RStabilized the area within the passes and levied grain fairly from the Qiang and other peoples, filling the army's storesWei 26 §65Wei 26 §68Wei 26 §71
NNo direct record — estimated from his post as Inspector of Yong ProvinceCh. 107 §32
| Occupation | RGeneral · General of Chariots and Cavalry NGeneral · Inspector of Yong Province | Faction | Wei |
|---|---|---|---|
| Appears | RN | Biography in | Book of Wei |
| Born | R? N? Unverified | Native place | Taiyuan Commandery Yangqu County |
| Died | R255 N253 Unverified | Place of death | |
| Cause of death | NKilled in battle Unverified | ||
| Existence | Historical | Mentions | R46 |
Guo Huai, courtesy name Boji, was a man of Yangqu County in Taiyuan Commandery. He was in Hanzhong as Major to Xiahou Yuan, and when Xiahou Yuan died he put forward Zhang He as commander and steadied the army; after becoming Inspector of Yong Province under Emperor Wen, Cao Pi, he spent more than thirty years in the lands west of the passes. Records, Wei 26 §63 · 67 · 77
He held off the northern expeditions of Zhuge Liang and Jiang Wei and governed the Qiang and other non-Han peoples, and as General Who Conquers the West, commanding Yong and Liang Provinces, he rose to General of Chariots and Cavalry with honors equal to the Three Excellencies. He died in the 1st month of the 2nd year of Zhengyuan (255). Records, Wei 26 §68–78Records, Wei 4 §54
Chen Shou, author of the Records, said of him in his assessment that 'his plans were precise and thorough, and his fame spread through the lands of Qin and Yong.' In the Romance he first appears in Chapter 70 as Army Major to Cao Hong and appears in 14 of its 120 chapters; there is no chapter whose title bears his name. In Chapter 93 he becomes Vice Commander under Cao Zhen and faces Zhuge Liang, and in Chapter 109 he dies struck by an arrow that Jiang Wei shoots back at him. Records, Wei 26 §80Romance, Ch. 70 §21Romance, Ch. 93 §32Romance, Ch. 109 §22–23
Guo Huai, courtesy name Boji, was a man of Yangqu County in Taiyuan Commandery. During the Jian'an era he was recommended as Filial and Incorrupt and appointed Assistant in the Pingyuan commandery office; when Cao Pi became General of the Household for All Purposes, Guo Huai was summoned to serve as his Registrar of Crimes, then transferred to Clerk of the Military Section under the Chancellor, and followed the campaign against Hanzhong. When Taizu (Cao Cao) returned, leaving the General Who Conquers the West Xiahou Yuan to hold off Liu Bei, Guo Huai became Xiahou Yuan's Major. When Xiahou Yuan fought Liu Bei, Guo Huai was ill and did not go out; after Xiahou Yuan was killed and the army was in confusion, he gathered the scattered soldiers and put forward the General Who Sweeps Away Bandits Zhang He as commander of the army, and only then did the camps settle down. Records, Wei 26 §63
The next day, when Liu Bei was about to cross the Han River to attack, the generals proposed that, being few, they should form their lines against the river and resist. Guo Huai said that this would only show weakness, and that if they formed their lines far from the river and drew the enemy in, then struck when he was halfway across, Liu Bei could be defeated. When the lines were formed, Liu Bei grew suspicious and did not cross, and Guo Huai held firm, showing that he had no thought of withdrawing. Taizu approved of this, gave Zhang He a tally, and again made Guo Huai Major. Records, Wei 26 §64
When Cao Pi became King of Wei, Guo Huai was made Marquis Within the Passes and Chief Clerk to the General Who Guards the West; acting as Protector of the Army Who Subjugates the Qiang, he led Zhang He and Yang Qiu to attack and pacify the mountain bandit Zheng Gan and the rebellious non-Han people of Lushui. In the 1st year of Huangchu (220), on his way to congratulate the emperor on his accession, he fell ill on the road and arrived late, and Emperor Wen rebuked him by citing Yu, who had put Fangfeng to death for arriving late. Guo Huai replied that since this was now an age like that of Tang and Yu, who governed by virtue, he knew he would be spared Fangfeng's punishment. The emperor was pleased and made him acting Inspector of Yong Province and enfeoffed him as Marquis of Sheyang Village; in the 5th year of Huangchu (224) he became Inspector in full. Records, Wei 26 §65–67
