Yan Yan 嚴顏

RecordsRomance 厳顔엄안严颜

Profile
OccupationRGeneral · Administrator of Ba Commandery NGeneral · General of the FrontFaction
AppearsRNBiography in
ExistenceHistoricalMentionsR3

Profile

Yan Yan was a general of Liu Zhang and Administrator of Ba Commandery. He has no biography of his own in the Records; his name appears in the Biography of Zhang Fei and in Chen Shou's assessment. When Liu Bei attacked Liu Zhang, he was defeated and captured by Zhang Fei at Jiangzhou, but he would not yield, saying, 'In our province there are generals who lose their heads, but no generals who surrender,' and Zhang Fei, admiring his spirit, released him and made him his guest. Records, Shu 6 §16–17

In his assessment Chen Shou cited Zhang Fei's release of Yan Yan out of righteousness together with Guan Yu's repaying Lord Cao through meritorious service, and said that both showed the bearing of a man of national distinction. These two passages are the only places in Chen Shou's main text where Yan Yan appears. In the Romance he first appears in Chapter 63 as Administrator of Ba Commandery and appears in 7 of its 120 chapters; his name is in the title of Chapter 63, 'Zhang Yide Releases Yan Yan out of Righteousness'. After surrendering he becomes Zhang Fei's vanguard and brings the passes to surrender, and in Chapter 70 he seizes Mount Tiandang together with Huang Zhong. Records, Shu 6 §17 · 44Romance, Ch. 63 §35 · 52Romance, Ch. 64 §1–2Romance, Ch. 70 §45–47

In the Records

When Liu Bei turned back from Jiameng to attack Liu Zhang, Zhang Fei went upriver together with Zhuge Liang and others and pacified the commanderies and counties in different directions. On reaching Jiangzhou he defeated Liu Zhang's general Yan Yan, Administrator of Ba Commandery, and captured him. Records, Shu 6 §16–17 · 40

When Zhang Fei rebuked him, saying, 'The great army has arrived; why did you not surrender, but dared to resist and fight?', Yan Yan answered, 'You have lawlessly invaded and seized our province. In our province there are generals who lose their heads, but no generals who surrender.' Zhang Fei in anger told his attendants to drag him away and behead him, but Yan Yan, without changing colour, said, 'If you would behead me, then behead me. Why get angry?' Zhang Fei admired his spirit, released him and made him his guest. Thereafter Zhang Fei won every battle wherever he passed and joined Liu Bei at Chengdu. Records, Shu 6 §17–18

In his assessment Chen Shou called both Guan Yu and Zhang Fei generals who were a match for ten thousand men, and said that Guan Yu repaid Lord Cao through meritorious service and Zhang Fei released Yan Yan out of righteousness, so that both showed the bearing of a man of national distinction. These two passages are the only places in Chen Shou's main text where Yan Yan appears, and it does not record what office he held afterwards or when he died. Records, Shu 6 §17 · 44

In the Romance

In Chapter 63 of the Romance, as Kongming sets out for Xichuan, he gives Zhang Fei 10,000 elite troops and has him attack Bazhou and the west of Luocheng by the main road. Scouts report that Yan Yan, Administrator of Ba Commandery, is a famous general of the land of Shu who, though old, has lost none of his vigour, draws a stiff bow and wields a great broadsword. Earlier, on hearing that Liu Zhang had sent Fa Zheng to invite Liu Bei in, Yan Yan had beaten his breast and sighed that it was 'like sitting alone in the deep mountains and inviting a tiger in to protect oneself'. When Zhang Fei's army arrives, he musters the five or six thousand men and horses of his own command to prepare to meet the enemy, and cuts off the ears and nose of the soldier who comes to deliver Zhang Fei's demand to surrender and sends him back. Romance, Ch. 63 §32 · 35–36 · 38

Following a plan to hold fast and not go out, Yan Yan keeps only to the walls, and from a watchtower hits Zhang Fei's helmet with a single arrow. When Zhang Fei scatters his troops to cut firewood, Yan Yan disguises a dozen or so soldiers as Zhang Fei's woodcutters to spy, and on hearing that Zhang Fei will slip past by a byway, he says that the 'witless fellow' has fallen into his trap and goes out of the city at night to lie in ambush in the woods and cut off the rear. Romance, Ch. 63 §37–38 · 40 · 42–47

