Dynasty

Eastern Han 漢

Also known as: 後漢

About this faction

In Chen Shou's Records of the Three Kingdoms, the Eastern Han is the Han court from the last years of Emperor Ling to Emperor Xian. At the end of the Guanghe era the Yellow Turbans rose, and after Emperor Ling died, in the 6th year of Zhongping (189), Dong Zhuo deposed the emperor, made him Prince of Hongnong and set up Emperor Xian. In the 1st year of Chuping (190) Dong Zhuo moved the Son of Heaven from Luoyang to Chang'an, and in the 1st year of Jian'an (196) Cao Cao received the Son of Heaven and had him establish his capital at Xu County. Records, Wei 1 §3 · 5–6 · 39Records, Wei 6 §11 · 30

After Dong Zhuo died, his generals Li Jue, Guo Si and others seized control of the court's government, while Cao Cao, having received the Son of Heaven, was granted the tally and axe and became Intendant of the Affairs of the Imperial Secretariat. When Cao Cao died in the 25th year of Jian'an (220), his son Cao Pi succeeded him as King of Wei and changed the era name to Yankang, and that same year the Han emperor abdicated the throne to the King of Wei and became Duke of Shanyang. Records, Wei 1 §21 · 39 · 172Records, Wei 2 §1 · 13 · 17

Chen Shou's Records of the Three Kingdoms has no annals for the Han emperors, so the affairs of Emperor Xian's court are scattered through the Annals of Emperor Wu (Records of Wei 1), the Annals of Emperor Wen (Records of Wei 2), the Biographies of Dong Zhuo, the Two Yuans and Liu Biao (Records of Wei 6) and elsewhere. The Romance opens its story at the very start of Chapter 1 by saying that the Han, after Emperor Guangwu's restoration, split into three on reaching Emperor Xian, and that its turmoil began with Emperors Huan and Ling. Records, Wei 1 §39Records, Wei 2 §13Records, Wei 6 §8Romance, Ch. 1 §2

Rise and fall in the Records

At the end of the Guanghe era the Yellow Turbans rose, and Bian Zhang and Han Sui of Jincheng killed the Inspector and the Administrators and rebelled, throwing the realm into turmoil. When Emperor Ling died and the Crown Prince took the throne, the Empress Dowager presided over the court. The General-in-Chief He Jin plotted with Yuan Shao to kill the eunuchs, but when the Empress Dowager would not listen he summoned Dong Zhuo in order to intimidate her, and he was killed before Dong Zhuo arrived. When the Regular Palace Attendant Duan Gui and others abducted the emperor and fled to Xiaopingjin, Dong Zhuo met the emperor at Beimang and brought him back to the palace. Dong Zhuo had Lü Bu kill the Bearer of the Golden Mace Ding Yuan and absorbed his troops, so that military power in the capital lay with Dong Zhuo alone. Records, Wei 1 §3 · 5Records, Wei 6 §6

On the grounds that it had not rained for a long time, the Minister of Works Liu Hong was dismissed by written decree and Dong Zhuo took his place, soon moving on to Grand Commandant. Dong Zhuo then deposed the emperor, made him Prince of Hongnong, and set up Emperor Ling's young son the Prince of Chenliu; this was Emperor Xian. The year was the 6th year of Zhongping (189). Dong Zhuo next killed Empress He and the Prince of Hongnong, and on becoming Chancellor of State he received the privileges of not being announced by his personal name at audiences and of ascending the hall wearing his sword and shoes. Records, Wei 6 §8Records, Wei 1 §5–6

In the 1st month of the 1st year of Chuping (190), ten men including Yuan Shu, Han Fu and Yuan Shao raised troops at the same time and chose Yuan Shao as leader of the alliance. In the 2nd month Dong Zhuo moved the Son of Heaven to make Chang'an the capital, burned the palaces of Luoyang and dug up the imperial tombs to take their treasures. Yuan Shao and Han Fu wanted to make Liu Yu, Governor of You Province, emperor, but Liu Yu never dared to accept. On reaching Chang'an, Dong Zhuo became Grand Preceptor and was styled Shangfu ("Esteemed Father"), and his clansmen all took their places at court. Records, Wei 1 §7 · 15–16Records, Wei 6 §11 · 12