When Bizhi, a great chief of the Qiang of Anding, rebelled, Guo Huai attacked and defeated him and made him submit. Whenever Qiang or other non-Han people came to surrender, Guo Huai first had men look into their kinship ties, the numbers of men and women, and their ages, and when he met them he asked about their circumstances knowing each detail, so that all of them called him godlike in insight. Records, Wei 26 §67
In the 2nd year of Taihe (228), when Zhuge Liang came out to Mount Qi, sent Ma Su to Jieting and stationed Gao Xiang at Lieliu Fort, Zhang He attacked Ma Su and Guo Huai attacked Gao Xiang's camp, and both were defeated. He also defeated Tangti of the Qiang of Longxi at Fuhan and was given the added title of General Who Establishes Might. The records of Shu state that the following year he set out to attack Chen Shi but withdrew when Zhuge Liang advanced as far as Jianwei, and that in the 8th year of Jianxing (230) he was heavily defeated by Wei Yan at Yangxi. Records, Wei 26 §68Records, Shu 5 §35Records, Shu 10 §58
In the 5th year of Taihe (231), when the Shu army came out to Lucheng and there was no grain in Longyou, Guo Huai soothed the Qiang and other non-Han peoples with both authority and kindness, had each household contribute grain and made the transport and levies fair, so that the army's provisions were ample. He was transferred to General Who Displays Martial Might. In the 2nd year of Qinglong (234), when Zhuge Liang came out through the Xie Valley and set up military farms at Lankeng, Guo Huai said that Zhuge Liang would certainly contend for the Northern Plain and that they should occupy it first. Many opposed this, but Sima Yi agreed, and Guo Huai camped on the Northern Plain and struck back at the Shu army, which arrived before the ramparts were finished. A few days later, when Zhuge Liang moved west, Guo Huai alone judged that he would attack Yangsui; that night Zhuge Liang did attack Yangsui, but found it prepared and could not climb it. Records, Wei 26 §68–70
In the 1st year of Zhengshi (240), when Jiang Wei of Shu came out to Longxi, Guo Huai pursued him as far as Qiangzhong and made him withdraw, attacked Midang and other Qiang, and moved more than 3,000 encampments of the Di into the area within the passes. After serving as General of the Left he became General of the Front and continued to govern the province as before. In the 5th year of Zhengshi (244), when Xiahou Xuan attacked Shu, he led the vanguard, but seeing that the situation was unfavorable he pulled his troops out and so avoided a great defeat; on his return he was granted Provisional Authority. Records, Wei 26 §71–72
In the 8th year of Zhengshi (247), Ehe, Shaoge, Fatong, Ezhesai and other Qiang of Longxi, Nan'an, Jincheng and Xiping rebelled and called in the Shu army, and Zhi Wudai, a non-Han leader of Liang Province, also rose in support. Guo Huai judged that Jiang Wei would attack Xiahou Ba, the Protector of the Army Who Punishes Shu stationed at Weichi, and turned south to meet Xiahou Ba. Jiang Wei did attack Weichi, and fled when Guo Huai's army arrived. Guo Huai beheaded Ehe and Shaoge and accepted the surrender of more than 10,000 encampments. The following year he made a show of force upstream, secretly crossed downstream and took Baitu Fort, and drove off Zhi Wudai, who had besieged Wuwei and turned back, north of Longyi. Records, Wei 26 §72–74
