Battle
Battle of Red Cliffs 赤壁之戰
About this event
This was the battle in which, in the 13th year of Jian'an (208), Cao Cao, having taken Jing Province and intending to go east down the Yangtze River, was defeated at the Red Cliffs by the allied forces of Liu Bei and the navy of Zhou Yu and Cheng Pu sent by Sun Quan. According to Chen Shou's text, sickness was already spreading in Cao Cao's army; having lost the first engagement, he encamped north of the river, and his ships and camps were burned in Huang Gai's fire attack. Cao Cao fell back to Nan Commandery and then returned north, and Liu Bei took Jing Province and the commanderies south of the Yangtze. Records, Wei 10 §82Records, Wu 9 §14–16Records, Wei 1 §105
Chen Shou did not gather this battle into a single volume. He recorded it piecemeal in the Annals of Emperor Wu in Records of Wei 1, the Biography of Jia Xu in Records of Wei 10 and the Biography of Guo Jia in Records of Wei 14; the Biography of the First Sovereign in Records of Shu 2 and the Biography of Zhuge Liang in Records of Shu 5; and the Biography of the Lord of Wu in Records of Wu 2, the Biographies of Zhou Yu and Lu Su in Records of Wu 9, and the Biographies of Cheng Pu, Huang Gai and Gan Ning in Records of Wu 10. The Annals of Emperor Wu say that things went badly at "Chibi" (the Red Cliffs), while the Biographies of Cheng Pu and Gan Ning say that Lord Cao was defeated at "Wulin." The Romance depicts this battle over eight chapters, from Chapter 43 to Chapter 50. Records, Wei 1 §105Records, Wei 10 §82Records, Wei 14 §43Records, Shu 2 §23Records, Shu 5 §16–17Records, Wu 2 §13Records, Wu 9 §14–16 · 43–44Records, Wu 10 §5 · 12 · 58Romance, Ch. 43 §1Romance, Ch. 50 §4
Course of events in the Records
In the 1st month of spring in the 13th year of Jian'an (208), Cao Cao returned to Ye and made the Xuanwu Pond to train his navy, and in the 6th month he became Chancellor. In the 7th month he set out south against Liu Biao; in the 8th month Liu Biao died, and in the 9th month, when Cao Cao reached Xinye, Liu Biao's successor Liu Cong surrendered. Liu Bei fled to Xiakou, and Cao Cao advanced to Jiangling. The Biography of Zhou Yu records that Cao Cao, having acquired the navy of Jing Province, had ships and infantry numbering several hundred thousand, and that the officers and men who heard of it were all afraid. Jia Xu urged him not to go down the Yangtze River, saying that if he used the wealth of the old land of Chu to feast his soldiers and settle the people, Jiangdong would submit without his troops having to labor, but Cao Cao did not listen. Records, Wei 1 §103–104Records, Wu 9 §8Records, Wei 10 §82
Lu Su, on Sun Quan's orders, went to offer condolences to Liu Biao's two sons and to observe the situation, met Liu Bei at Changban in Dangyang, and urged him to join forces with Sun Quan. Liu Bei, pursued by Cao Cao at Changban, met Guan Yu's boats at Hanjin and crossed the Mian River, and reached Xiakou together with the force of more than ten thousand of Liu Qi, Liu Biao's eldest son and Administrator of Jiangxia, and sent Zhuge Liang to Sun Quan. Records, Wu 9 §41–42Records, Shu 2 §22–23
Sun Quan, with his army at Chaisang, was watching to see how things would turn out. Zhuge Liang said that although Liu Bei's army had been defeated at Changban, the soldiers who had returned together with Guan Yu's navy numbered ten thousand, and the troops of Jiangxia gathered by Liu Qi were also no fewer than ten thousand. He further argued that Cao Cao's host had come from afar and was exhausted, that northerners were not used to fighting on water, and that the people of Jing Province who had joined Cao Cao had not submitted in their hearts. Records, Shu 5 §12 · 15–16
Sun Quan's ministers said that Cao Cao held the Son of Heaven in his grasp and that the barrier of the Yangtze was now shared with him as well, and advised welcoming him. Lu Su, when Sun Quan rose to change his clothes, followed him under the eaves and said that he himself could welcome Cao Cao, but the General could not. Zhou Yu, summoned from Poyang at Lu Su's urging, said that Cao Cao was a traitor to the Han, that Ma Chao and Han Sui in Guanxi were a worry at his rear, that it was midwinter with no fodder for the horses, and that the troops of the Central Plains were not used to the water and climate and would surely fall sick, and he asked for 30,000 elite troops. Sun Quan said that he and the old traitor could not both stand. In the assessment to the Biography of Zhou Yu, Chen Shou said that at that time all those deliberating were doubtful and divided, and Zhou Yu and Lu Su alone showed the clear insight to decide on their own. Records, Wu 9 §9–13 · 43–45 · 95
