Battle
Battle of Xiaoting 夷陵之戰
About this event
This was the war in which, in the 7th month of the 1st year of Zhangwu (221), the emperor Liu Bei, angered by Sun Quan's surprise attack on Guan Yu, led his armies against Wu. In the 2nd month of the following year Liu Bei set up camp at Xiaoting in Yidao and strung dozens of encampments from the Wu Gorge to the border of Yiling, but in the summer of the 2nd year of Zhangwu (222), when Wu's Grand Commander Lu Xun attacked with fire and broke more than forty camps, he fled under cover of night and barely made it into Baidicheng. Records, Shu 2 §68 · 70–71Records, Wu 13 §17 · 21–22
The Shu generals Feng Xi, Zhang Nan and others were killed in battle, and Huang Quan, who was in charge north of the river, was cut off from his way back and surrendered to Wei. Sun Quan sued for peace and relations were restored in the 12th month of that year, and Liu Bei died at Yongan Palace in the 4th month of the 3rd year of Zhangwu (223). Records, Shu 2 §71 · 72–73Records, Shu 13 §6Records, Wu 2 §47
Chen Shou recorded this war in scattered places: the Biography of the First Sovereign (Records of Shu 2), the Biography of the Lord of Wu (Records of Wu 2), the Biography of Lu Xun (Records of Wu 13) and the biographies of the generals on both sides. The Annals of Emperor Wen (Records of Wei 2) say that "Sun Quan defeated Liu Bei at Yiling," and the biography of Han Dang in Records of Wu 10 calls it "the campaign of Yidu." The Romance begins with the expedition in Chapter 81, depicts it through the battle of Xiaoting in Chapter 83 and the fire attack on the 700 li of camps in Chapter 84, and sums up the defeat at the beginning of Chapter 85. Records, Wei 2 §32Records, Wu 10 §17Romance, Ch. 81 §13Romance, Ch. 83 §16Romance, Ch. 84 §20–23Romance, Ch. 85 §1
Course of events in the Records
In the 24th year of Jian'an (219), when Sun Quan attacked Guan Yu, Lu Xun separately took Yidu, gained Zigui, Yidao and other places, and then garrisoned Yiling to guard against Shu. Liu Bei, who took the imperial throne in the 4th month of the 26th year of Jian'an (221), was angered by Sun Quan's surprise attack on Guan Yu and meant to march east. Huang Quan remonstrated that the men of Wu were fierce fighters and that a fleet going downstream would find it easy to advance but hard to retreat, offering to lead the vanguard himself, but Liu Bei did not listen. In the 6th month Zhang Fei, who was to lead 10,000 men and join up at Jiangzhou, was murdered on the eve of departure by his subordinate generals Zhang Da and Fan Jiang. Records, Wu 2 §27Records, Shu 2 §65 · 68Records, Shu 13 §5Records, Shu 6 §22–23
In the 7th month of autumn, when Liu Bei attacked Wu, Sun Quan sent a letter suing for peace, but Liu Bei was furious and refused. Zhuge Jin too sent a letter, asking how the bond with Guan Yu compared with that to the late emperor, and which was greater, Jing Province or the whole realm. Wu's Lu Xun (whom the Biography of the First Sovereign records under his original name, Lu Yi), Li Yi and others were stationed at Wu County and Zigui, and when Shu's Wu Ban and Feng Xi defeated Li Yi and the others at Wu County and encamped at Zigui, the Man and Yi of the Wuxi in Wuling sent envoys asking for troops. Sun Quan made Lu Xun Grand Commander and had him oppose Liu Bei at the head of 50,000 men, including Zhu Ran, Pan Zhang, Song Qian, Han Dang, Xu Sheng, Xianyu Dan and Sun Huan. Records, Shu 2 §68–69Records, Wu 7 §55–56Records, Wu 13 §1 · 17Records, Wu 2 §39
