Warlord

Zhang Xiu faction 張繡

Also known as: 張繡勢力

About this faction

This faction was the warlord force that Zhang Xiu led in the late Eastern Han, inheriting the following of his uncle Zhang Ji (張濟) and based at Wan County and Rang in Nanyang. When Zhang Ji, leading his starving soldiers against Rang, was killed by an arrow, Zhang Xiu took command of his followers, garrisoned Wan County and allied with Liu Biao. In the 2nd year of Jian'an (197) he surrendered to Cao Cao but soon rebelled and defeated Cao Cao's army, and thereafter, holding Rang, he withstood the attacks Cao Cao launched year after year. Records, Wei 8 §57Records, Wei 1 §42–43

In the 4th year of Jian'an (199), when Cao Cao was facing Yuan Shao at Guandu, Zhang Xiu followed Jia Xu's plan and in the 11th month, in winter, surrendered again with his followers and was enfeoffed as a full marquis. With this the faction passed under Cao Cao's command, and Zhang Xiu fought hard and distinguished himself in the Battle of Guandu. Records, Wei 1 §55Records, Wei 8 §58Records, Wei 10 §78–80

Chen Shou placed Zhang Xiu's biography in Records of Wei 8 and, in the assessment at the end of that book, treated him together with Zhang Yan and Zhang Lu. The Romance brings this faction onstage in Chapter 16: after Zhang Ji is killed by an arrow while attacking Nanyang, his nephew Zhang Xiu takes command of his followers, makes Jia Xu his adviser, allies with Liu Biao and garrisons Wancheng. Records, Wei 8 §55–59 · 71Romance, Ch. 16 §40

Rise and fall in the Records

Zhang Xiu was a man of Zuli in Wuwei Commandery and a clan nephew of Zhang Ji (張濟), General of Agile Cavalry. When Bian Zhang and Han Sui raised a rebellion in Liang Province and Qu Sheng of Jincheng killed the Chief of Zuli, Zhang Xiu, then a county clerk, watched for his chance and killed Qu Sheng, so that the commandery regarded him as righteous, and he gathered young men about him and became a strongman of the town. After Dong Zhuo's fall he followed Zhang Ji and through military merit rose to General Who Establishes Loyalty and was enfeoffed as Marquis of Xuanwei. Zhang Ji became General of Agile Cavalry and was stationed at Hongnong. Records, Wei 8 §56Records, Wei 6 §21

The Annals of Emperor Wu record under the 1st year of Jian'an (196) that Zhang Ji fled from Guanzhong to Nanyang and died, and that his nephew Zhang Xiu took command of his followers. Zhang Xiu's biography says that Zhang Ji, leading his starving soldiers south to attack Rang, was killed by a stray arrow, while the Biography of Dong Zhuo records that he was killed by the people of Rang while plundering Nanyang. With those followers Zhang Xiu garrisoned Wan County and allied with Liu Biao. According to the Biography of Jia Xu, while Zhang Xiu was in Nanyang he sent men to welcome Jia Xu and treated him with the courtesy of a son or grandson, and Jia Xu persuaded Zhang Xiu to ally with Liu Biao. Records, Wei 1 §42Records, Wei 8 §57Records, Wei 6 §30Records, Wei 10 §74–75

In the first month of spring in the 2nd year of Jian'an (197), when Cao Cao reached Wan County and halted his army on the Yu River, Zhang Xiu and the others surrendered with all their followers. The Biography of Dian Wei records that when Cao Cao invited Zhang Xiu and his officers to a great banquet, Dian Wei stood behind him holding a great axe and glared at them, so that they could not raise their heads. When Cao Cao took Zhang Ji's widow, Zhang Xiu resented it, and Cao Cao, hearing of this, secretly planned to kill Zhang Xiu, but the plan leaked out. A little over ten days later Zhang Xiu rebelled and made a surprise attack on Cao Cao's camp. Records, Wei 1 §43Records, Wei 8 §57Records, Wei 18 §64

Cao Cao's army was defeated; Cao Cao was hit by a stray arrow, and his eldest son Cao Ang and his nephew Cao Anmin were killed. Dian Wei died of dozens of wounds fighting to hold the camp gate. When Cao Cao withdrew to Wuyin, Zhang Xiu came with cavalry to raid but was beaten off, and he went to Rang and joined forces with Liu Biao. Cao Cao said that the reason for his defeat was that, having received the surrender of Zhang Xiu and the others, he had not taken hostages at once. Records, Wei 1 §43Records, Wei 18 §65–66Records, Wei 20 §4

Afterwards the counties of Nanyang and Zhangling again rebelled and went over to Zhang Xiu. Cao Hong, sent by Cao Cao, fared badly, withdrew to garrison She County and was repeatedly raided by Zhang Xiu and Liu Biao. In the 11th month, in winter, Cao Cao marched south in person, reached Wan County, took Huyang, held by Liu Biao's general Deng Ji, and recovered Wuyin. Records, Wei 1 §45