When Jiang Wei came out to Shiying and went west to meet Zhi Wudai, he left Liao Hua, Administrator of Yinping, to build a fortress on Mount Chengzhong. Despite his generals' objections, Guo Huai said that if they attacked Liao Hua, Jiang Wei would look back and come running, so that a single move would gain two ends. He sent Xiahou Ba and others to pursue Jiang Wei at Tazhong while he himself attacked Liao Hua, and Jiang Wei did indeed turn back to rescue Liao Hua. Everything went as Guo Huai had planned, and he was advanced to Marquis of a Chief District. Records, Wei 26 §75–76
In the 1st year of Jiaping (249) he became General Who Conquers the West, commanding the armies of Yong and Liang Provinces. That year, combining plans with Chen Tai, Inspector of Yong Province, he forced the surrender of the Shu Gate General Gou An and others. According to the Biography of Chen Tai, when Jiang Wei built two forts at Mount Qu and had Gou An and Li Xin hold them, Guo Huai, following Chen Tai's plan, had Chen Tai surround the forts and cut off their supply route and the water outside the walls. When Jiang Wei came to the rescue by way of Mount Niutou, Guo Huai, at Chen Tai's request, encamped on the Tao River; Jiang Wei fled, and Gou An and the others all surrendered. Records, Wei 26 §77Records, Wei 22 §39–41
In the 2nd year of Jiaping (250) an edict declared that in the campaign in Hanchuan, when the army had nearly collapsed, Guo Huai had rescued it from peril, and that during more than thirty years west of the passes he had fought the enemy abroad and brought peace to the people and non-Han peoples at home; it made him General of Chariots and Cavalry with honors equal to the Three Excellencies. He was advanced to Marquis of Yangqu with a fief of 2,780 households. On the guiwei day of the 1st month of the 2nd year of Zhengyuan (255), the General of Chariots and Cavalry Guo Huai died. He was posthumously made General-in-Chief and given the posthumous name Marquis Zhen, and his son Guo Tong succeeded him. On Guo Huai's death Chen Tai replaced him as General Who Conquers the West. Records, Wei 26 §77–78Records, Wei 4 §31 · 54Records, Wei 22 §42
In his assessment, Chen Shou said that Guo Huai's plans were precise and thorough and that his fame spread through the lands of Qin and Yong. Records, Wei 26 §80
In Chapter 70 of the Romance, when Cao Hong wants to behead Zhang He, who has returned after a heavy defeat, the Army Major Guo Huai dissuades him, saying that an army is easy to come by but a single general is hard to find, and proposes giving Zhang He another 5,000 men to attack Jiameng Pass. When Zhang He loses again, Guo Huai warns that if pressed he will defect to Western Shu and proposes sending a general who will appear to help him but in fact watch over him, and Cao Hong sends Xiahou Shang and Han Hao. Romance, Ch. 70 §21–22 · 30
In Chapter 93 the Grand Commander Cao Zhen recommends as his lieutenant the Marquis of Sheyang Village and Inspector of Yong Province, 'a man of Yangqu in Taiyuan, surnamed Guo, named Huai, with the courtesy name Boji', and Guo Huai becomes Vice Commander. His plan to raid the Shu camp and, in Chapter 94, his plan to seek help from the Qiang both end in defeat. In Chapter 95, having consulted with Cao Zhen, who fears that Sima Yi will take all the credit, he heads for Jieting, but on hearing that the victory has already been won he goes to attack Lieliu Fort. Beneath the walls, Sima Yi, who has already taken the fort, laughs and asks, 'Why has Guo Boji come so late?', and Guo Huai sighs that he can never match Zhongda's marvelous plans. Romance, Ch. 93 §32 · 46–47 · 55Romance, Ch. 94 §1 · 21–23Romance, Ch. 95 §31–33
In Chapter 98 he says that the edict to hold firm reflects Sima Zhongda's thinking and that the man who will hold off the Shu army in future will be Zhongda, and proposes having Wang Shuang patrol the narrow paths. In Chapter 99, on Sima Yi's orders, he goes with Sun Li to relieve Wudu and Yinping, falls into Zhuge Liang's ambush, and escapes by abandoning his horse and clambering up a mountain. Romance, Ch. 98 §5–6Romance, Ch. 99 §4–8