In the 1st month of the 2nd year of Zhangwu (222), Liu Bei's army returned to Zigui, and the fleets of Wu Ban and Chen Shi were stationed at Yiling, flanking both banks of the river. The Biography of the Lord of Wu records that in the same month Song Qian and others broke five Shu encampments. In the 2nd month Liu Bei advanced along the mountains, cutting across the ridges, and set up camp at Xiaoting in Yidao, and sent the Palace Attendant Ma Liang to win over the Man and Yi of the Wuxi. Huang Quan, General Who Guards the North, commanded the armies north of the river; the Biography of the First Sovereign records that he faced the Wu army on the Yiling road, while the Biography of Huang Quan records that he was set to guard against the Wei forces. The Biography of Lu Xun says that Liu Bei set up dozens of encampments from the Wu Gorge and Jianping to the border of Yiling, making Feng Xi chief commander and Zhang Nan leader of the vanguard. Records, Shu 2 §70Records, Wu 2 §41Records, Shu 13 §5Records, Wu 13 §17
When Liu Bei had Wu Ban build a camp on the flat ground with several thousand men to provoke a fight, Lu Xun stopped his generals, saying there was some trick, and Liu Bei came out of a valley leading 8,000 men who had been lying in ambush. Lu Xun memorialized that Yiling was the gateway of the state and that losing it would put Jing Province in danger, and said that since Liu Bei had abandoned his boats and advanced on land, pitching camps everywhere, there would be no other surprise. When Sun Huan, surrounded after attacking Liu Bei's vanguard at Yidao, asked for help, Lu Xun did not relieve him, saying that his city was strong and his provisions ample, and when old generals from Sun Ce's time and nobles of the ruling house would not follow his orders, he gripped his sword and told them not to violate military orders. Records, Wu 13 §17–19 · 23–25
When the generals said that since they had let the enemy come in five or six hundred li and had held out for seven or eight months, attacking now would bring no advantage, Lu Xun said that Liu Bei's soldiers were exhausted and dispirited and that now was the time to strike. When an attack on one camp first failed, he had each soldier carry a bundle of thatch and took the camps with fire, then attacked with all his armies at once, beheading Zhang Nan, Feng Xi, the Hu king Shamoke and others and breaking more than forty camps, and Liu Bei's generals Du Lu and Liu Ning, driven into a corner, asked to surrender. The Biography of the First Sovereign records this as happening some ten days after a yellow vapor appeared at Zigui in the 6th month of summer, while the Biography of the Lord of Wu says that they fought from the 1st month to the intercalary month and won a great victory. The Annals of Emperor Wen in the Records of Wei record it under the intercalary month and relate that Cao Pi, on hearing earlier of the camps strung out over more than 700 li, had said, "Liu Bei does not understand warfare." Records, Wu 13 §20–21Records, Shu 2 §71Records, Wu 2 §41Records, Wei 2 §32
Liu Bei climbed Mount Ma'an and drew up his troops around himself, but when Lu Xun urged on his armies and closed in from all sides, his forces collapsed and the dead numbered in the tens of thousands. Fleeing under cover of night, he barely made it into Baidicheng thanks to the post-station men who burned gongs and armor to cut off pursuit behind him, and he lost almost all his boats and military supplies. Zhu Ran broke his vanguard and cut off his line of retreat, and Sun Huan cut the upper Kui road. The Biography of the First Sovereign records that Liu Bei gathered his scattered troops at Zigui, then abandoned his boats, returned overland to Yufu and renamed it Yong'an. Ma Liang also met his death at this time, and Fu Tong, holding the rear, berated those who told him to surrender as "Wu dogs" and died fighting. Records, Wu 13 §21–22Records, Wu 11 §15Records, Wu 6 §49Records, Shu 2 §71Records, Shu 9 §16Records, Shu 15 §75
