Battle

Battle of Xiapi 下邳之戰

About this event

The Battle of Xiapi was the fighting in the 3rd year of Jian'an (198) in which Cao Cao marched east against Lü Bu, who had sided with Yuan Shu and attacked Liu Bei again, and captured him in the city of Xiapi. Cao Cao set out on the expedition in the 9th month, massacred Pengcheng in the 10th month, reached Xiapi and heavily defeated Lü Bu, who came out to meet him; but when Lü Bu held the city firmly, Cao Cao, following the plan of Xun You and Guo Jia, breached the Si River and the Yi River to flood the city. A little over a month later Lü Bu's commanders Song Xian, Wei Xu and others seized Chen Gong and surrendered the city, and Cao Cao captured Lü Bu and Chen Gong alive and put them both to death. Records, Wei 1 §48–49

Chen Shou recorded this battle in the Annals of Emperor Wu, Records of Wei 1, and also distributed it among the Biographies of Lü Bu, Zhang Miao and Zang Hong in Records of Wei 7, which contain the records of Lü Bu, Chen Gong and Chen Deng, the biography of Xun You in Records of Wei 10, the biography of Zhang Liao in Records of Wei 17, the Biography of the Former Lord in Records of Shu 2, and others. The Romance begins with Lü Bu attacking Xiaopei at the end of Chapter 18 and depicts this battle in Chapter 19, "Cao Cao Besieges Xiapi; Lü Bu Dies at the White Gate Tower." Records, Wei 1 §48–50Records, Wei 7 §25–31Records, Wei 10 §57Records, Wei 17 §3Records, Shu 2 §13–14Romance, Ch. 18 §20–33Romance, Ch. 19 §1–62

Course of events in the Records

In the 1st year of Jian'an (196), Lü Bu took advantage of Liu Bei's absence on a campaign against Yuan Shu to seize Xiapi, and styled himself Inspector of Xu Province. The next year, when Yuan Shu proclaimed himself emperor and sought a marriage alliance, Lü Bu, heeding Chen Gui, seized the envoy and sent him to the court, but in the 3rd year of Jian'an (198) he again sided with Yuan Shu and sent Gao Shun to attack Liu Bei at Pei. Xiahou Dun, sent by Cao Cao, also failed to rescue Liu Bei and was defeated by Gao Shun, and Gao Shun captured Liu Bei's wife and children and sent them to Lü Bu. Records, Wei 7 §16 · 19–20 · 25Records, Wei 1 §48Records, Shu 2 §13

In the 9th month Cao Cao marched east against Lü Bu, and in the 10th month, in winter, he massacred Pengcheng and captured the Chancellor of Pengcheng, Hou Xie. When he reached Xiapi, Lü Bu came out to meet him at the head of his cavalry in person, but Cao Cao heavily defeated him and captured his valiant commander Cheng Lian. The biography of Lü Bu records that when Cao Cao reached the foot of the walls and wrote to Lü Bu setting out where fortune and misfortune lay, Lü Bu wanted to surrender, but Chen Gong and others, believing their own guilt to be deep, prevented him. Lü Bu asked Yuan Shu for help and went out to fight in person at the head of more than a thousand horsemen, but was defeated, returned to the city and did not dare come out again, and Yuan Shu too was unable to rescue him. Records, Wei 1 §48Records, Wei 7 §25–26

When the soldiers were worn out by continuous fighting, Cao Cao wanted to go back. Xun You and Guo Jia said that Lü Bu was brave but without strategy and had lost all three battles, so his keen spirit had waned, and that Chen Gong was clever but slow, so they must attack quickly before Lü Bu's spirit recovered and Chen Gong's plans were settled. Cao Cao drew off the Yi River and the Si River to flood the city. The biography of Lü Bu says that when Cao Cao dug trenches and besieged him for three months, those above and below became estranged, and records that Lü Bu, lacking strategy and full of suspicion, could not control his followers, and that his commanders each harbored their own intentions. Records, Wei 1 §49Records, Wei 10 §57Records, Wei 7 §26

A little over a month later, Lü Bu's commanders Hou Cheng, Song Xian and Wei Xu tied up Chen Gong and surrendered at the head of their men. Lü Bu climbed the White Gate Tower with his followers and came down and surrendered when the siege grew desperate. When the bound Lü Bu asked for his bonds to be loosened because they were too tight, Cao Cao said that one cannot bind a tiger without binding it tight, and when Lü Bu said that if His Excellency commanded the infantry and he the cavalry, it would not be hard to pacify the realm, Liu Bei asked whether Cao Cao had not seen how Lü Bu served Ding Jianyang and Grand Preceptor Dong. Cao Cao had Lü Bu strangled, and the heads of Lü Bu, Chen Gong, Gao Shun and the others were cut off, sent to Xu and displayed, and then buried. Records, Wei 1 §49Records, Wei 7 §26–27

Cao Cao supported Chen Gong's old mother until her death and married off his daughter. Zhang Liao surrendered at the head of his men, became General of the Household and received the rank of Marquis Within the Passes. Cao Cao generously took in Zang Ba, Sun Guan, Wu Dun, Yin Li and Chang Xi of Taishan, who had followed Lü Bu, entrusted to them the coastal lands of Qing and Xu Provinces, and split Langya, Donghai and Beihai to set up the commanderies of Chengyang, Licheng and Changlü. Chen Deng, who had pinned down Lü Bu from front and rear, was given the added title of General Who Calms the Waves, and Liu Bei, having recovered his wife and children, followed Cao Cao back to Xu and became General of the Left. Records, Wei 7 §29 · 31Records, Wei 17 §3Records, Wei 1 §49Records, Shu 2 §14