In the 4th month of the 3rd year of Chuping (192), the Minister over the Masses Wang Yun, the Supervisor of the Imperial Secretariat Shisun Rui and Dong Zhuo's general Lü Bu plotted together, and on the day of a grand assembly in the Weiyang Hall, held when the Son of Heaven had just recovered from an illness, they killed Dong Zhuo and exterminated his three sets of kin. Li Jue, Guo Si and others, who had been Colonels under Niu Fu, followed Jia Xu's plan and marched on Chang'an; by the time they arrived their host numbered more than a hundred thousand, and after ten days they took the city and exposed Wang Yun's corpse in the marketplace. Li Jue, Guo Si and Fan Chou seized control of the court's government, and within two years the people of the Three Adjuncts had eaten one another until almost none were left. Records, Wei 6 §16 · 19–21 · 23

The generals fought over power and killed Fan Chou, and Guo Si and Li Jue came to suspect each other and fought within Chang'an. Li Jue held the Son of Heaven hostage in his own camp and burned the palace halls and city gates, while Guo Si detained all the high ministers whom Li Jue had sent to ask for peace. Zhang Ji reconciled the two and the Son of Heaven got away, but Li Jue and Guo Si pursued him again, and in the winter of the 2nd year of Xingping (195) they routed Yang Feng's troops at Caoyang in Hongnong and killed the high ministers and officials. The Son of Heaven crossed the Yellow River on foot, followed only by the Empress and the Honored Ladies. Records, Wei 6 §24–26 · 78

Yang Feng, Han Xian and others had the Son of Heaven make Anyi his capital, and the officials who followed him ate jujubes and wild greens. Han Xian, Hu Cai and Li Le were made generals and shared the government with Yang Feng and Dong Cheng, but the generals would not submit to one another's command and the food ran out. When Yang Feng, Han Xian and Dong Cheng escorted the Son of Heaven back to Luoyang, the palaces had all burned down, and the officials cut through thorns and brambles to shelter among the broken walls. The provinces and commanderies each kept their troops for themselves and none came, and the Gentlemen of the Imperial Secretariat and those below them went out in person to gather firewood and wild plants, some of them starving to death. Records, Wei 6 §27–28

At the urging of Xun Yu and Cheng Yu, Cao Cao sent Cao Hong to receive the Son of Heaven, but the General of the Guards Dong Cheng and Yuan Shu's general Chang Nu held the passes against him and he could not advance. When the Son of Heaven returned to Luoyang in the 7th month of the 1st year of Jian'an (196), Cao Cao came to Luoyang to guard the capital, and the Son of Heaven lent him the tally and axe and made him Intendant of the Affairs of the Imperial Secretariat. At the urging of Dong Zhao and others, in the 9th month the imperial carriage came out to the east and the capital was established at Xu County, and Cao Cao became General-in-Chief. Chen Shou wrote that the court, which had grown more chaotic by the day since the Son of Heaven moved west, only now had the institutions of the ancestral temple and the altars of state established. Records, Wei 1 §37–39Records, Wei 6 §30

Yang Feng and Han Xian raided the lands between Xu and Yang Provinces and were killed by Liu Bei; in the 2nd year of Jian'an (197) the Supervisor of the Internuncios Pei Mao led the generals of Guanxi to execute Li Jue and exterminate his three sets of kin, and Guo Si was attacked by his own general Wu Xi and died at Mei County. After the Son of Heaven's defeat at Caoyang, Yuan Shu declared that the Liu clan had declined and presumptuously proclaimed himself emperor. In Xu, Dong Cheng, General of Chariots and Cavalry and maternal uncle of Emperor Xian, said he had received a secret edict hidden in the emperor's sash and that Cao Cao must be killed, and plotted with Liu Bei and others, but in the 1st month of the 5th year of Jian'an (200) the plot leaked and all of them were executed. Records, Wei 6 §30 · 78–79Records, Shu 2 §15Records, Wei 1 §58

In the 13th year of Jian'an (208) the Han court abolished the offices of the Three Excellencies and established a Chancellor and an Imperial Counsellor, and Cao Cao became Chancellor. In the 17th year the Son of Heaven allowed Cao Cao not to be announced by his personal name at audiences and to ascend the hall wearing his sword and shoes. In the 5th month of the 18th year (213) the Son of Heaven sent the Imperial Counsellor Xi Lü to make Cao Cao Duke of Wei, granting him ten commanderies of Ji Province as his fief and adding the Nine Bestowments. In that patent of appointment Emperor Xian said that when he had met with calamity in his youth and wandered in the western lands, he had been as precarious as tassels hanging from a banner. That year the Son of Heaven took three of Cao Cao's daughters as Honored Ladies. Records, Wei 1 §103 · 118 · 121 · 129 · 134

