Warlord

Yuan Shang faction 袁尚

Also known as: 袁尚勢力

About this faction

This faction was a warlord faction formed when, after Yuan Shao's death, his youngest son Yuan Shang inherited the Yuan Shao faction and led it with Ye and Ji Province as his base. When Yuan Shao died in the fifth month of the 7th year of Jian'an (202), Shen Pei and Feng Ji, on the pretext of Yuan Shao's long-held wish, upheld Yuan Shang and had him succeed to Yuan Shao's position, and his eldest brother Yuan Tan styled himself General of Chariots and Cavalry and split off as the Yuan Tan faction. Records, Wei 6 §60Records, Wei 1 §76

Yuan Shang contended with Yuan Tan over Ji Province, and in the 9th year of Jian'an (204) he lost Ye to Cao Cao and, by way of Zhongshan, took refuge with his second elder brother Yuan Xi at Gu'an. The following year, when Yuan Xi's generals rebelled, the two brothers relied on the Wuhuan of Liaoxi, and in the 12th year of Jian'an (207), defeated by Cao Cao, they fled to Liaodong, where they were beheaded by Gongsun Kang. Records, Wei 1 §84 · 88 · 99–101Records, Wei 6 §67–68 · 70

Chen Shou recorded the affairs of this faction in Records of Wei 6, the Biographies of Dong, the Two Yuans and Liu, continuing after the Biography of Yuan Shao with the affairs of his sons Yuan Tan, Yuan Xi and Yuan Shang. The Romance first brought Yuan Shang forward in Chapter 30 as the young son following Yuan Shao after his defeat at Guandu, and in Chapter 32 portrayed Yuan Shang, set up after Yuan Shao's death as Grand Marshal General and concurrently Governor of the four provinces of Ji, Qing, You and Bing. Records, Wei 6 §59Romance, Ch. 30 §54Romance, Ch. 32 §5

Rise and fall in the Records

Yuan Shao loved his youngest son Yuan Shang, who was handsome, and meant to make him his heir, but did not make it known. Shen Pei and Feng Ji were close to Yuan Shang and Xin Ping and Guo Tu to Yuan Tan, and they contended for power, while the people wished to set up Yuan Tan, the eldest. Fearing that if Yuan Tan were set up they would be harmed by Xin Ping and the others, Shen Pei and the others put forward Yuan Shao's long-held wish and seated Yuan Shang in Yuan Shao's position, and Yuan Tan, who arrived late, styled himself General of Chariots and Cavalry and stationed himself at Liyang. Records, Wei 6 §60Records, Wei 1 §76

In the ninth month of the 7th year of Jian'an (202), when Cao Cao marched north against them, Yuan Shang gave Yuan Tan at Liyang only a few troops and sent Feng Ji along with him, and Yuan Tan, having asked for more troops and been refused by Shen Pei and the others, killed Feng Ji. Fearing that Yuan Tan would seize his followers, Yuan Shang had Shen Pei hold Ye and went himself to Liyang to resist Cao Cao alongside him. At this time Yuan Shang sent Guo Yuan (郭援), the Administrator of Hedong he had appointed, Gao Gan, Inspector of Bing Province, and the Xiongnu Chanyu to seize Pingyang and tried to ally with the generals of Guanzhong, but persuaded by Zhang Ji (張既), whom Zhong Yao had sent, Ma Teng gave his son Ma Chao more than 10,000 men to attack them together with Zhong Yao; Guo Yuan was beheaded, and Gao Gan and the Chanyu surrendered. In the third month, in spring, of the 8th year of Jian'an (203), Yuan Tan and Yuan Shang, crushed in a battle at the outer walls, fled by night. Records, Wei 1 §76–77Records, Wei 6 §61–62Records, Wei 15 §39–40Records, Wei 13 §6

When Cao Cao went to Xiping to attack Liu Biao, Yuan Tan and Yuan Shang fought each other over Ji Province. Guo Jia had judged that if the Yuan brothers were pressed hard they would hold together, and if given room they would quarrel, and so it turned out. Yuan Shang attacked Yuan Tan, drove him into Pingyuan and pressed the attack hard, but when Yuan Tan sent Xin Pi to ask Cao Cao for help, Cao Cao reached Liyang in the tenth month, in winter. Yuan Shang lifted the siege of Pingyuan and returned to Ye, and his generals Lü Kuang and Lü Xiang rebelled, stationed themselves at Yangping, and then led their followers to surrender to Cao Cao. Records, Wei 1 §80Records, Wei 14 §36–37Records, Wei 6 §62