In Chapter 101, as Vice Commander, he proposes attacking Lucheng and is heavily defeated, then proposes summoning the men and horses of Yong and Liang Provinces. In Chapter 102 he warns that if the Shu army crosses the Wei River and links up with the northern hills, the road to Long will be cut, and he is sent to occupy the Northern Plain first. When Wang Ping seizes the wooden oxen and gliding horses, he gives chase but is beaten by a pincer attack from Wei Yan and Jiang Wei, and when he sees divine soldiers driving the wooden oxen and gliding horses away he is astonished, taking it for the help of the gods. Romance, Ch. 101 §24 · 29–30Romance, Ch. 102 §11 · 60–62
In Chapter 107 Guo Huai, Inspector of Yong Province, fights Xiahou Ba, who has rebelled, and flees before ten bouts are fought, but then defeats him with a pincer attack together with Chen Tai. When Jiang Wei builds two forts before Mount Qu, he sends Chen Tai to surround them, and after surveying the terrain himself he has earth dug to cut off the upper stream. Then, as Chen Tai advises, he seizes the Tao River, cuts Jiang Wei's supply route and falls upon the fleeing Jiang Wei. Romance, Ch. 107 §32–33 · 42–43 · 49–50 · 52–53
In Chapter 109, when Jiang Wei comes out again in the autumn of the 16th year of Yanxi (253), Guo Huai, General of the Left, sends an urgent report to Luoyang. He has Chen Tai surrender falsely to the Qiang camp so as to lure Ehe Shaoge into a pit, captures the Qiang king Midang, and then unties him and sends him ahead to lift the siege of Mount Tielong. Pursuing Jiang Wei, who has lost his weapons, he dodges the twang of an empty bowstring several times before finally loosing an arrow himself, but Jiang Wei catches the arrow and shoots it back, striking him full in the face. Guo Huai is carried back to camp and the arrowhead is drawn out, but the bleeding does not stop and he dies. Romance, Ch. 109 §1 · 3 · 16–23
Relationship with Zhang He: In Chapter 70 of the Romance, Guo Huai, as Army Major to Cao Hong, remonstrates against beheading the defeated Zhang He. In the Records, Guo Huai was Xiahou Yuan's Major, and when Xiahou Yuan died he gathered the scattered soldiers and put forward Zhang He as commander of the army. Romance, Ch. 70 §21Records, Wei 26 §63Records, Wei 17 §48
Lieliu Fort: In Chapter 95 of the Romance, Guo Huai reaches Lieliu Fort only to find that Sima Yi has already taken it. In the Records, when Zhang He attacked Ma Su at Jieting, Guo Huai attacked and defeated the camp of Gao Xiang, who was stationed at Lieliu Fort. Romance, Ch. 95 §31–33Records, Wei 26 §68
Wudu and Yinping: In Chapter 99 of the Romance, Guo Huai, sent by Sima Yi with Sun Li to relieve the two commanderies, is heavily defeated by Zhuge Liang's ambush. The Biography of Zhuge Liang in the Records says only that Guo Huai, intending to attack Chen Shi, withdrew when Zhuge Liang advanced as far as Jianwei, and Sun Li does not appear. Romance, Ch. 99 §4–8Records, Shu 5 §35
Wooden oxen and gliding horses: In Chapter 102 of the Romance, Guo Huai chases after the wooden oxen and gliding horses seized by Wang Ping, is defeated, and is astonished to see divine soldiers. The Biography of Guo Huai in the Records has no such episode; it records instead his proposal to occupy the Northern Plain first and his foresight that Zhuge Liang would attack Yangsui. Romance, Ch. 102 §60–62Records, Wei 26 §69–70
Xiahou Ba: In Chapter 107 of the Romance, Guo Huai fights Xiahou Ba, who has rebelled. In the Biography of Guo Huai in the Records, Xiahou Ba was a Wei general stationed at Weichi as Protector of the Army Who Punishes Shu in the 8th year of Zhengshi (247), and Guo Huai went to stop Jiang Wei, who was coming to attack him. The Biography of Guo Huai has no record of fighting Xiahou Ba. Romance, Ch. 107 §32–33Records, Wei 26 §72–73