In the 11th month of the 19th year of Jian'an (214) it came to light that Empress Fu had once written in a letter to her father Fu Wan that the emperor resented Cao Cao over the execution of Dong Cheng; the Empress was deposed and died, and her brothers were also executed. In the 1st month of the following year the Son of Heaven made Cao Cao's middle daughter Empress. In the 5th month of the 21st year (216) Cao Cao became King of Wei, and in the 1st month of the 23rd year (218) the Han Imperial Physician Ji Ben rose in rebellion with the Privy Treasurer Geng Ji and the Director of Rectitude Wei Huang and attacked Xu, but they were suppressed by Wang Bi and others. Records, Wei 1 §142 · 145 · 154 · 159

When Cao Cao died at Luoyang in the 1st month of the 25th year of Jian'an (220), the Crown Prince Cao Pi succeeded him as Chancellor and King of Wei and changed the era name to Yankang. That year the Han emperor, holding that the hopes of the people rested with Wei, summoned the high ministers and officials, made an announcement at the temple of Gaozu, and had Zhang Yin, acting Imperial Counsellor, bear the tally and present the imperial seal and ribbons to abdicate the throne. The King of Wei mounted an altar built at Fanyang, ascended the imperial throne and changed the era from Yankang to Huangchu. In the 11th month of the 1st year of Huangchu the Han emperor was enfeoffed as Duke of Shanyang with the 10,000 households of the town of Shanyang; he was to keep the Han calendar, perform the suburban sacrifices with the rites of a Son of Heaven, and not call himself a subject when submitting writings. The Duke of Shanyang died in the 3rd month of the 2nd year of Qinglong (234). Records, Wei 1 §171–172Records, Wei 2 §1 · 13 · 16–17Records, Wei 3 §35

In his assessment in the Annals of Emperor Wu, Chen Shou said that at the end of the Han the realm fell into great chaos and heroes rose up all at once, and that Cao Cao was able in the end to take full control of the imperial authority and accomplish a great enterprise because his clear-sighted strategy was the most outstanding. In his assessment in the Biographies of Dong Zhuo, the Two Yuans and Liu Biao, he said of Dong Zhuo that since the invention of writing there had probably been no one like him. Records, Wei 1 §173Records, Wei 6 §96

In the Romance

At the very start of Chapter 1, the Romance says that the great trend of the realm is that what has long been divided must unite and what has long been united must divide, and that the Han, after Emperor Guangwu's restoration, split into three on reaching Emperor Xian. Emperor Huan trusted only the eunuchs, and Emperor Ling honored the Ten Regular Attendants led by Zhang Rang, even calling Zhang Rang "Father," so that the hearts of the people throughout the realm longed for upheaval. In the 1st year of Zhongping (184) Zhang Jue gathered followers by healing the sick with water in which talismans had been burned and spread the saying "The Blue Heaven is already dead," and households throughout eight provinces revered his name. Romance, Ch. 1 §2–3 · 6 · 8–9

In Chapter 4 Dong Zhuo assembled the officials in the Jiade Hall, had Li Ru read out a decree, deposed the Young Emperor to make him Prince of Hongnong, and set up Xie, Prince of Chenliu. The Master of Writing Ding Guan swung his ivory tablet to strike Dong Zhuo, but was dragged out and beheaded. The Romance records that the Young Emperor took the throne in the 4th month and was deposed in the 9th, and that Emperor Xian was then nine years old. Later, when the Prince of Hongnong recited a resentful poem in the Yong'an Palace, Dong Zhuo sent Li Ru to kill him with poisoned wine, and Li Ru threw Empress He down from the tower. Romance, Ch. 4 §4–7 · 9 · 13–17

In Chapter 6 Dong Zhuo accepted Li Ru's reading of the children's rhyme "A Han in the west, a Han in the east" as meaning that the capital should be moved to Chang'an, and raised the idea of moving the capital. Yang Biao, Huang Wan and Xun Shuang opposed it, but he issued the order to move the capital, and Li Jue and Guo Si drove millions of the people of Luoyang toward Chang'an. As he left, Dong Zhuo set fire to the ancestral temples and the palaces, and had Lü Bu dig up the tombs of the former emperors and their consorts. Romance, Ch. 6 §3–8 · 10–11