In the second month of the 9th year of Jian'an (204), Yuan Shang had Su You and Shen Pei hold Ye and again attacked Yuan Tan at Pingyuan. When Cao Cao reached the Huan River, Su You went over to Cao Cao, and Cao Cao attacked Ye with earthen mounds and tunnels. Yin Kai, Chief of Wu'an, who kept open the supply route from Shangdang, and Ju Hu, Yuan Shang's general holding Handan, were also defeated by Cao Cao. In the fifth month Cao Cao dug a trench forty li around deep in a single night and breached the Zhang River to flood Ye, and by the eighth month more than half of those in the city had starved to death. Records, Wei 1 §81–82Records, Wei 6 §63–64

Yuan Shang came back with more than 10,000 men to relieve Ye, and following the Western Hills he camped on the Fu River at Yangping Pavilion and exchanged fire signals with the city. Shen Pei came out north of the city to break the siege from inside and out but was defeated, and Yuan Shang too was broken and camped at a bend of the Zhang River, but before the encirclement had even closed he grew afraid and sent Yin Kui and Chen Lin to ask to surrender. Cao Cao refused, and when Yuan Shang's generals Ma Yan, Zhang Yi (張顗) and others surrendered on the battlefield and his host collapsed, Yuan Shang fled to Zhongshan. When Cao Cao showed the seal and ribbon, the credentials and axe he had seized from Yuan Shang to their families in the city, the city's morale collapsed, and in the eighth month Shen Rong, the son of Shen Pei's elder brother, opened the east gate and Ye was pacified. Records, Wei 6 §64–66Records, Wei 1 §82–84

While Ye was under siege, Yuan Tan seized a number of commanderies in Ji Province and attacked Yuan Shang at Zhongshan. Yuan Shang fled to Gu'an and took refuge with Yuan Xi, and Yuan Tan took in all of Yuan Shang's followers. Qian Zhao, who had been overseeing provisions in Shangdang, urged Gao Gan, Inspector of Bing Province and Yuan Shang's elder cousin on his father's sister's side, to receive Yuan Shang and join forces with him, but Gao Gan did not comply and instead tried to harm Qian Zhao. Records, Wei 6 §67Records, Wei 1 §87Records, Wei 26 §45–46

In the first month of the 10th year of Jian'an (205), when Yuan Xi's grand generals Jiao Chu, Zhang Nan and others rebelled and attacked Yuan Xi and Yuan Shang, the two fled to the Wuhuan of the Three Commanderies. Jiao Chu styled himself Inspector of You Province and drove the heads of the commanderies and counties to turn against the Yuan, but the Attendant Officer Han Heng alone refused, saying that he had received the kindness of Lord Yuan and his sons. Earlier, Yuan Shao had set up the Wuhuan chieftains as chanyu and married them to daughters of commoners whom he had adopted as his own; among them Tadun, the Chanyu of Liaoxi, had been treated generously by Yuan Shao, so Yuan Shang and his brother took refuge with him and repeatedly entered within the frontier to do harm. The Biography of the Wuhuan recorded that Yuan Shang, relying on Tadun's power, again plotted to take Ji Province. Records, Wei 1 §88 · 96Records, Wei 6 §68–69Records, Wei 30 §10

In the 12th year of Jian'an (207), when Cao Cao was about to attack Yuan Shang and the Wuhuan of the Three Commanderies, his generals tried to stop him, saying that Yuan Shang was nothing but a fugitive captive, but Guo Jia urged the campaign, saying that since the Yuan brothers were still alive, he feared that if Yuan Shang used the strength of the Wuhuan to summon ministers ready to die for their late lord, Qing Province and Ji Province could not be held. When Cao Cao went out through the Lulong Pass and headed for Liucheng, Yuan Shang and Yuan Xi met him with tens of thousands of horsemen together with Tadun, Louban and other chanyu, but in the eighth month at Mount Bailang they were routed by Cao Cao's attack, with Zhang Liao as vanguard, and Tadun was beheaded. Yuan Shang and Yuan Xi, together with Supuyan, the Chanyu of Liaodong, and others, fled to Liaodong still leading several thousand horsemen. The Biography of the Wuhuan recorded this battle as one fought by Yuan Shang and Tadun against Cao Cao at Fancheng in the 11th year of Jian'an. Records, Wei 1 §98–100Records, Wei 14 §38Records, Wei 30 §11

