of Jian'an (219). Romance, Ch. 77 §35–36Records, Shu 4 §9–10

Death: In the Romance, Fa Zheng's death is not shown as a scene and is conveyed only by Meng Da's words in Chapter 79. The Records say that he died at the age of forty-five in the year after Liu Bei became King of Hanzhong, that Liu Bei wept for several days, and that he received the posthumous title Marquis Yi. Romance, Ch. 79 §25Records, Shu 7 §33

Zhuge Liang's lament: In Chapter 81 of the Romance, Zhuge Liang recalled Fa Zheng when Liu Bei set out on the campaign against Eastern Wu. In the Records, he lamented after the great army had been badly defeated in the 2nd year of Zhangwu (222) and Liu Bei had returned to stay at Baidi. Romance, Ch. 81 §20Records, Shu 7 §33–34

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA4558+13
  • STR3130−1
  • INT9188−3
  • POL5038−12
  • CHA5550−5
  • VIR2230+8
  • ADP8075−5
  • SCH4040±0
  • DIP7872−6
  • DIS6562−3
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

LeadershipR45UnverifiedN58 +13

RNo direct record — estimated from his accompanying the advance on Hanzhong and choosing the moment of battleShu 7 §31Shu 7 §32

NEncamped with Huang Zhong at Mount Dingjun and directed advance and halt with flags from the mountaintopCh. 71 §17Ch. 71 §27

PoliticsR50UnverifiedN38 −12

RNo direct record — estimated from his governing the capital region as Administrator of Shu CommanderyShu 7 §27

NProposed lenient punishments but was rebutted as one who knows the one but not the otherCh. 65 §50

8 similar abilities — show evidence
  • StrengthR31UnverifiedN30Unverified −1

    RNo direct record — estimated from his career as a civil official and strategistShu 7 §14

    NNo direct record — estimated from his career as a strategistCh. 60 §36

  • IntelligenceR91N88 −3

    RAssessment: clearly foresaw success and failure, with extraordinary stratagems; his grand strategy for Hanzhong impressed even Cao CaoShu 7 §36Shu 7 §30Shu 7 §32

    NSaw through Xiahou Yuan's rashness and had the facing mountain taken; Zhang He recognized it as his stratagemCh. 71 §19Ch. 71 §24Ch. 71 §26

  • CharismaR55N50Unverified −5

    RSlandered as a man without principles, but the First Sovereign cherished him and wept in mourning for daysShu 7 §14Shu 7 §33

    NNo direct record — estimated from Kongming's personally escorting him back to his residenceCh. 60 §49

  • VirtueR22N30 +8

    RAssessment: not praised for virtuous conduct; killed several men to settle private grudgesShu 7 §36Shu 7 §28

    NUrged killing Liu Zhang at the banquet, was cursed for selling his master, and acted as he pleasedCh. 61 §1Ch. 64 §31Ch. 65 §52

  • AdaptabilityR80N75 −5

    RLeft Liu Zhang for the First Sovereign, offered the plan for Yi Province, and became his wings in hard timesShu 7 §16Shu 7 §28

    NDeclaring that a man dies for one who truly knows him, left Liu Zhang and took Xuande's sideCh. 60 §47Ch. 60 §48

  • ScholarshipR40UnverifiedN40Unverified ±0

    RNo direct record — estimated from his being a civil official from a distinguished familyShu 7 §14

    NNo direct record — estimated from his being the son of the worthy scholar Fa ZhenCh. 60 §36

  • DiplomacyR78N72 −6

    RPersuaded the First Sovereign to take Yi Province and sent Liu Zhang a long letter urging surrenderShu 7 §16Shu 7 §20Shu 7 §26

    NRepeatedly persuaded the hesitant Xuande, and persuaded him to take Lady Wu as queenCh. 60 §48Ch. 60 §69Ch. 77 §36

  • DiscernmentR65N62 −3

    RPersuaded Liu Bei to honor Xu Jing, a man of empty fame, to win the realm's regard, and prevailedShu 7 §26Shu 7 §27

    NRecognized Peng Yang, a prisoner with a shaved head, as a hero of Shu and told XuandeCh. 63 §1Ch. 63 §2

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (12)

AppearsNot present Chapter list →

Allegiance history Changed allegiance 1 times

  1. Liu Zhang faction (196~214) Served · Records · Records vol. 32(裴注) 「獻帝之初,三輔飢亂,堅去官,與弟援南入蜀依劉璋,璋以堅為長史。」
  2. Shu (214~220) Defected · Records · Records vol. 41 「」時蜀郡太守法正從先主北行,亮於是表洪領蜀郡太守,眾事皆辦,遂使即真。」

Family

ParentsFa Zhen Romance

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.

Related events (3)

Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).