Two forts at Mount Qu: In Chapter 107 of the Romance, Guo Huai, as Inspector of Yong Province, sends his lieutenant Chen Tai and himself cuts off the upper stream to stop the forts' water. In the Records, Guo Huai was General Who Conquers the West and Chen Tai was Inspector of Yong Province, and it was Chen Tai who devised the plan to surround the forts and cut off their supply route and water. Romance, Ch. 107 §42–43Records, Wei 26 §77Records, Wei 22 §39–40
Midang and Ehe Shaoge: In Chapter 109 of the Romance, Guo Huai captures the Qiang king Midang and sends him ahead, and the Qiang commander Ehe Shaoge falls into a pit and cuts his own throat. In the Records, Guo Huai attacked Midang and other Qiang in the 1st year of Zhengshi (240), and in the 8th year of Zhengshi (247) he beheaded Ehe and Shaoge of the rebellious Qiang. Ehe and Shaoge were two people. Romance, Ch. 109 §2 · 18–19Records, Wei 26 §71–73
Office: In Chapter 109 of the Romance, Guo Huai appears as Wei's General of the Left. In the Records, during the Zhengshi era Guo Huai served as General of the Left and then became General of the Front, and in the 2nd year of Jiaping (250) he became General of Chariots and Cavalry. Romance, Ch. 109 §3Records, Wei 26 §71Records, Wei 4 §31
Death: In Chapter 109 of the Romance, Guo Huai dies in the 16th year of Yanxi (253), struck by an arrow Jiang Wei shoots back at him. The Basic Annals in the Records state that the General of Chariots and Cavalry Guo Huai died on the guiwei day of the 1st month of the 2nd year of Zhengyuan (255), and the Biography of Guo Huai has no record of his dying in battle either. Romance, Ch. 109 §1 · 22–23Records, Wei 4 §54Records, Wei 26 §78
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.
RStabilized the area within the passes and levied grain fairly from the Qiang and other peoples, filling the army's storesWei 26 §65Wei 26 §68Wei 26 §71
NNo direct record — estimated from his post as Inspector of Yong ProvinceCh. 107 §32
RJudged the situation unfavorable and pulled out his army to avoid a great defeat; rescued the crisis in HanchuanWei 26 §72Wei 26 §77
NJoined the scramble for credit but was forestalled by Sima YiCh. 95 §31
RGathered scattered troops, repeatedly defeated the Qiang and Liao Hua, and was praised by edict for thirty-odd years west of the passesWei 26 §63Wei 26 §73Wei 26 §77
NRaided Lieliu Fort, repelled Xiahou Ba and beat the Qiang troops, but was defeated by Kongming several timesCh. 95 §31Ch. 107 §33Ch. 109 §18
RThe Qiang and other peoples called him godlike, and more than 2,000 households of the Xiutu submittedWei 26 §67Wei 26 §71
NNo direct record — estimated from his winning over and using the captured MidangCh. 109 §19
RAssessment: plans precise and thorough; foresaw the contest for the Northern Plain and the attack on YangsuiWei 26 §80Wei 26 §69Wei 26 §75
NProposed seeking the Qiang's help and judged the Northern Plain rightly; admitted he could not match ZhongdaCh. 94 §1Ch. 102 §11Ch. 95 §33
RNo direct record — estimated from edicts praising his long loyal serviceWei 26 §77
NWent to take Lieliu Fort for fear that Sima Yi would steal the creditCh. 95 §31
RNo direct record — estimated, as there are only records of his commandWei 26 §68
NFought Xiahou Ba and fled before ten bouts were foughtCh. 107 §33
RNo direct record — estimated from his recommendation as Filial and IncorruptWei 26 §63
NNo direct record — estimated from his career as a military commanderCh. 94 §1
RPleased Cao Pi with his reply when rebuked for arriving late at courtWei 26 §66
NPersuaded Midang to send Qiang troops ahead; proposed alliance with the QiangCh. 109 §19Ch. 94 §1
RAfter Xiahou Yuan's death, put forward Zhang He as commander and steadied the armyWei 26 §63
NAdopted Chen Tai's plans; proposed the scheme to keep watch over Zhang HeCh. 109 §16Ch. 70 §30
Records Romance Unverified No direct record; scored from their actions (evidence grade C)
3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.
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