In the ninth month, when Cao Cao withdrew his army from Liucheng, Gongsun Kang, Administrator of Liaodong, beheaded Yuan Shang, Yuan Xi, Supuyan and others and sent their heads, and the Biography of Yuan Shao recorded that Gongsun Kang lured them in and beheaded them. Cao Cao explained the reason: Gongsun Kang had long feared Yuan Shang and the others, so if pressed hard they would join forces, and if given room they would turn on each other. Cao Cao declared that anyone who wept over Yuan Shang's head would be beheaded, but Tian Chou, who had once been summoned by Yuan Shang, went to offer condolences and sacrifices, and Qian Zhao too set out offerings beneath the head. Records, Wei 1 §101–102Records, Wei 6 §70Records, Wei 11 §48Records, Wei 26 §51

Chen Shou did not assess the Yuan Shang faction separately. The assessment of Volume 6 wrote that Yuan Shao set aside the rightful heir and set up a younger son, discarding propriety and exalting favoritism, so that the overturning of his successors and the toppling of his state were no mere misfortune. Records, Wei 6 §96

In the Romance

In Chapter 30 the Romance had the young son Yuan Shang follow Yuan Shao after his collapse at Guandu, and in Chapter 31 introduced him as the third son, born to Yuan Shao's second wife Lady Liu, whom Yuan Shao loved dearly for his handsome looks. When Yuan Shao meant to make Yuan Shang his heir, Guo Tu objected, and at Cangting Yuan Shang, pursued by Shi Huan, a lieutenant of Xu Huang, turned in the saddle and shot him dead. Romance, Ch. 30 §54Romance, Ch. 31 §7–9 · 13–14

In Chapter 32, without waiting for his brothers, Yuan Shang went out to Liyang and was badly defeated by Zhang Liao, and Yuan Shao, vomiting blood at the news, nodded when Lady Liu asked whether Yuan Shang might succeed him, and then died. Shen Pei and Feng Ji set up Yuan Shang as Grand Marshal General and concurrently Governor of four provinces, and Yuan Shang, saying he would add the title of General of Chariots and Cavalry for his elder brother, sent Feng Ji by the drawing of lots at Guo Tu's request. Romance, Ch. 32 §1–5 · 7–8

When Yuan Tan asked for help, Yuan Shang, heeding Shen Pei, sent only 5,000 troops, and only on hearing that Yuan Tan meant to surrender to Cao Cao did he go to Liyang in person, but in the second month of the 8th year of Jian'an the brothers were badly defeated. After Cao Cao withdrew and Yuan Tan tried to lure him to a drinking party and kill him, Yuan Shang went out with 50,000 troops, defeated Yuan Tan, drove him into Pingyuan and surrounded him, and when Cao Cao crossed the Yellow River, he had Lü Kuang and Lü Xiang cover his rear and returned to Ye. Romance, Ch. 32 §10–14 · 16–20 · 27

Yuan Shang, attacking Pingyuan again, came back on hearing that Cao Cao had surrounded Ji Province; following Ma Yan's advice he came out by a byway through the Western Hills, camped at Yangping Pavilion, and sent his Registrar Li Fu (李孚) into the city to coordinate fire signals. But defeated by Cao Cao, he fell back to the Western Hills, and when even Ma Yan and Zhang Yi (張顗) surrendered he fled to Lankou and sent Yin Kui to ask to surrender, whereupon Cao Cao feigned consent and raided his camp by night. Yuan Shang abandoned his seal and ribbon, his credentials and axe, and all his baggage and fled to Zhongshan, and Xin Pi hung his seal, ribbon and clothing on the point of a spear to urge the city to surrender. Romance, Ch. 32 §32 · 38–40 · 44–45 · 47

In Chapter 33 Yuan Shang, driven out by Yuan Tan, took refuge with Yuan Xi in You Province, and on hearing that Cao Cao's army was coming, he and Yuan Xi entrusted themselves to the Wuhuan of Liaoxi. Wuhuanchu, Inspector of You Province, swore an oath in blood with the officials to turn against the Yuan, and only the Attendant Officer Han Heng refused. At Mount Bailang, Yuan Xi and Yuan Shang met Cao Cao with tens of thousands of horsemen together with Tadun and others, but when Zhang Liao beheaded Tadun they fled to Liaodong with a few thousand horsemen. Romance, Ch. 33 §10 · 23–24 · 36–37

