Battle

Battle of Baima 白馬之戰

About this event

The Battle of Baima was the fight in the 4th month of summer in the 5th year of Jian'an (200) in which Cao Cao beheaded Yuan Shao's general Yan Liang, who was besieging Liu Yan, the Administrator of Dong Commandery, at Baima, and lifted the siege. When Yuan Shao sent Guo Tu, Chunyu Qiong and Yan Liang to attack Baima in the 2nd month, Cao Cao, following Xun You's plan, made as if to cross the river at Yanjin, drew Yuan Shao's troops west, and then raced to Baima. Zhang Liao and Guan Yu led the advance, and Guan Yu stabbed Yan Liang in the midst of his vast army and came back with his head, so that the siege of Baima was finally lifted. It was the first fight of the Battle of Guandu and led straight on to the Battle of Yan Ford, in which Wen Chou was beheaded south of Yanjin. Records, Wei 1 §60–61 · 63Records, Shu 6 §4

Chen Shou recorded this fight in the Annals of Emperor Wu in Records of Wei 1, the Biography of Yuan Shao in Records of Wei 6 and the Biographies of Guan Yu, Zhang Fei, Ma Chao, Huang Zhong and Zhao Yun in Records of Shu 6, and also spread it across the biographies of Xun Yu and Xun You in Records of Wei 10, the Biographies of Cheng Yu, Guo Jia, Dong Zhao, Liu Ye, Jiang Ji and Liu Fang in Records of Wei 14 and the Biographies of Zhang Liao, Yue Jin, Yu Jin, Zhang He and Xu Huang in Records of Wei 17. The Romance depicts this fight in Chapter 25, "Camped on the earthen hill, Lord Guan sets three conditions; rescuing Baima, Cao Cao breaks the tight siege." Records, Wei 1 §60–63Records, Wei 6 §51Records, Shu 6 §4–6Records, Wei 10 §58Records, Wei 14 §57Records, Wei 17 §58Romance, Ch. 25 §39–49

Course of events in the Records

After crushing Gongsun Zan and bringing four provinces under his control, Yuan Shao put Shen Pei and Feng Ji in charge of military affairs, made Yan Liang and Wen Chou his generals, picked 100,000 elite troops and 10,000 cavalry, and prepared to attack Xu. In Xun Yu's biography, Kong Rong said that Yan Liang and Wen Chou were the bravest in the three armies and Yuan Shao would be hard to beat, but Xun Yu replied that theirs was merely the courage of common fellows and they could be captured in a single battle. In the 1st month of the 5th year of Jian'an (200) Cao Cao defeated Liu Bei in the east, captured Guan Yu, made him Lieutenant General and treated him very generously. Records, Wei 6 §49Records, Wei 10 §29–30Records, Wei 1 §58–59Records, Shu 6 §4

In the 2nd month Yuan Shao sent Guo Tu, Chunyu Qiong and Yan Liang to attack Liu Yan, the Administrator of Dong Commandery, at Baima, and went to Liyang himself, meaning to cross the Yellow River. In the Biography of Yuan Shao, Ju Shou remonstrated that Yan Liang was narrow-minded by nature and, though brave and fierce, should not be given sole command, but Yuan Shao did not listen. Dong Zhao's biography records that when Yuan Shao sent Yan Liang to attack Dong Commandery, Cao Cao transferred Dong Zhao to Administrator of Wei Commandery and had him join the campaign against Yan Liang. Records, Wei 1 §60Records, Wei 6 §51Records, Wei 14 §57

In the 4th month of summer, when Cao Cao set out north to rescue Liu Yan, Xun You said that their troops were now too few to match the enemy, so the enemy's strength had to be divided: if they went to Yanjin and made as if to cross the river and strike his rear, Yuan Shao would surely respond to the west, and then a light force could surprise Baima and strike while it was unprepared, and Yan Liang could be captured. Cao Cao followed this, and Yuan Shao, hearing that troops were crossing the river, at once divided his forces and responded to the west. Records, Wei 1 §60–61