The number of troops Sun Quan sent is recorded differently from volume to volume. The Biography of Zhuge Liang gives a navy of 30,000 under Zhou Yu, Cheng Pu, Lu Su and others, and the Biography of the First Sovereign a navy of several tens of thousands under Zhou Yu, Cheng Pu and others, while the Biography of the Lord of Wu says that Zhou Yu and Cheng Pu became Commanders of the Left and Right Divisions, each leading 10,000 men. Records, Shu 5 §16Records, Shu 2 §23Records, Wu 2 §13
According to the Biography of Zhou Yu, the two sides met at the Red Cliffs; sickness was already spreading in Cao Cao's army, and having lost the first engagement it withdrew and encamped north of the river, while Zhou Yu and the others were on the south bank. Zhou Yu's subordinate general Huang Gai said that the enemy were many and they were few, so it would be hard to hold out for long, but that since the ships of Cao Cao's army were joined bow to stern, they could be burned and put to flight. Several dozen mengchong assault ships and fighting vessels were filled with brushwood and grass and doused with oil, wrapped in curtains and topped with command banners; a letter was first sent falsely saying that he intended to surrender, and fast light boats were tied behind the large ships. While the officers and soldiers of Cao Cao's army pointed and watched, saying that Huang Gai was coming to surrender, Huang Gai let the ships loose and set them all on fire at once. The wind was very strong, the flames spread to the camps on the riverbank, and very many men and horses burned or drowned. The Biography of Huang Gai also records that he proposed the fire attack as his plan. Records, Wu 9 §14–16Records, Wu 10 §12
The Annals of Emperor Wu do not record the fire attack. They say that in the 12th month Sun Quan attacked Hefei on behalf of Liu Bei, and that Cao Cao set out from Jiangling against Liu Bei, reached Baqiu and sent Zhang Xi to relieve Hefei, reached the Red Cliffs and fought Liu Bei to no advantage, and then, as a great pestilence broke out and many officers and soldiers died, led the army back. The Biography of the Lord of Wu places the siege of Hefei after the Red Cliffs. The accounts also differ over who burned the ships: the Biography of the First Sovereign says that the allied forces crushed Cao Cao and burned his ships, while the Biography of the Lord of Wu says that Cao Cao burned his remaining ships and withdrew, and that more than half his soldiers died of hunger and pestilence. The Biography of Guo Jia records that Cao Cao, returning from Jing Province, met with pestilence at Baqiu, burned his ships and sighed, "Had Guo Fengxiao been alive, he would not have let me come to this." Records, Wei 1 §105Records, Wu 2 §13–14Records, Shu 2 §23Records, Wei 14 §43
Liu Bei, Zhou Yu and the others pursued as far as Nan Commandery, and the Biography of the First Sovereign records that pestilence broke out again at this time and many of the northern troops died, so Cao Cao went back. Cao Cao left Cao Ren and Xu Huang at Jiangling and Yue Jin at Xiangyang and returned north. Zhou Yu and Cheng Pu faced Cao Ren in Nan Commandery, and this fighting in Nan Commandery, the Battle of Jiangling, lasted until Cao Ren abandoned the city and fled in the 14th year of Jian'an (209). Records, Shu 2 §23Records, Wu 2 §13 · 15Records, Wu 9 §16–17
After the battle, Liu Bei memorialized for Liu Qi to be made Inspector of Jing Province, received the surrender of the four southern commanderies of Wuling, Changsha, Guiyang and Lingling, and made Zhuge Liang Military Adviser General of the Household, putting him in charge of the three commanderies of Lingling, Guiyang and Changsha. In Yi Province, Zhang Song, who had gone to Cao Cao as an envoy and been shown no regard, returned at the time when Cao Cao's army had fared badly at the Red Cliffs and many had died of pestilence, and urged Liu Zhang to break with Cao Cao and form ties with Liu Bei. Records, Shu 2 §24Records, Shu 5 §17Records, Shu 1 §14–15