At the third watch, when Zhang Fei passes in the lead with the carts following behind, Yan Yan beats the drums and springs his ambush, but from behind him, to the sound of gongs, the real Zhang Fei falls upon him. The one who had passed first was a false Zhang Fei. Before ten bouts have been fought, Zhang Fei deliberately shows an opening, and when Yan Yan slashes down with his blade, Zhang Fei dodges aside, seizes his armour cords and captures him alive. Romance, Ch. 63 §47–49

Brought before Zhang Fei, Yan Yan refuses to kneel and rebukes him, saying, 'There are generals who lose their heads, but no generals who surrender,' and even at the order to behead him he says, 'If you would behead me, then behead me; what is there to be angry about?' Zhang Fei turns his anger to joy, unties his bonds himself, dresses him, seats him in the place of honour and bows to apologize, and Yan Yan, moved by his kindness and righteousness, surrenders. Romance, Ch. 63 §50–52

In Chapter 64, saying that the passes and forts as far as Luocheng are all under his command, Yan Yan becomes the vanguard, and to those who hesitate he says, 'Even I have surrendered, let alone you,' so that not a single battle is fought. Zhang Fei says that the forty-five passes and forts along the way are all Yan Yan's achievement, and Liu Bei takes off the golden chain-mail armour he is wearing and gives it to him. In Chapter 65, when Liu Bei becomes Governor of Yi Province, Yan Yan becomes General of the Front. Romance, Ch. 64 §1–2 · 9–10Romance, Ch. 65 §46

In Chapter 70, Huang Zhong, setting out to attack Zhang He, asks for the veteran general Yan Yan as his deputy. Yan Yan goes round by a byway to come out behind Zhang He's army and attacks from both sides, routing Zhang He, and tells Huang Zhong that Mount Tiandang is where Cao Cao stores his grain and gathers his fodder. Following Huang Zhong's plan, he lies in ambush in the mountains, sets fires and cuts down Xiahou De, who comes to put them out, and Zhang He and Xiahou Shang abandon Mount Tiandang and flee. Romance, Ch. 70 §26 · 29 · 31–32 · 45–46

In Chapter 71, Kongming sends Yan Yan to Langzhong in Baxi to relieve Zhang Fei and Wei Yan, and in Chapter 72 Wei Yan and Zhang Fei take Nanzheng while Yan Yan holds Langzhong in their place. The Romance does not record Yan Yan's death after that. Romance, Ch. 71 §2Romance, Ch. 72 §12

Where the Romance differs

Zhang Fei's route of advance: In Chapter 63 of the Romance, Kongming has Zhang Fei attack Bazhou by the main road and has Zhao Yun go up the river. In the Records, Zhang Fei went upriver together with Zhuge Liang and others and pacified the commanderies and counties, and on reaching Jiangzhou, Zhuge Liang sent Zhao Yun separately by way of the Outer River. Romance, Ch. 63 §32Records, Shu 6 §16 · 40

How he was captured: In Chapter 63 of the Romance, Yan Yan cuts off the ears and nose of the soldier sent by Zhang Fei, and while holding the city he is deceived by Zhang Fei's false report that he will slip past by a byway, comes out of the city, and is captured after falling into the ruse of the false Zhang Fei and the gong signal. The Biography of Zhang Fei in the Records says only that on reaching Jiangzhou he defeated Yan Yan and captured him. Romance, Ch. 63 §38 · 44–49Records, Shu 6 §17

After his release: In Chapter 63 of the Romance, when Zhang Fei unties his bonds himself and bows to apologize, Yan Yan is moved and surrenders. The Records says only that Zhang Fei admired his spirit, released him and made him his guest, and says nothing of Yan Yan surrendering. Romance, Ch. 63 §51–52Records, Shu 6 §17

Forty-five passes: In Chapter 64 of the Romance, Yan Yan becomes the vanguard and brings the passes and forts as far as Luocheng to surrender without a fight. The Records says only that Zhang Fei won every battle wherever he passed and joined Liu Bei at Chengdu, and there is no record of Yan Yan opening the way. Romance, Ch. 64 §1–2 · 9Records, Shu 6 §17–18