Huang Quan, north of the river, was cut off and unable to return when Lu Xun came downstream and cut through the camps and the army south of the river was defeated, so he surrendered to Wei with the troops under him. When it was proposed to arrest his wife and children, Liu Bei said, "I failed Huang Quan; Huang Quan did not fail me," and treated them as before. The Annals of Emperor Wen record his surrender under the 8th month, and that month Liu Bei withdrew his troops and returned to Wu County. Xu Sheng, Pan Zhang, Song Qian and others asked to attack Liu Bei again, but Lu Xun, together with Zhu Ran and Luo Tong, said that Cao Pi was gathering a great army and they should return, and in the 9th month Wei sent Cao Xiu, Cao Ren, Cao Zhen and others to attack Wu on three fronts. Records, Shu 13 §6Records, Wei 2 §33Records, Shu 2 §72Records, Wu 13 §28Records, Wu 2 §42
Sun Quan, hearing that Liu Bei was staying at Baidi, was greatly afraid and asked for peace, and Liu Bei accepted and sent Zong Wei in reply. The Biography of the Lord of Wu records that in the 12th month Sun Quan sent Zheng Quan to Baidi and relations were at last restored, and that this year Wu renamed Yiling as Xiling. Zhuge Liang lamented that had Fa Zheng been alive he would have kept the sovereign from going east, and Liu Bei died at Yongan Palace in the 4th month of the 3rd year of Zhangwu (223). In his assessment in the Biography of Lu Xun, Chen Shou marveled at the strategy of Lu Xun, a man whose fame had not yet spread, in overcoming Liu Bei, whom the realm called a hero, and admired Sun Quan's eye for talent. Records, Shu 2 §72 · 73Records, Wu 2 §47–48Records, Shu 7 §34Records, Wu 13 §91
In the Romance
In Chapter 81, Zhao Yun remonstrates that "the traitor to the state is Cao Cao, not Sun Quan," but Liu Bei decides to set out on the bingyin day of the 7th month of the 1st year of Zhangwu with an army of 750,000, including the auxiliary troops of the Wuxi. Zhang Fei at Langzhong flogs Fan Jiang and Zhang Da, demanding white flags and white armor within three days, and while he lies in a drunken sleep he is stabbed to death by the two. Romance, Ch. 81 §1 · 13–14 · 16–17
In Chapter 82, when Zhuge Jin comes to Baidicheng and proposes returning Jing Province and attacking Cao Pi together, Liu Bei has him tell Sun Quan to wash his neck and await death. Guan Xing and Zhang Bao kill Li Yi and Xie Jing and drive Sun Huan into the city of Yiling, and Liu Bei strings more than forty stockades from the Wu Gorge and Jianping to the border of Yiling. Romance, Ch. 82 §1–5 · 27–28 · 37 · 40
In Chapter 83 Huang Zhong, pursuing Pan Zhang, is hit by Ma Zhong's arrow and dies. Liu Bei takes Xiaoting, Guan Xing beheads Pan Zhang and recovers his father's Green Dragon Blade, and Mi Fang and Fu Shiren, who present Ma Zhong's head, are put to death before Guan Yu's spirit tablet. Sun Quan, on Kan Ze's recommendation, makes Lu Xun Grand Commander, and Lu Xun draws his sword at Han Dang, Zhou Tai and others who will not obey, saying he will behead anyone who disobeys orders. As the heat grows fierce, Liu Bei moves his stockades to the wooded riverside. Romance, Ch. 83 §3–7 · 16 · 19–20 · 26–28 · 34–39 · 43–45 · 50
In Chapter 84 Lu Xun sees through Wu Ban's weak troops as bait. Cao Pi, hearing of the 700 li of stockades, says that Liu Bei will be defeated by Lu Xun and prepares to raid Wu along three routes, and Zhuge Liang, seeing the map of the stockades brought by Ma Liang, laments that "the Han court's fortune has run out." On a night when the southeast wind is blowing, Lu Xun uses soldiers with sulfur and saltpeter hidden in bundles of thatch to burn twenty of the forty encampments, every other one. Romance, Ch. 84 §1–5 · 10–14 · 20–23