In the Romance
In Chapter 43 of the Romance, Zhuge Liang debated with Zhang Zhao, Yu Fan and other scholars of Jiangdong, and roused Sun Quan by telling him that Cao Cao's troops numbered more than a million. In Chapter 44 Zhuge Liang angered Zhou Yu by reciting the Rhapsody on the Bronze Sparrow Terrace, saying that Cao Cao was after the two daughters of Lord Qiao. When Zhou Yu argued for war, Sun Quan struck the corner of his desk with his sword, declaring that anyone who spoke of surrender again would end like this desk, and made Zhou Yu Grand Commander, Cheng Pu Vice Commander and Lu Su Colonel Assisting the Army. Zhou Yu reassured Sun Quan that the troops of the Central Plains under Cao Cao were no more than 150,000 or 160,000. Romance, Ch. 43 §8–9 · 19 · 35–36Romance, Ch. 44 §16–22 · 29–30 · 33–34
In Chapter 45 Zhou Yu won the first battle at Sanjiangkou, and held the Gathering of Heroes to receive his old friend Jiang Gan. Because of a letter Jiang Gan stole from Zhou Yu's tent, Cao Cao beheaded his naval commanders Cai Mao and Zhang Yun and only then realized that he had fallen for a ruse. In Chapter 46, when Zhou Yu told him to produce 100,000 arrows within ten days, Zhuge Liang promised them in three, and in a thick fog approached Cao Cao's water camp with twenty boats loaded with bundles of straw and obtained more than 100,000 arrows. Zhou Yu and Zhuge Liang each showed the same character, "fire" (火), written on their palms, and Huang Gai, having himself proposed the fire attack, took fifty strokes of the rod for the sake of a feigned surrender. Romance, Ch. 45 §27–29 · 45–54Romance, Ch. 46 §5–6 · 11–12 · 17–21 · 26–27 · 36–41
In Chapter 47 Kan Ze delivered Huang Gai's letter of feigned surrender to Cao Cao, and Pang Tong, aboard ship, told him the chained-ships stratagem: to keep the northern troops from falling sick, the large and small ships should be bound together with iron rings. Chapter 48 depicts Cao Cao, on the 15th day of the 11th month in the winter of the 13th year of Jian'an, holding a banquet aboard a large ship and composing a song, then running through with his lance Liu Fu, Inspector of Yang Province, who had called it ill-omened. Cao Cao laughed off Cheng Yu's worry, saying that a fire attack needed wind and in midwinter there were only west and north winds. Romance, Ch. 47 §5–6 · 32–33Romance, Ch. 48 §8 · 14–17 · 21–22
In Chapter 49 Zhuge Liang built the Seven Stars Altar on Mount Nanping and, sacrificing to the wind on the jiazi day, the 20th of the 11th month, raised a southeast wind. Ding Feng and Xu Sheng, sent by Zhou Yu, came to kill him, but Zhuge Liang left by boat with Zhao Yun, whom he had arranged in advance to come and meet him. That night Huang Gai led twenty fire ships flying the banner "Vanguard Huang Gai" toward the Red Cliffs, and after Wen Pin, who came out to stop him, was struck by an arrow, he set the fires two li short of Cao Cao's water camp. The ships bound with iron rings burned with nowhere to escape, and Huang Gai, pursuing Cao Cao, was hit by Zhang Liao's arrow and fell into the water. Romance, Ch. 49 §7–8 · 12 · 17–18 · 20–22 · 44–50
In Chapter 50 Cao Cao was pursued by Zhao Yun west of Wulin and by Zhang Fei at Hulukou, and came face to face with Guan Yu on the narrow path of the Huarong Road. When Cao Cao pleaded with him, recalling the kindness he had once shown him and the matter of the five passes, Guan Yu turned his horse aside and let him go. Only 27 horsemen followed Cao Cao when he reached Nan Commandery, and Cao Cao wept bitterly, saying that had Guo Fengxiao (Guo Jia) been alive, there would have been no such great defeat. Romance, Ch. 50 §12–13 · 15–18 · 26–30 · 32–34
Where the Romance differs
Fire attack and chained ships: In Chapter 46 of the Romance, Zhou Yu and Zhuge Liang wrote the same character "fire" on their palms, and in Chapter 47 Pang Tong told Cao Cao the chained-ships stratagem and Cao Cao bound his ships together with iron rings. In the Biography of Zhou Yu in the Records, Huang Gai proposed the fire attack on seeing that the ships of Cao Cao's army were already joined bow to stern, and the Biography of Pang Tong has nothing about the Red Cliffs. Romance, Ch. 46 §27Romance, Ch. 47 §32–33Records, Wu 9 §15Records, Shu 7 §1–12