In Chapter 9 Wang Yun and Lü Bu sent Li Su to Meiwu to lure Dong Zhuo out with an edict saying that the Son of Heaven wished to discuss abdicating to the Grand Preceptor in the Weiyang Hall. Dong Zhuo was stabbed to death by Lü Bu, who shouted that he was "punishing a traitor by imperial edict." In Chapter 13, while Li Jue and Guo Si fought each other, Li Jue's nephew Li Xian carried off the Son of Heaven and Empress Fu in carriages, and Guo Si imprisoned the officials who had come to urge reconciliation. Emperor Xian wept that he had "just escaped the wolves' den only to meet the tiger's jaws," and set out for the eastern capital. Romance, Ch. 9 §15–17 · 25Romance, Ch. 13 §16 · 23 · 39 · 44

In Chapter 14 the emperor, back in Luoyang, built a small palace on the site of the burned-out palaces to live in, and the officials stood among the thorns and brambles to pay court. When Cao Cao was summoned on Yang Biao's advice, he defeated Li Jue and Guo Si and was urged by Dong Zhao to move the imperial carriage to Xudu. The Romance records that when Cao Cao petitioned for the move to Xudu, the emperor dared not refuse, and the ministers, fearing Cao Cao's power, dared not voice any other opinion. Romance, Ch. 14 §2 · 5 · 14 · 20 · 25–26

In the hunt at Xutian in Chapter 20, Cao Cao shot a deer with the Son of Heaven's gold-tipped arrow, and when the ministers shouted "Long live the emperor!" toward the Son of Heaven, he stood in front of the Son of Heaven, blocking him, and received the cheers himself. Back in the palace, Emperor Xian bit his fingertip to write a secret edict in blood and had Empress Fu sew it into the lining of a jade belt, then bestowed the robe and belt on Dong Cheng. In Chapter 24, after killing Dong Cheng and the others, Cao Cao had even Dong Guifei, Dong Cheng's younger sister, who was five months pregnant, strangled outside the palace gate. Romance, Ch. 20 §14 · 17 · 21 · 24Romance, Ch. 24 §5 · 8

In Chapter 66 Emperor Xian and Empress Fu sent a secret letter to Fu Wan by the eunuch Mu Shun, but Cao Cao discovered it. Hua Xin dragged out the Empress, who was hiding inside a wall, and Cao Cao had his attendants beat her to death with clubs and then poisoned her two sons as well. In Chapter 80 Hua Xin and others pressed the emperor to abdicate, Cao Hong and Cao Xiu drew their swords and demanded the imperial seal, and Cao Hong had Zu Bi, the Gentleman of Tallies and Seals who refused, dragged out and beheaded. On the Altar of Accepting Abdication Emperor Xian personally presented the imperial seal to Cao Pi, and he was enfeoffed as Duke of Shanyang and departed that very day. Romance, Ch. 66 §36–37 · 39–43 · 48Romance, Ch. 80 §8–10 · 20 · 24

Where the Romance differs

The death of the Prince of Hongnong: In Chapter 4 of the Romance, using the resentful poem the Prince of Hongnong recited as a pretext, Li Ru killed him with poisoned wine and threw Empress He down from the tower. The Records state only that Dong Zhuo killed Empress He and the Prince of Hongnong, without saying how. Romance, Ch. 4 §13–17Records, Wei 1 §5–6Records, Wei 6 §8

The pretext for luring out Dong Zhuo: In Chapter 9 of the Romance, Li Su went to Meiwu with an edict saying that the Son of Heaven wished to discuss abdicating to the Grand Preceptor, and lured Dong Zhuo out. The Records state that when the Son of Heaven had just recovered from an illness and held a grand assembly in the Weiyang Hall, Lü Bu had Li Su and others put on the clothes of guardsmen and guard the side gate, and when Dong Zhuo arrived, Li Su and the others struck at him. Romance, Ch. 9 §17Records, Wei 6 §16