In the 3rd month of the 3rd year of Jian'an (198), Cao Cao besieged Zhang Xiu at Rang. Xun You advised slowing down and waiting, since Zhang Xiu, a roving army relying on Liu Biao for food, and Liu Biao, who could not supply it, were bound by circumstance to part ways, but Cao Cao did not follow his advice, and Liu Biao did indeed come to Zhang Xiu's rescue. In the 5th month, when Liu Biao's troops cut off Cao Cao's rear and Zhang Xiu's troops pursued him, Cao Cao cut a way through the defiles at Anzhong by night, concealed a surprise force, and routed both pursuing armies. The Biography of Cao Ren records that when the army, pursued by Zhang Xiu, had lost heart, Cao Ren vigorously encouraged the officers and men and defeated Zhang Xiu. Records, Wei 1 §46–47Records, Wei 10 §55–56Records, Wei 9 §32

The Biography of Jia Xu records that when Cao Cao, after attacking Zhang Xiu again and again, suddenly withdrew his army one morning, Zhang Xiu ignored Jia Xu's words, pursued in person and was badly defeated. When Jia Xu then said that if he hurried and pursued again he would surely win, Zhang Xiu gathered his scattered troops, pursued, and did indeed win. Jia Xu explained that Lord Cao would at first have guarded the rear himself, but that once he had won he would, because of some trouble at home, lighten his army and hurry away, so that even defeated troops could win. Records, Wei 10 §75–77

When Cao Cao was facing Yuan Shao at Guandu, Yuan Shao sent men to win Zhang Xiu over. Zhang Xiu was inclined to agree, but Jia Xu, right there, turned Yuan Shao's envoy away, asking whether a man who could not tolerate his own brother could tolerate the outstanding men of the realm. When Zhang Xiu hesitated, saying that Yuan Shao was strong and Cao Cao weak and that he himself had become Cao Cao's enemy, Jia Xu pointed out that Lord Cao upheld the Son of Heaven and issued commands to the realm, that the side with the weaker host would be all the more pleased to gain them, and that a man with the ambition of a hegemon would set aside private grudges. Records, Wei 10 §78–79

In the 11th month, in the winter of the 4th year of Jian'an (199), Zhang Xiu surrendered with his followers and was enfeoffed as a full marquis. Cao Cao took his hand and feasted with him, took Zhang Xiu's daughter as wife for his son Cao Jun, and appointed Zhang Xiu General Who Displays Martial Might. Taking Jia Xu by the hand, he said that it was Jia Xu who had made him trusted and respected throughout the realm. Records, Wei 1 §55Records, Wei 8 §58Records, Wei 10 §80

For fighting hard in the Battle of Guandu, Zhang Xiu was made General Who Smashes the Qiang, and after following the campaign that crushed Yuan Tan at Nanpi his fief came to 2,000 households in all. This was at a time when the realm's registered population had dwindled to one in ten, and none of the generals had a fief of a full thousand households. Zhang Xiu died on his way to attack the Wuhuan at Liucheng before arriving; his son Zhang Quan succeeded him, but was executed for involvement in Wei Feng's plot, and the fief was abolished. Records, Wei 8 §58–59

In the assessment of Records of Wei 8, Chen Shou said that Gongsun Zan, Gongsun Du, Tao Qian, Zhang Yang and others, though they held provinces and commanderies, were not even the equals of common men, while Zhang Yan, Zhang Xiu and Zhang Lu, who abandoned their bands of brigands, joined the ranks of meritorious officials, escaped danger and destruction and preserved the sacrifices of their ancestral temples, were better than they. Records, Wei 8 §71

In the Romance

In Chapter 16 of the Romance, when Zhang Ji (張濟), coming from Guanzhong, is killed by an arrow while attacking Nanyang, his nephew Zhang Xiu takes command of his followers, makes Jia Xu his adviser, allies with Liu Biao and garrisons Wancheng. When Cao Cao arrives at the Yu River with 150,000 troops, Zhang Xiu surrenders on Jia Xu's advice that Cao Cao cannot be resisted, and Jia Xu goes as envoy to Cao Cao's camp to convey this. Romance, Ch. 16 §40 · 42–43

When Cao Cao has Cao Anmin bring him Zhang Ji's widow, Lady Zou, Zhang Xiu takes it as an insult and plots with Jia Xu. Following the scheme of the subordinate general Hu Cher, they get Dian Wei drunk and steal his pair of iron halberds, then set fires at night and burst in; Dian Wei, fighting without his halberds, dies at the camp gate, and Cao Anmin and Cao Cao's eldest son Cao Ang are also killed. But Zhang Xiu's troops, pressing on with the attack, are stopped by Yu Jin and badly defeated, and Zhang Xiu takes his remaining troops to Liu Biao. Romance, Ch. 16 §44–49 · 50–54 · 56

In Chapter 17 Zhang Xiu has Liu Biao support him from the rear and comes out before the lines to denounce Cao Cao, but when his lieutenant Zhang Xian is cut down by Xu Chu, he withdraws into the city of Nanyang to hold it. In Chapter 18 Jia Xu sees that Cao Cao means to feign an attack on the northwest and climb in at the southeast corner, and has the plan turned back on him, so that Zhang Xiu routs Cao Cao's army with an ambush. Romance, Ch. 17 §40–42Romance, Ch. 18 §1–4