General of the Front: In Chapter 65 of the Romance, Yan Yan receives the post of General of the Front from Liu Bei. Chen Shou's main text in the Records does not record any office Yan Yan received, and in the Biography of Guan Yu the person who became General of the Front in the 24th year of Jian'an (219) is Guan Yu. Romance, Ch. 65 §46Records, Shu 6 §17–18 · 10

Mount Tiandang: In Chapter 70 of the Romance, Yan Yan defeats Zhang He together with Huang Zhong and cuts down Xiahou De at Mount Tiandang. Neither Mount Tiandang nor Xiahou De appears in Chen Shou's main text, and the Biography of Huang Zhong has only his beheading of Xiahou Yuan at Mount Dingjun in the 24th year of Jian'an (219), with no mention of Yan Yan. In the Biography of Zhang Fei, the one who confronted Zhang He for more than fifty days after Zhang He came down into Baxi, and then defeated him, was Zhang Fei. Romance, Ch. 70 §29 · 45–46Records, Shu 6 §35–36 · 19

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA4568+23
  • STR4572+27
  • INT3560+25
  • POL4545±0
  • CHA4258+16
  • VIR8885−3
  • ADP4050+10
  • SCH3131±0
  • DIP4565+20
  • DIS3540+5
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

StrengthR45UnverifiedN72 +27

RNo direct record — estimated from his career as a general who fought against Zhang FeiShu 6 §17

NValour that ten thousand men could not withstand, and cut down Xiahou De, but was captured by Zhang FeiCh. 63 §35Ch. 63 §40Ch. 70 §45

IntelligenceR35UnverifiedN60 +25

RNo direct record — estimated from his overall careerShu 6 §17

NSaw the danger of inviting Liu Bei in and aimed at the grain stores of Mount Tiandang, but was taken in by Zhang Fei's ruseCh. 63 §36Ch. 70 §31Ch. 63 §45

LeadershipR45N68 +23

RResisted Zhang Fei as Administrator of Ba Commandery but was defeated and capturedShu 6 §17

NStruck Zhang He's rear by a byway for a pincer attack, and drove off the enemy with an ambush and fire at Mount TiandangCh. 70 §29Ch. 70 §45Ch. 70 §46

DiplomacyR45N65 +20

RWon his release by a dignified reply that won over the angry Zhang FeiShu 6 §17

NCalled out the passes under his command to surrender, passing 45 places without a fightCh. 64 §2Ch. 64 §9

CharismaR42UnverifiedN58 +16

RNo direct record — estimated from the record that Zhang Fei made him his guestShu 6 §17

NA poem says his pure name shook a great state, and places submitted on hearing of him aloneCh. 63 §53Ch. 64 §2

AdaptabilityR40UnverifiedN50 +10

RNo direct record — estimated from the record of his composure in the face of deathShu 6 §17

NMoved by kindness and righteousness, surrendered and won merit as the vanguardCh. 63 §52Ch. 64 §1

4 similar abilities — show evidence
  • PoliticsR45UnverifiedN45Unverified ±0

    RNo direct record — estimated from his post as Administrator of Ba CommanderyShu 6 §17

    NNo direct record — estimated from his post as Administrator of Ba CommanderyCh. 63 §35

  • VirtueR88N85 −3

    R'There are generals who lose their heads, but no generals who surrender'; the assessment also notes Zhang Fei released him out of righteousnessShu 6 §17Shu 6 §44

    NRefused to surrender and calmly asked for death, and a poem praises his loyal heartCh. 63 §51Ch. 63 §53

  • ScholarshipR31UnverifiedN31Unverified ±0

    RNo direct record — estimated from his career as a generalShu 6 §17

    NNo direct record — estimated from his career as a generalCh. 63 §35

  • DiscernmentR35UnverifiedN40Unverified +5

    RNo direct record — estimated from his overall careerShu 6 §17

    NNo direct record — estimated from his overall careerCh. 70 §28

Special — talents Records +0 · Romance +10

  • Archery

    NSkilled +10 Said to draw a stiff bow well, and hit Zhang Fei's helmet with an arrow shot from a watchtowerCh. 63 §35Ch. 63 §40

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (7)

AppearsNot present Chapter list →

Related events (3)

Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).