Why Li Jue and Guo Si fell out: In Chapter 13 of the Romance, Yang Biao, having received a secret edict from Emperor Xian, had his wife tell Guo Si's wife that Guo Si was having an affair with Li Jue's wife, and when Guo Si's wife put poison in food sent from Li Jue's household and fed it to a dog to show him, Guo Si grew suspicious. The Records state only that Guo Si and Li Jue gradually came to suspect each other and fought within Chang'an. Romance, Ch. 13 §11–14Records, Wei 6 §24

The end of Hu Cai and Li Le: In Chapter 13 of the Romance, Hu Cai died amid the confused fighting while being pursued by Li Jue and Guo Si, and in Chapter 14 Li Le was cut down by Xu Huang's axe. The Records state that Hu Cai and Li Le stayed behind in Hedong, where Hu Cai was killed by a family with a grudge against him and Li Le died of illness. Romance, Ch. 13 §49–50Romance, Ch. 14 §1Records, Wei 6 §31

How the Son of Heaven was received: In Chapter 14 of the Romance, the imperial carriage, which had left Luoyang on Dong Cheng's advice, was met and guarded by Xiahou Dun, Cao Hong and others sent by Cao Cao. In the Annals of Emperor Wu in the Records, Cao Cao gave Cao Hong troops to receive the Son of Heaven in the west, but the General of the Guards Dong Cheng and Yuan Shu's general Chang Nu held the passes against him and Cao Hong could not advance. Romance, Ch. 14 §7–9Records, Wei 1 §37

The edict in the sash: In Chapter 20 of the Romance, Emperor Xian bit his fingertip to write a secret edict in blood, had Empress Fu sew it into the lining of a jade belt, and bestowed it on Dong Cheng. The Biography of the First Sovereign in the Records states that Dong Cheng said he had received a secret edict hidden in the emperor's sash and that Cao Cao must be killed. Romance, Ch. 20 §21Records, Shu 2 §15

Empress Fu's letter: In Chapter 66 of the Romance, Fu Wan's reply to the emperor and empress set out a plan to join hands with Sun Quan and Liu Bei so that they would respond from outside, and it was found in Mu Shun's hair. The Annals of Emperor Wu in the Records state that it came to light that the Empress had once written in a letter to her father Fu Wan that the emperor resented Cao Cao over the execution of Dong Cheng. In both, the affair came to light in the 11th month of the 19th year of Jian'an (214). Romance, Ch. 66 §38–40 · 49Records, Wei 1 §142

The manner of the abdication: In Chapter 80 of the Romance, Hua Xin and others pressed Emperor Xian, Cao Hong had Zu Bi, the Gentleman of Tallies and Seals who refused to hand over the imperial seal, dragged out and beheaded, and Emperor Xian personally presented the imperial seal to Cao Pi on the Altar of Accepting Abdication. The Annals of Emperor Wen in the Records state that the Han emperor, holding that the hopes of the people rested with Wei, made an announcement at the temple of Gaozu and had Zhang Yin present the imperial seal and ribbons to abdicate, and that the King of Wei mounted an altar built at Fanyang and ascended the imperial throne. Romance, Ch. 80 §8–10 · 20Records, Wei 2 §13 · 16

Emperor Xian's later life: In Chapter 80 of the Romance, Emperor Xian was enfeoffed as Duke of Shanyang and departed that very day, and when a rumor reached Chengdu that the Han emperor had been killed, the King of Hanzhong conferred on him the posthumous title Emperor Xiaomin. The Records also note the same rumor and posthumous title in the Biography of the First Sovereign, but the Annals of Emperor Wen say that the Duke of Shanyang was allowed to keep the Han calendar and perform the suburban sacrifices with the rites of a Son of Heaven, and the Annals of Emperor Ming record that the Duke of Shanyang died in the 3rd month of the 2nd year of Qinglong (234). Romance, Ch. 80 §24 · 29Records, Shu 2 §55Records, Wei 2 §17Records, Wei 3 §35

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Lineage

  • Court controlled by: Dong Zhuo faction (189~192) —
  • Court controlled by: Guo Si faction (192~195) — 「傕、汜、稠擅朝政」
  • Court controlled by: Li Jue faction (192~195) — 「傕等擅朝政」 · 「傕質天子於營」
  • Court controlled by: Wei (196~220) — 「太祖遂至洛陽,衞京都…董昭等勸太祖都許」
  • Succeeded by: Wei (220) —
  • Succeeded by: Shu (221) — 「漢有天下,歷數無疆」 「懼漢阼將湮於地」

Members (25)

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Related events (6)

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