After Liu Biao and Zhang Xiu are defeated by Cao Cao's surprise force at Anzhong, Cao Cao hurriedly turns his army back because of affairs at Xudu, and at Liu Biao's urging the two pursue together and are defeated. When Jia Xu says that a second pursuit will surely win, and that otherwise Zhang Xiu may cut off his head, Zhang Xiu pursues alone and wins. After explaining the reason, Jia Xu has Liu Biao return to Jing Province and Zhang Xiu to Xiangcheng, so that they can rely on each other like lips and teeth. Romance, Ch. 18 §7–13

In Chapter 23 Cao Cao sends Liu Ye to Xiangcheng to win Zhang Xiu over. When an envoy from Yuan Shao arrives at the same time, Jia Xu tears up the letter and drives the envoy away with a rebuke, and then, to Zhang Xiu, who asks whether Cao Cao, his enemy, would take him in, he gives three advantages of following Cao Cao. Zhang Xiu goes to Xudu with Jia Xu and others and surrenders; Cao Cao takes the hand of Zhang Xiu, who is bowing below the steps, tells him not to dwell on the small fault of the past, and makes him General Who Displays Martial Might. Romance, Ch. 23 §1–5

Where the Romance differs

The first surrender: In Chapter 16 of the Romance, Jia Xu urges surrender because Cao Cao cannot be resisted, and goes to Cao Cao's camp as envoy. The Records say only that when Cao Cao halted his army on the Yu River, Zhang Xiu and the others surrendered with their followers, and in the Biography of Jia Xu what Jia Xu urged on Zhang Xiu was an alliance with Liu Biao. Romance, Ch. 16 §42Records, Wei 8 §57Records, Wei 10 §75

How the revolt came about: In Chapter 16 of the Romance, Zhang Xiu, angered by the affair of Zhang Ji's widow Lady Zou, plots with Jia Xu, and Hu Cher steals Dian Wei's pair of iron halberds. In the Records, when Zhang Xiu resented Cao Cao's taking Zhang Ji's widow, Cao Cao secretly planned to kill him, and when that leaked out, Zhang Xiu made his surprise attack. Chen Shou's main text gives neither the name of Zhang Ji's widow nor Hu Cher, nor the theft of the halberds. Romance, Ch. 16 §44–49Records, Wei 8 §57Records, Wei 18 §64–66

Cao Ang's death: In Chapter 16 of the Romance, Cao Ang gives his own horse to his father and dies struck by arrows. The Annals of Emperor Wu and Cao Ang's biography in the Records say only that Cao Ang was killed by Zhang Xiu, and the giving of the horse is not in Chen Shou's main text. Romance, Ch. 16 §54Records, Wei 1 §43Records, Wei 20 §4

The siege: In Chapters 17 and 18 of the Romance, Zhang Xiu holds the city of Nanyang and, with Jia Xu's counter-stratagem, routs Cao Cao's army as it climbs the walls. In the Records, Cao Cao besieged Zhang Xiu at Rang in the 3rd month of the 3rd year of Jian'an (198) and withdrew when Liu Biao's troops cut off his rear in the 5th month, and there is no such counter-stratagem. Romance, Ch. 17 §41–42Romance, Ch. 18 §1–4Records, Wei 1 §46

The two pursuits: In Chapter 18 of the Romance, Liu Biao presses hard for the first pursuit and sets out together with Zhang Xiu, only to be defeated, and those who hear Jia Xu's explanation are Liu Biao and Zhang Xiu. In the Biography of Jia Xu in the Records, Zhang Xiu pursued on his own and was defeated, then pursued again and won, after which Zhang Xiu asked Jia Xu the reason; Liu Biao does not appear in this passage. Romance, Ch. 18 §10–13Records, Wei 10 §75–77

Base: In Chapters 18 and 23 of the Romance, Zhang Xiu holds Xiangcheng, and Liu Ye, sent by Cao Cao, also goes to Xiangcheng. In the Records, the place Zhang Xiu returned to hold was Rang, and the place Cao Cao besieged was also Rang. Romance, Ch. 18 §13Romance, Ch. 23 §2Records, Wei 8 §57Records, Wei 1 §46

Submission: In Chapter 23 of the Romance, Liu Ye, sent by Cao Cao, wins Zhang Xiu over, Jia Xu tears up Yuan Shao's letter, and Zhang Xiu goes to Xudu to surrender. In the Records, Jia Xu merely conveyed words of refusal to Yuan Shao's envoy, with no tearing of the letter and no arrival of Liu Ye, and in the 11th month, in the winter of the 4th year of Jian'an (199), Zhang Xiu surrendered with his followers to Cao Cao, who was then facing Yuan Shao at Guandu. Romance, Ch. 23 §2–5Records, Wei 10 §78–80Records, Wei 1 §55

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Lineage

  • Absorbed by: Wei (199) — 「冬十一月,張繡率衆降,封列侯」

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