Battle
Liu Bei's takeover of Yi Province 益州之戰
About this event
Liu Bei's takeover of Yi Province was the war in which Liu Bei, who had entered Shu at the invitation of Liu Zhang, Governor of Yi Province, turned his army against Liu Zhang and seized Yi Province. Having been asked to attack Zhang Lu and having met Liu Zhang at Fu County in the 16th year of Jian'an (211), Liu Bei fell out with Liu Zhang the following year when Zhang Song's affair came to light, beheaded Yang Huai and went south. Passing through Fu County and Mianzhu, he besieged Luo for nearly a year, and after breaking Luo in the summer of the 19th year of Jian'an (214) he besieged Chengdu for several tens of days and received Liu Zhang's surrender. Records, Shu 2 §27–33Records, Shu 1 §16–18
Chen Shou recorded this war in the Biography of the First Sovereign in Records of Shu 2 and the Biography of Liu Zhang in Records of Shu 1, and also distributed it among the Biographies of Pang Tong and Fa Zheng in Records of Shu 7, the Biography of Zhuge Liang in Records of Shu 5, the Biographies of Zhang Fei, Zhao Yun, Huang Zhong and Ma Chao in Records of Shu 6, the Biography of Li Yan in Records of Shu 10, the Biographies of Huo Jun and Wang Lian in Records of Shu 11 and the Biography of Huang Quan in Records of Shu 13. The Romance depicts Liu Bei's entry into Xichuan and his becoming Governor of Yi Province from the end of Chapter 60 through Chapter 65. Records, Shu 2 §27–34Records, Shu 1 §16–18Records, Shu 7 §7–11 · 16–18Records, Shu 5 §18Records, Shu 6 §17–18 · 29–30 · 35 · 40Records, Shu 10 §41Records, Shu 11 §2–3 · 10Records, Shu 13 §3Romance, Ch. 60 §54–70Romance, Ch. 65 §38–46
Course of events in the Records
According to the Biography of the First Sovereign, in the 16th year of Jian'an (211) Liu Zhang was alarmed to hear that Lord Cao meant to send Zhong Yao and others to Hanzhong to attack Zhang Lu, and the Attendant Officer with Separate Carriage Zhang Song urged him to have Liu Bei attack Zhang Lu. Liu Zhang gave Fa Zheng 4,000 men to welcome Liu Bei, and Fa Zheng took the opportunity to lay out a plan for seizing Yi Province. The Biography of Liu Zhang records that the Registrar Huang Quan remonstrated, weighing the advantages and dangers, and the Attendant Officer Wang Lei remonstrated by hanging himself upside down from the gate of the provincial seat, but Liu Zhang accepted none of it. Records, Shu 2 §27–28Records, Shu 7 §16Records, Shu 1 §16
Leaving Zhuge Liang, Guan Yu and others to hold Jing Province, Liu Bei led several tens of thousands of infantry into Yi Province and met Liu Zhang at Fu County. Zhang Song and Pang Tong proposed seizing Liu Zhang there and then, but Liu Bei refused, saying that he had only just entered another's domain and his kindness and good faith were not yet known. Liu Zhang added to Liu Bei's troops so that he could attack Zhang Lu and put him in charge of the Baishui army, and Liu Bei, with more than 30,000 men, went north to Jiameng, but instead of attacking Zhang Lu at once he dispensed generous favors to win the hearts of the people. Records, Shu 2 §28–29Records, Shu 7 §7
The following year, when Lord Cao attacked Sun Quan, Liu Bei, saying that he would go east to rescue Guan Yu, asked Liu Zhang for 10,000 troops and supplies, but Liu Zhang granted only 4,000 and gave half of everything else. When Zhang Song's elder brother Zhang Su denounced the letter Zhang Song had sent to Liu Bei and Fa Zheng, Liu Zhang beheaded Zhang Song, and when Liu Zhang told the generals at the passes not to exchange documents with Liu Bei, Liu Bei rebuked and beheaded Yang Huai, Commander of the Baishui Army. The Biography of Pang Tong records that Pang Tong offered three plans, an upper, a middle and a lower, and that Liu Bei followed the middle plan, beheaded Yang Huai and Gao Pei and headed for Chengdu. Records, Shu 2 §30–31Records, Shu 7 §7–9