Feigned surrender: In Chapter 46 of the Romance, Huang Gai used the "self-injury ruse" of taking fifty strokes of the rod, and in Chapter 47 Kan Ze delivered his letter of surrender to Cao Cao. The Biography of Zhou Yu in the Records says only that a letter was first sent falsely telling Cao Cao that he intended to surrender, and the Biography of Kan Ze has nothing about the Red Cliffs. Romance, Ch. 46 §41Romance, Ch. 47 §5–6Records, Wu 9 §15Records, Wu 8 §22–26
The southeast wind: In Chapter 49 of the Romance, Zhuge Liang sacrificed to the wind at the Seven Stars Altar and raised a southeast wind. The Biography of Zhou Yu in the Records says only that the wind was very strong when the fires were set, and the Biography of Zhuge Liang says only that Cao Cao was defeated at the Red Cliffs soon after Zhuge Liang persuaded Sun Quan and obtained troops; it records nothing Zhuge Liang did on the battlefield. Romance, Ch. 49 §7–8 · 18Records, Wu 9 §16Records, Shu 5 §16–17
Pestilence: The Romance uses the claim that northern troops fall sick aboard ship only as a pretext for the chained-ships stratagem in Chapter 47, and depicts Cao Cao's defeat as one by fire. The Annals of Emperor Wu in the Records state, without any fire attack, that things went badly at the Red Cliffs and that he returned after a great pestilence killed many officers and soldiers, and the Biography of Zhou Yu also says that sickness was already spreading before the engagement. Romance, Ch. 47 §32Romance, Ch. 49 §48Records, Wei 1 §105Records, Wu 9 §14
The Huarong Road: In Chapter 50 of the Romance, Guan Yu blocked Cao Cao on the Huarong Road and then let him go. The Biography of Guan Yu in the Records says only that after they reached Xiakou, Sun Quan sent troops to help the First Sovereign resist Lord Cao and Lord Cao withdrew, and the Biography of the First Sovereign likewise has no account of Guan Yu blocking Cao Cao. Romance, Ch. 50 §26–30Records, Shu 6 §7Records, Shu 2 §23
Where Cao Cao remembered Guo Jia: In Chapter 50 of the Romance, Cao Cao wept for Guo Fengxiao after reaching Nan Commandery. In the Biography of Guo Jia in the Records, Cao Cao, returning from Jing Province, met with pestilence at Baqiu, burned his ships and sighed. Romance, Ch. 50 §33–34Records, Wei 14 §43
Liu Fu and Taishi Ci: In Chapter 48 of the Romance, Cao Cao ran Liu Fu, Inspector of Yang Province, through with his lance, and in Chapter 50 Taishi Ci, together with Lu Xun, attacked Cao Cao on the road to Hefei. The Biography of Liu Fu in the Records says only that Liu Fu died in the 13th year of Jian'an, without giving the cause, and the Biography of Taishi Ci records that Taishi Ci died in the 11th year of Jian'an (206) at the age of 41. Romance, Ch. 48 §16–17Romance, Ch. 50 §11Records, Wei 15 §6Records, Wu 4 §33
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Belligerents
| Item | A | B |
|---|---|---|
| Factions | Wei | Shu, Wu |
| Commanders | Cao Cao | Cheng Pu, Liu Bei, Zhou Yu, Huang Gai |
| Strength | 曹公得其水軍,船步兵數十萬 | 周瑜、程普、魯肅等水軍三萬 |
| Casualties | 士卒饑疫,死者大半 |
Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wu 2 §13
Sub-events and Romance scenes (6)
- The Northern Army Chains Its Warships 208
- Sun Quan Resolves to Defeat Cao Cao 208
- Huarong Dao
- Zhuge Liang Debates the Scholars Romance ch. 43
- Jiang Gan Is Duped at the Gathering of Heroes Romance ch. 45
- Kan Ze Secretly Delivers the False Surrender Romance ch. 47
Romance chapters (13)
Records volumes (10)
Related works (14)
- Warriors of Fate Game · 1996
- Dragon Throne: Battle of Red Cliffs Game · 2002
- Red Cliff Film·Series · 2008
- Red Cliff II Film · 2009
- Heroes of Three Kingdoms Game · 2009
- Red Cliff Music · Stage Unverified
- Jeokbyeokga Music · Stage
- 念奴嬌·赤壁懷古 Classical texts
- 赤壁懷古 Classical texts
- By the Purple Cliff Classical texts
- 赤壁懷古 Classical texts
- 赤壁 Classical texts
- 赤壁歌送別 Classical texts
- Chibi Classical texts
Linked via Wikidata "depicts" and character names in titles (unverified) — not yet reviewed.