Cao Cao led his troops at double pace toward Baima, and only when they were less than 10-odd li away was Yan Liang greatly alarmed and came out to fight. Cao Cao sent Zhang Liao and Guan Yu ahead, broke the enemy and beheaded Yan Liang. Guan Yu's biography records that Guan Yu, catching sight of Yan Liang's banner and carriage canopy, whipped his horse, stabbed Yan Liang in the midst of ten thousand men and came back with his head, and none of Yuan Shao's generals could stand against him, so that the siege of Baima was finally lifted. Xu Huang's biography records that he too took part in defeating Yan Liang and took Baima. Records, Wei 1 §61Records, Shu 6 §4Records, Wei 17 §58

Cao Cao lifted the siege of Baima, moved its people and went west along the Yellow River. When Yuan Shao crossed the Yellow River in pursuit and reached south of Yanjin, Cao Cao used his baggage train as bait and beheaded Wen Chou. Xun You's biography records that Xun You devised the plan by which Yan Liang was beheaded, and that the matter is in the Annals of Emperor Wu, and Xun Yu's biography records that Yan Liang and Wen Chou lost their heads on the battlefield, exactly as Xun Yu had predicted. The Annals of Emperor Wu record that Yan Liang and Wen Chou were both famous generals of Yuan Shao, and that with both taken in two battles, Yuan Shao's army was badly shaken. Records, Wei 1 §61–63Records, Wei 10 §58 · 32

Cao Cao promptly memorialized the throne to enfeoff Guan Yu as Marquis of Hanshou Precinct. Cao Cao had earlier had Zhang Liao ask Guan Yu his intentions, and Guan Yu had said that he knew well how generously Cao Cao treated him, but since he had sworn to die together with Liu Bei, he would leave after repaying him with a deed of merit. When Guan Yu killed Yan Liang, Cao Cao knew he was sure to leave and rewarded him all the more heavily, but Guan Yu sealed up everything he had received, submitted a letter of farewell, and fled to Liu Bei in Yuan Shao's camp. Cao Cao told those around him who wanted to give chase not to pursue him, since each was serving his own master. Records, Shu 6 §5–6Records, Wei 1 §63

In the Romance

In Chapter 25 of the Romance, Yuan Shao raises troops at Liu Bei's urging to attack Cao Cao and throws into prison Tian Feng, who has repeatedly advised him to hold fast. When Yuan Shao makes his senior general Yan Liang the vanguard to attack Baima, Ju Shou remonstrates that Yan Liang is narrow-minded by nature and cannot be given sole command, but Yuan Shao says his top general is not for the likes of them to judge. Hearing of the danger to Liu Yan, the Administrator of Dong Commandery, Guan Yu volunteers for the vanguard, but Cao Cao declines, saying he will call on him when the need arises before long. Romance, Ch. 25 §37–39

Cao Cao advances with 150,000 men in three divisions, reaches Baima first with 50,000 and camps against an earthen hill. Yan Liang deploys 100,000 elite troops of the vanguard; Song Xian, a former general of Lü Bu, is cut down by Yan Liang in fewer than three bouts and Wei Xu in a single bout, and Xu Huang too fights twenty bouts and comes back beaten. Cheng Yu recommends Guan Yu, saying that if Guan Yu defeats Yuan Shao's troops, Yuan Shao will suspect Liu Bei and kill him, and with Liu Bei dead, Guan Yu will have nowhere to go. Romance, Ch. 25 §40–43

Taking up his Green Dragon Crescent Blade and riding the Red Hare, Guan Yu goes to Baima and, when Cao Cao points out Yan Liang from atop the earthen hill, says that Yan Liang looks like a man who has stuck up a sign and put his own head up for sale. Galloping down the hill, Guan Yu cuts through the parting Hebei troops and, before Yan Liang under his banner and canopy can even ask who he is, stabs him from his horse, cuts off his head, ties it to his horse's neck and returns. Cao Cao's troops charge on the momentum, and the Hebei troops fall into disorder without fighting. Guan Yu says that his younger brother Zhang Yide takes the head of a senior general from amid an army of a million as easily as taking something out of a bag. Romance, Ch. 25 §44–49