Having reached Liaodong, Yuan Xi and Yuan Shang secretly agreed to kill Gongsun Kang, seize his land and recover the north of the Yellow River. Gongsun Kang hid swordsmen behind the curtains and called the two in, and when, on a cold day, Yuan Shang asked for a mat to sit on, he rebuked him, saying that their two heads were about to travel ten thousand li, and the swordsmen cut off both their heads where they sat. Cao Cao, as Guo Jia's last letter advised against attacking Liaodong, waited and received the heads. Chapter 106 dates this to the 12th year of Jian'an. Romance, Ch. 33 §44–47Romance, Ch. 106 §1

Where the Romance differs

The succession: In Chapter 32 of the Romance, Yuan Shao, vomiting blood at the news of Yuan Shang's defeat by Zhang Liao, nodded at Lady Liu's question, and Shen Pei wrote out his will at the bedside. In the Records, Yuan Shao fell ill after his army's defeat and died in the fifth month of the 7th year of Jian'an (202), and since he had not made Yuan Shang known as his heir, Shen Pei and others installed Yuan Shang on the pretext of his long-held wish. Romance, Ch. 32 §1–2Records, Wei 1 §76Records, Wei 6 §60

Office: In Chapter 32 of the Romance, Yuan Shang became Grand Marshal General and concurrently Governor of four provinces. Chen Shou's main text says only that Yuan Shang succeeded to Yuan Shao's position and does not give the title of his office. Romance, Ch. 32 §5Records, Wei 6 §60 · 59–70

Shi Huan: In Chapter 31 of the Romance, Yuan Shang shot Shi Huan dead with an arrow at Cangting. In the Records, Shi Huan later rose to be Commander of the Central Guard, in charge of the palace troops, and was enfeoffed as a full marquis. Romance, Ch. 31 §14Records, Wei 9 §12

The relief of Ye: In Chapter 32 of the Romance, Yuan Shang came by a byway through the Western Hills on Ma Yan's advice, and when he sent Yin Kui to ask to surrender, Cao Cao feigned consent and then attacked by night. In the Records, Cao Cao said that if Yuan Shang came along the Western Hills he was as good as captured, and Yuan Shang did indeed come that way; Cao Cao did not accept the request of Yin Kui and Chen Lin to surrender but tightened the siege. Romance, Ch. 32 §38 · 45Records, Wei 1 §82–83

The betrayal in You Province: In Chapter 33 of the Romance, on hearing that Cao Cao was coming, Yuan Xi and Yuan Shang fled first to the Wuhuan of Liaoxi, and Wuhuanchu, Inspector of You Province, swore an oath with the officials. In the Records, Yuan Xi's grand generals Jiao Chu and Zhang Nan rebelled and attacked Yuan Xi and Yuan Shang, driving them to flee to the Wuhuan, and Jiao Chu styled himself Inspector of You Province. Romance, Ch. 33 §23Records, Wei 6 §68Records, Wei 1 §88

Death in Liaodong: In Chapter 33 of the Romance, Yuan Xi and Yuan Shang plotted to kill Gongsun Kang and seize Liaodong, and Gongsun Kang rebuked Yuan Shang when he asked for a mat, and then the hidden swordsmen cut them down. The Records say only that Gongsun Kang lured the Yuan brothers in and beheaded them, with no plot and no story of the mat. Romance, Ch. 33 §44–45Records, Wei 6 §70Records, Wei 1 §101

Why Cao Cao did not attack Liaodong: In Chapter 33 of the Romance, Cao Cao waited as the letter left by the late Guo Jia advised. In the Annals of Emperor Wu in the Records, Cao Cao himself said that Gongsun Kang would send the heads of Yuan Shang and Yuan Xi, and explained the reason: if pressed hard they would join forces, and if given room they would turn on each other. Romance, Ch. 33 §47Records, Wei 1 §101–102

Offerings to the head: In the Records, although Cao Cao declared that anyone who wept would be beheaded, Tian Chou offered condolences and sacrifices to Yuan Shang's head, and Qian Zhao too set out offerings beneath the head. Chapter 33 of the Romance ends with Cao Cao receiving the heads and enfeoffing Gongsun Kang, and has no such episode. Records, Wei 11 §48Records, Wei 26 §51Romance, Ch. 33 §46–47

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Lineage

  • Preceded by: Yuan Shao faction (202) — 「緣紹素意,乃奉尚代紹位」 · 「小子尚代」
  • Absorbed by: Yuan Tan faction (204) — 「尚走故安從熙,譚悉收其衆」 · 「尚奔故安,遂并其衆」
  • Destroyed by: Wei (207) — 「尚、熙與烏丸逆軍戰,敗走奔遼東」 · 「康即斬尚、熙」

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