In the Romance

In Chapter 18 of the Romance, Chen Gong seizes a messenger carrying Liu Bei's secret letter to Cao Cao, and the enraged Lü Bu has Gao Shun and Zhang Liao attack Xiaopei. Cao Cao sends Xiahou Dun and others ahead with 50,000 men, and Xiahou Dun, chasing Gao Shun, is hit in the left eye by Cao Xing's arrow, pulls out the arrow, swallows his own eye and spears Cao Xing to death. In Chapter 19 Lü Bu takes Xiaopei, and Liu Bei goes alone to Cao Cao. Romance, Ch. 18 §20–33Romance, Ch. 19 §1–8

Cao Cao advances together with Liu Bei, and Chen Deng deceives Lü Bu at Xiaoguan and Xu Province so that he loses both Xu Province and Xiaopei. Lü Bu, having entered Xiapi, does not follow Chen Gong's plan to go outside the city so that they can support each other from inside and out, because his wife Lady Yan and Diaochan dissuade him, and he tries to carry his daughter to Yuan Shu on his back but is blocked by Guan Yu and Zhang Fei and turns back. Romance, Ch. 19 §9–41

When the city has not fallen after two months, Cao Cao, following the advice of Xun You and Guo Jia, breaches the waters of the Yi River and the Si River and floods Xiapi. Hou Cheng, flogged for breaking the ban on wine, steals the Red Hare and goes to Cao Cao, and Song Xian and Wei Xu tie up Lü Bu as he sleeps on the gate tower and open the city gate. Romance, Ch. 19 §42–51

Dragged before Cao Cao, who is seated on the White Gate Tower, Lü Bu asks Liu Bei to speak up for him, then reviles Liu Bei when he brings up the affairs of Ding Jianyang and Dong Zhuo, and is hanged. Chen Gong entrusts his old mother and his wife and children to Cao Cao and goes down from the tower of his own accord to die, and Zhang Liao, who has been railing at Cao Cao, is spared through the intervention of Liu Bei and Guan Yu and becomes General of the Household. Romance, Ch. 19 §52–62Romance, Ch. 20 §1–2

Where the Romance differs

Xiahou Dun's eye: In Chapter 18 of the Romance, Xiahou Dun, ahead of the fighting at Xiapi, is hit in the left eye by Cao Xing's arrow and swallows his eye. In the biography of Xiahou Dun in the Records, Xiahou Dun's left eye was wounded by a stray arrow when Cao Cao returned from Xu Province and attacked Lü Bu. Romance, Ch. 18 §31–32Records, Wei 9 §6

The road to Xiapi: In Chapter 19 of the Romance, Lü Bu loses Xiaoguan, Xu Province and Xiaopei through Chen Deng's schemes. In the Annals of Emperor Wu in the Records, Cao Cao massacred Pengcheng, then reached Xiapi and heavily defeated Lü Bu, who came out to meet him. Romance, Ch. 19 §11–20Records, Wei 1 §48

Yuan Shu's rescue: In Chapter 19 of the Romance, Lü Bu tries to break through the siege carrying his daughter on his back and fails. In the biography of Lü Bu in the Records, Lü Bu asked Yuan Shu for help and went out to fight in person with more than a thousand horsemen but was defeated, and Yuan Shu too was unable to rescue him. Romance, Ch. 19 §32–41Records, Wei 7 §25–26

Who tied up Lü Bu: In Chapter 19 of the Romance, Song Xian and Wei Xu tie up the sleeping Lü Bu, and Chen Gong is caught by Xu Huang. In the biography of Lü Bu in the Records, Hou Cheng, Song Xian and Wei Xu tied up Chen Gong and surrendered, and Lü Bu climbed the White Gate Tower and came down and surrendered of his own accord when the siege grew desperate. Romance, Ch. 19 §50–51Records, Wei 7 §26

Lü Bu's plea and death: In Chapter 19 of the Romance, Lü Bu proposes that Cao Cao be commander-in-chief and he the second in command, and after being hanged his head is displayed. In the biography of Lü Bu in the Records, Lü Bu proposed that Cao Cao command the infantry and he the cavalry, and after being strangled his head was cut off together with those of Chen Gong and Gao Shun and displayed at Xu. Romance, Ch. 19 §58–59Records, Wei 7 §27

Chen Gong's family: In Chapter 19 of the Romance, Cao Cao has Chen Gong's old mother and his wife and children sent to Xudu to be cared for. In the biography of Lü Bu in the Records, Cao Cao supported Chen Gong's mother until her death and married off his daughter. Romance, Ch. 19 §55Records, Wei 7 §29

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsLü Bu factionWei
CommandersChen Gong, Lü Bu, Zhang Liao, Gao Shun, Cheng LianCao Cao, Xun You, Guo Jia, Liu Bei

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §49

Sub-events and Romance scenes (2)

Romance chapters (3)

Records volumes (5)