Politics

Cao Cao Receives the Emperor 曹操迎天子

Other names: 曹操挾天子

About this event

Cao Cao Receives the Emperor refers to Cao Cao's reception, in the 1st year of Jian'an (196), of Emperor Xian, Liu Xie, who had wandered east from Chang'an and returned to Luoyang, and his transfer of the capital to Xu in the 9th month of that year. On reaching Luoyang, Cao Cao guarded the capital and received the tally and axe and charge of the affairs of the Imperial Secretariat; as Luoyang was ruined and desolate, on the advice of Dong Zhao and others he moved the imperial carriage to Xu and became General-in-Chief and Marquis of Wuping. The Annals of Emperor Wu records that the court, which had grown more disordered by the day since the Son of Heaven moved west, only now established the institutions of the ancestral temple and the altars of state. Records, Wei 1 §38–39

Chen Shou recorded this in the Annals of Emperor Wu, Records of Wei 1, and also distributed it among the biography of Xun Yu in Records of Wei 10, the biography of Dong Zhao in Records of Wei 14 and the biography of Xu Huang in Records of Wei 17. The Romance depicts it in Chapter 14, "Cao Mengde Moves the Imperial Carriage to Xudu; Lü Fengxian Raids Xu by Night." Records, Wei 1 §37–40Records, Wei 10 §13–15Records, Wei 14 §50–56Records, Wei 17 §57Romance, Ch. 14 §5–35

Course of events in the Records

When Chang'an fell into disorder in the 2nd year of Xingping (195), the Son of Heaven moved east, was defeated at Caoyang, crossed the Yellow River and went to Anyi. The biography of Xu Huang records that Xu Huang, Yang Feng's Chief Commandant of Cavalry, persuaded Yang Feng to return to Luoyang with the Son of Heaven. Records, Wei 1 §35Records, Wei 17 §57

When Cao Cao wanted to receive the Son of Heaven, some of his commanders had doubts, but Xun Yu and Cheng Yu urged him on. Xun Yu said that when Duke Wen of Jin received King Xiang of Zhou the feudal lords followed him, and when Emperor Gaozu of Han put on mourning for Emperor Yi the realm turned to him, and that to support the sovereign now in accordance with the people's wishes was the great course of compliance. Cao Cao sent Cao Hong west to receive the emperor, but the General of the Guards Dong Cheng and Yuan Shu's commander Chang Nu blocked the passes and he could not advance. Records, Wei 1 §37Records, Wei 10 §13–15

The Annals of Emperor Wu records that after Cao Cao defeated the Yellow Turbans of Runan and Yingchuan in the 2nd month of the 1st year of Jian'an (196) he became General Who Establishes Virtue, in the 6th month he was transferred to General Who Guards the East and enfeoffed as Marquis of Feiting, and in the 7th month, in autumn, Yang Feng and Han Xian brought the Son of Heaven back to Luoyang, with Yang Feng stationed separately at Liang County. The biography of Dong Zhao records that when Han Xian, Yang Feng, Dong Cheng and Zhang Yang, back in Luoyang, were at odds and could not agree, Dong Zhao wrote in Cao Cao's name to Yang Feng, whose troops and horses were the strongest but who had few allies, saying that the general should be the master within while he himself would be the support from without, and that the delighted Yang Feng, together with the other generals, memorialized to make Cao Cao General Who Guards the East and to let him inherit his father's title of Marquis of Feiting. Records, Wei 1 §38Records, Wei 14 §50–52

Cao Cao reached Luoyang and guarded the capital, and Han Xian fled. The Son of Heaven lent Cao Cao the tally and axe and put him in charge of the affairs of the Imperial Secretariat. When Cao Cao asked what plan he should follow from now on, Dong Zhao said that since the various commanders were of different minds it would be hard to stay there, and that the only course was to move the imperial carriage to Xu; to put Yang Feng at ease, he said, Yang Feng should be told that because there was no grain in the capital the emperor would go for a while to Luyang, which was close to Xu. In the 9th month the imperial carriage left by Huanyuan and went east, and Cao Cao became General-in-Chief and was enfeoffed as Marquis of Wuping. Records, Wei 1 §39Records, Wei 14 §53–55

Yang Feng, his hopes dashed, went with Han Xian and others to Dingling and plundered there. In the 10th month, in winter, when Cao Cao attacked Yang Feng, Yang Feng fled south to Yuan Shu, and Cao Cao took his camp at Liang County. Xu Huang had earlier urged Yang Feng to submit to Cao Cao, and when Yang Feng changed his mind and did not follow this advice, Xu Huang went over to Cao Cao when Cao Cao attacked Liang. Records, Wei 14 §55–56Records, Wei 1 §40Records, Wei 17 §57