Liu Bei, surrounded on Mount Ma'an, is rescued by Zhao Yun and enters Baidicheng with only a hundred or so men, while Fu Tong, Cheng Ji, Feng Xi and Zhang Nan die. Lu Xun, in pursuit, is trapped in the stone-pile Eight Arrays at Yufu Shoal and comes out with Huang Chengyan's guidance, then turns his army back, saying that Cao Pi will seize the opening. Chapter 85 records that Liu Bei stayed at Baidicheng, renamed his lodging Yongan Palace, and did not punish the family of Huang Quan, who had surrendered to Wei. Romance, Ch. 84 §25–31 · 33–38 · 41–48Romance, Ch. 85 §1–3
Where the Romance differs
Troop strength: Chapter 81 of the Romance puts the Shu army, including the auxiliary troops of the Wuxi, at 750,000. Chen Shou's text does not give the total size of the Shu army, and puts the Wu army under Lu Xun at 50,000. Romance, Ch. 81 §13Records, Shu 2 §68–71Records, Wu 2 §39–41Records, Wu 13 §17–22
The lament for Fa Zheng: In Chapter 81 of the Romance, Zhuge Liang, returning after seeing off the expedition, says, "If Fa Xiaozhi were alive." In the Biography of Fa Zheng in the Records, this lament came after the great army was defeated in the 2nd year of Zhangwu and returned to Baidi. Romance, Ch. 81 §20Records, Shu 7 §34
Where Sun Huan was trapped: In Chapter 82 of the Romance, Sun Huan is defeated, flees into the city of Yiling and is besieged. In the Biography of Lu Xun in the Records, he was surrounded while attacking Liu Bei's vanguard at Yidao. Romance, Ch. 82 §37Records, Wu 13 §23
Huang Zhong: In Chapter 83 of the Romance, Huang Zhong takes part in this war and dies after being hit by an arrow. In the Biography of Huang Zhong in the Records, he died the year after Liu Bei became King of Hanzhong. Romance, Ch. 83 §5–7Records, Shu 6 §36–37
Gan Ning and Pan Zhang: In Chapter 83 of the Romance, Gan Ning dies by Shamoke's arrow and Pan Zhang by Guan Xing's sword. The Biography of Pan Zhang in the Records records that after Gan Ning died Pan Zhang absorbed his troops, that when Liu Bei came out to Yiling and Pan Zhang held him off together with Lu Xun, his subordinates beheaded Feng Xi and others, and that he died in the 3rd year of Jiahe (234). Romance, Ch. 83 §14 · 19Records, Wu 10 §92 · 96
Mi Fang, Fan Jiang and Zhang Da: In Chapter 83 of the Romance, Mi Fang kills Ma Zhong and presents his head, only to be executed, and Wu sends Fan Jiang and Zhang Da in bonds. In the Biography of the Lord of Wu in the Records, Mi Fang raided Qichun together with He Qi and others in the 6th month of the 2nd year of Huangwu (223), and the Biographies of Guan Yu, Zhang Fei, Ma Chao, Huang Zhong and Zhao Yun record only that Fan Jiang and Zhang Da fled to Sun Quan carrying Zhang Fei's head. Romance, Ch. 83 §26–28 · 30–31Records, Wu 2 §50Records, Shu 6 §23
Ma Liang: In Chapter 84 of the Romance, Ma Liang goes to Zhuge Liang and back with the map of the stockades, and in Chapter 85 returns to Baidicheng. In the Biography of Ma Liang in the Records, he went into Wuling and brought the Man and Yi of the Wuxi to submit, and met his death in the defeat at Yiling. Romance, Ch. 84 §12–15Romance, Ch. 85 §1Records, Shu 9 §16
The road to Baidicheng: In Chapter 84 of the Romance, Zhao Yun rushes in, spears Zhu Ran to death and rescues Liu Bei. In the Biography of Lu Xun in the Records, the post-station men burned gongs and armor to cut off pursuit behind him, and the Biography of Zhu Ran records that Zhu Ran died in the 12th year of Chiwu (249). Romance, Ch. 84 §29–30Records, Wu 13 §22Records, Wu 11 §24
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Belligerents
| Item | A | B |
|---|---|---|
| Factions | Shu | Wu |
| Commanders | Huang Quan, Liu Bei, Ma Liang, Wu Ban, Feng Xi, Zhang Nan(張南), Chen Shi(陳式) | Han Dang, Lu Xun(陸遜), Pan Zhang, Sun Huan(孫桓), Xu Sheng, Zhu Ran, Song Qian |
| Strength | 蜀軍分據險地,前後五十餘營 | 督朱然、潘璋、宋謙、韓當、徐盛、鮮于丹、孫桓等五萬人拒之 |
| Casualties | 臨陳所斬及投兵降首數萬人 |
Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 2 §71