Liu Bei advanced on Fu County with Huang Zhong and Zhuo Ying and took the city, and Liu Gui, Leng Bao, Zhang Ren, Deng Xian and others sent by Liu Zhang were defeated at Fu County and fell back to Mianzhu. In the 18th year of Jian'an (213) Li Yan, whom Liu Zhang had made Protector of the Army to hold Mianzhu, led his men over to Liu Bei in surrender, and Liu Zhang's relative by marriage Fei Guan surrendered together with Li Yan. Liu Zhang's Attendant Officer Zheng Du proposed moving the people of Baxi and Zitong west of the Fu River and burning the grain to hold out, but Liu Zhang rejected this, saying that he had never heard of moving the people to avoid an enemy. Records, Shu 2 §32Records, Shu 10 §41Records, Shu 15 §46Records, Shu 7 §17–18
While Liu Bei divided his forces to pacify the subordinate counties, Zhuge Liang, Zhang Fei, Zhao Yun and others went upstream and pacified Baidi, Jiangzhou and Jiangyang. Zhang Fei captured Yan Yan, Administrator of Ba Commandery, at Jiangzhou, and admiring Yan Yan's words that in his province there were generals who lose their heads but no generals who surrender, he released him and made him his guest. Zhao Yun split off at Jiangzhou and went up the Outer River to Jiangyang, and they joined Liu Bei at Chengdu. Records, Shu 2 §32Records, Shu 5 §18Records, Shu 6 §17–18 · 40
Huo Jun, whom Liu Bei had left to hold the city of Jiameng when he went south, rejected the enticements of a general sent by Zhang Lu, and though besieged for nearly a year by more than 10,000 men under Liu Zhang's generals Fu Jin, Xiang Cun and others, he held out with a few hundred men, then sallied out, attacked and beheaded Xiang Cun. Wang Lian, Magistrate of Zitong, shut his city gates and would not surrender, and Liu Bei, thinking him righteous, did not press him by force. Huang Quan, Chief of Guanghan County, likewise shut his city and held it firmly, going over to Liu Bei only after Liu Zhang had surrendered. Records, Shu 11 §2–3 · 10Records, Shu 13 §3
Liu Bei advanced and besieged Luo, and Liu Zhang's son Liu Xun, who defended the city, held out for almost a year. Pang Tong was struck by a stray arrow while leading his men in an assault on the city and died at the age of thirty-six, and Fa Zheng, during the siege of Luo, sent Liu Zhang a letter explaining the situation. When Luo fell in the summer of the 19th year of Jian'an (214), Liu Bei besieged Chengdu for several tens of days. When Ma Chao, who had been relying on Zhang Lu, secretly sent a letter asking to surrender, Liu Bei sent men to welcome him, and when Ma Chao arrived below the walls with his troops, the city shook with fear. Records, Shu 2 §32–33Records, Shu 7 §11 · 18Records, Shu 6 §29–30
According to the Biography of Liu Zhang, there were still 30,000 picked troops and enough grain to last a year in the city, and the officials and people wanted to fight to the death, but Liu Zhang, saying that it was because of him that the people had fought for three years and soaked the fields with their blood, opened the city gates, came out and surrendered. Liu Bei moved Liu Zhang to Gong'an and returned his property and his seal and ribbon as General Who Spreads Awe, again took on the post of Governor of Yi Province himself, and placed Liu Zhang's former officials such as Dong He, Huang Quan and Li Yan in high positions. Records, Shu 1 §17–18Records, Shu 2 §33–34
In the Romance
In Chapter 60 of the Romance, Zhang Song presented Liu Bei in Jing Province with a map of Xichuan, and Liu Zhang welcomed Liu Bei in spite of Huang Quan's remonstrance and the death of Wang Lei, who hung himself upside down from the city gate. In Chapter 61, at the banquet at Fucheng, Wei Yan performed a sword dance aiming at Liu Zhang, but Liu Bei stopped him. Romance, Ch. 60 §34 · 54–62Romance, Ch. 61 §1–5
In Chapter 62, when Liu Zhang sent only 4,000 old and weak soldiers and 10,000 hu of rice, Liu Bei tore up his reply and followed Pang Tong's middle plan. Zhang Song was beheaded together with his whole family after his elder brother Zhang Su denounced him, and Liu Bei beheaded Yang Huai and Gao Pei, who had come to see him off with daggers hidden in their clothes, and took Fu Pass without staining a blade with a drop of blood. Before Luo, Huang Zhong and Wei Yan vied for merit in attacking the camps of Leng Bao and Deng Xian, and Deng Xian was killed by an arrow. Romance, Ch. 62 §7–24 · 33–45