At this time Yuan Shao was made Grand Commandant, but he was ashamed to rank below Cao Cao and would not accept it. Cao Cao yielded the post of General-in-Chief to Yuan Shao and became Minister of Works, acting as General of Chariots and Cavalry. That year, adopting the proposals of Zao Zhi, Han Hao and others, he first established agricultural colonies, and Xun Yu, as Palace Attendant of the Han acting as Director of the Imperial Secretariat, planned military and state affairs with Cao Cao while Cao Cao fought in the field. Records, Wei 1 §40Records, Wei 10 §15

In the Romance

In Chapter 14 of the Romance, Emperor Xian, back in Luoyang, lives in a small palace built amid the burned-out palace buildings, while the officials gather firewood and pick wild greens, some even dying among the collapsed walls. At the urging of the Grand Commandant Yang Biao, Emperor Xian sends an envoy to summon Cao Cao, and Cao Cao in Shandong, delighted at Xun Yu's advice to support the Son of Heaven, citing Duke Wen of Jin and Emperor Gaozu of Han, receives the edict and raises troops. Romance, Ch. 14 §2–6

When Li Jue and Guo Si attack again, Emperor Xian leaves Luoyang, and Xiahou Dun, Xu Chu, Dian Wei, Cao Hong and others arrive first to guard the imperial carriage. Cao Cao, arriving the next day, heavily defeats Li Jue and Guo Si as Xu Chu beheads Li Jue's nephews Li Xian and Li Bie, and Yang Feng and Han Xian, fearing that Cao Cao will seize great power, withdraw to Daliang. Romance, Ch. 14 §7–15

Dong Zhao advises Cao Cao that if he stays in Luoyang the various commanders will not follow him, and that he should move the imperial carriage to Xudu, and the Palace Attendant Wang Li, citing the heavens, says that the one who will replace the Han is in Wei. When Cao Cao memorializes that the Eastern Capital is desolate and grain transport difficult and proposes moving to Xudu, Emperor Xian and his ministers do not dare oppose him. Xu Huang, commander under Yang Feng and Han Xian, who block the way, surrenders to Cao Cao after Man Chong persuades him. Romance, Ch. 14 §16–34

Cao Cao builds palaces, an ancestral temple and altars of state at Xudu, enfeoffs Dong Cheng and twelve others, thirteen men in all, as full marquises, makes himself General-in-Chief and Marquis of Wuping, and makes Xun Yu Palace Attendant and Director of the Imperial Secretariat. The Romance says that from then on all great power passed to Cao Cao, and that major affairs of the court were reported first to Cao Cao and only then to the Son of Heaven. Romance, Ch. 14 §34–35

Where the Romance differs

Who summoned Cao Cao: In Chapter 14 of the Romance, Emperor Xian sends an envoy to summon Cao Cao at the urging of the Grand Commandant Yang Biao. In the Annals of Emperor Wu in the Records, when Cao Cao wanted to receive the Son of Heaven, Xun Yu and Cheng Yu urged him on, and Cao Hong, whom Cao Cao sent, found his way blocked by Dong Cheng and Yuan Shu's commander Chang Nu. Romance, Ch. 14 §5–6Records, Wei 1 §37

The fight with Li Jue and Guo Si: In Chapter 14 of the Romance, Cao Cao heavily defeats Li Jue and Guo Si near Luoyang. The Annals of Emperor Wu in the Records records that when Cao Cao reached Luoyang and guarded the capital, Han Xian fled, and does not record any fight between Cao Cao and Li Jue or Guo Si at this time. Romance, Ch. 14 §10–14Records, Wei 1 §38–39

Yang Feng and Xu Huang: In Chapter 14 of the Romance, Xu Huang surrenders after Man Chong persuades him, at the spot where he was blocking the imperial carriage on its way to Xudu. In the Records, Dong Zhao had Cao Cao deceive Yang Feng with word that the emperor would go to Luyang for a while, and Yang Feng, who had lost hope and was plundering, lost his camp at Liang County to Cao Cao in the 10th month and fled to Yuan Shu. The biography of Xu Huang records that Xu Huang urged Yang Feng to submit, and when Yang Feng changed his mind, went over to Cao Cao when Cao Cao attacked Liang. Romance, Ch. 14 §27–34Records, Wei 14 §55–56Records, Wei 17 §57

Cao Cao's office: In Chapter 14 of the Romance, Cao Cao becomes General-in-Chief and Marquis of Wuping and takes hold of great power. In the Annals of Emperor Wu in the Records, Cao Cao became General-in-Chief, but when Yuan Shao was ashamed that the rank of Grand Commandant was below Cao Cao's, Cao Cao yielded the post of General-in-Chief to Yuan Shao and became Minister of Works, acting as General of Chariots and Cavalry. Romance, Ch. 14 §34Records, Wei 1 §39–40

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

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Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §39

Romance chapters (1)

Records volumes (4)