When survivors of the rout report that a general with a red face and long beard has beheaded Yan Liang, Yuan Shao is about to behead Liu Bei, and in Chapter 26 Liu Bei saves his life by saying that there are not a few people in the world who look alike. While Yuan Shao has Wen Chou take revenge, Cao Cao memorializes the throne to enfeoff Guan Yu as Marquis of Hanshou Precinct. At Huarong Road in Chapter 50, the Romance has Guan Yu say that he has already repaid Cao Cao's kindness by beheading Yan Liang, killing Wen Chou and lifting the siege of Baima. Romance, Ch. 25 §50–51Romance, Ch. 26 §1–2 · 6Romance, Ch. 50 §28

Where the Romance differs

Xun You's plan: In the Baima episode of Chapter 25 of the Romance, Cao Cao leads 50,000 men straight to Baima and camps on an earthen hill. In the Annals of Emperor Wu in the Records, following Xun You's plan, Cao Cao made as if to cross the river at Yanjin, drew Yuan Shao's troops west and then surprised Baima, and Yan Liang was greatly alarmed and came out to fight only when Cao Cao was 10-odd li away. Romance, Ch. 25 §40Records, Wei 1 §60–61

Song Xian and Wei Xu: In Chapter 25 of the Romance, Song Xian and Wei Xu, former generals of Lü Bu, are cut down one after the other by Yan Liang at Baima. In the Biography of Lü Bu in the Records, Song Xian and Wei Xu appear as the generals who bound Chen Gong and surrendered to Cao Cao at Xiapi in the 3rd year of Jian'an (198), and their names do not appear in the fight at Baima. Romance, Ch. 25 §41–42Records, Wei 7 §26Records, Wei 1 §60–61

How Guan Yu came to be sent: In Chapter 25 of the Romance, Cao Cao at first does not use Guan Yu for fear that he will leave once he has won merit, and calls on him only after his generals have been beaten, on Cheng Yu's calculation of having Liu Bei killed by Yuan Shao. In the Annals of Emperor Wu and Guan Yu's biography in the Records, Cao Cao made Zhang Liao and Guan Yu the vanguard against Yan Liang from the start. Romance, Ch. 25 §39 · 43Records, Wei 1 §61Records, Shu 6 §4

The Red Hare: In Chapter 25 of the Romance, Guan Yu charges at Yan Liang riding the Red Hare that Cao Cao gave him. In the Records, Red Hare is Lü Bu's fine horse in the Biography of Lü Bu, and Guan Yu's biography says only that Guan Yu whipped his horse and stabbed Yan Liang. Romance, Ch. 25 §30–31 · 47Records, Wei 7 §7Records, Shu 6 §4

Liu Bei's position: In Chapters 25 and 26 of the Romance, Yuan Shao is about to behead Liu Bei because Guan Yu beheaded Yan Liang, but stops after hearing his explanation. In the Annals of Emperor Wu and the Biography of Yuan Shao in the Records, Liu Bei challenged Cao Cao to battle together with Wen Chou in the ensuing fight at Yanjin, and there is no record that Yuan Shao meant to kill Liu Bei. Romance, Ch. 25 §50–51Romance, Ch. 26 §1Records, Wei 1 §62Records, Wei 6 §51Records, Shu 2 §17–18

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsYuan Shao factionWei
CommandersYuan Shao(袁紹), Yan Liang, Guo Tu, Chunyu QiongCao Cao, Guan Yu, Xu Huang, Zhang Liao, Liu Yan(劉延), Xun You, Dong Zhao

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §61

Sub-events and Romance scenes (1)

Romance chapters (4)

Records volumes (6)