In Chapter 63, Pang Tong, riding the white horse Liu Bei had lent him along a narrow path, was killed at Luofengpo by arrows shot by Zhang Ren's ambushers. Zhuge Liang in Jing Province entrusted Jing Province to Guan Yu and entered Xichuan with Zhang Fei, and Zhang Fei captured Yan Yan in Ba Commandery by a ruse and then released him out of righteousness and received his surrender. Romance, Ch. 63 §12–16 · 28–34 · 48–52
In Chapter 64, Zhuge Liang captured Zhang Ren at Jinyan Bridge and beheaded him, and Liu Bei took Luo. Liu Zhang asked Zhang Lu for help, and in Chapter 65, Ma Chao, sent by Zhang Lu, fought Zhang Fei at Jiameng Pass and then, persuaded by Li Hui, went over to Liu Bei. When Ma Chao urged surrender beneath the walls of Chengdu, Liu Zhang, saying that the three years of war were his own fault, surrendered with Jian Yong, and Liu Bei took the post of Governor of Yi Province himself. Romance, Ch. 64 §17–27 · 33Romance, Ch. 65 §7–46
Where the Romance differs
Pang Tong's death: In Chapter 63 of the Romance, Pang Tong rode Liu Bei's white horse and was killed at Luofengpo by arrows shot by Zhang Ren's ambushers. In the Biography of Pang Tong in the Records, after Luo County had been besieged he was struck by a stray arrow while leading his men in an assault on the city and died. Romance, Ch. 63 §14–16Records, Shu 7 §11
Zhang Ren's end: In Chapter 64 of the Romance, Zhang Ren fell into Zhuge Liang's trap at Jinyan Bridge, was captured, and was beheaded after cursing his captors. Chen Shou's text says only that Zhang Ren, together with Liu Gui, Leng Bao and Deng Xian, resisted Liu Bei at Fu County, was defeated and fell back to Mianzhu. Romance, Ch. 64 §17–24Records, Shu 2 §32
Yan Yan: In Chapter 63 of the Romance, Zhang Fei lured out Yan Yan, who was holding his city firmly, by a ruse and captured him. In the Biography of Zhang Fei in the Records, Zhang Fei defeated and captured Yan Yan at Jiangzhou, and admiring Yan Yan for berating him, made him his guest. Romance, Ch. 63 §42–52Records, Shu 6 §17
When Zhuge Liang came in: In Chapter 63 of the Romance, Zhuge Liang entered Xichuan after receiving Liu Bei's letter following Pang Tong's death. The Biography of Zhuge Liang in the Records says that when Liu Bei came back from Jiameng to attack Liu Zhang, Zhuge Liang went upstream with Zhang Fei, Zhao Yun and others and pacified the commanderies and counties. Romance, Ch. 63 §28–34Records, Shu 5 §18
Ma Chao's submission: In Chapter 65 of the Romance, Ma Chao attacked Jiameng Pass on Zhang Lu's orders, fought Zhang Fei, and then went over to Liu Bei after being persuaded by Li Hui. In the Biography of Ma Chao in the Records, Ma Chao secretly sent a letter asking to surrender to Liu Bei, who was besieging Liu Zhang in Chengdu, and the Biography of Li Hui says that Liu Bei sent Li Hui to Hanzhong to establish friendly relations with Ma Chao. Romance, Ch. 65 §7–35Records, Shu 6 §29Records, Shu 13 §13
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Belligerents
| Item | A | B |
|---|---|---|
| Factions | Shu | Liu Zhang faction |
| Commanders | Huang Zhong, Huo Jun, Liu Bei, Pang Tong, Wei Yan(魏延), Zhang Fei, Zhao Yun, Zhuge Liang, Zhuo Ying, Ma Chao | Li Yan, Huang Quan, Liu Zhang, Wang Lian, Liu Gui, Leng Bao, Zhang Ren, Deng Xian(鄧賢), Liu Xun(劉循), Yan Yan(嚴顏), Fei Guan |
| Strength | 先主並軍三萬餘人 | 城中尚有精兵三萬人 |
Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 2 §33
Sub-events and Romance scenes (6)
- Pang Tong Plans to Take Western Shu 211
- Fu Pass Taken, Yang Huai and Gao Pei Slain 212
- Zhuge Liang Captures Zhang Ren 214
- Battle of Jiameng Pass
- Huang Zhong and Wei Yan Vie at Luo Romance ch. 62
- Zhang Fei Releases Yan Yan Romance ch. 63