RForesaw that Zhuge Liang would come by way of Chencang, prepared for it, and held him offWei 9 §65Wei 9 §66
NWas taken in by Jiang Wei's false surrender and grew careless believing the Shu army would not comeCh. 97 §38Ch. 100 §17Ch. 91 §28
| Occupation | RNGeneral · Grand Marshal | Faction | Wei |
|---|---|---|---|
| Appears | RN | Biography in | Book of Wei |
| Born | R? Unverified | Native place | Pei Commandery Qiao County Unverified |
| Died | R231 Unverified | Place of death | RLuoyang County |
| Cause of death | RIllness NIllness Unverified | ||
| Existence | Historical | Mentions | R59 |
Cao Zhen, courtesy name Zidan, was a clan nephew of Taizu (Cao Cao). When his father Cao Shao died while raising followers, Taizu took him in, raised him exactly like his own sons, and had him live together with Cao Pi. Records, Wei 9 §62
Under Emperor Wen and Emperor Ming he held command over Yong and Liang Provinces and served as Senior General-in-Chief and General-in-Chief, and he received Emperor Wen's deathbed edict to assist the succeeding ruler. In the 4th year of Taihe (230), as Grand Marshal, he set out along the Ziwu Road to attack Shu but turned his army back because of prolonged rains; he fell ill, returned to Luoyang, and died in the 3rd month of the following year. Records, Wei 9 §63–69Records, Wei 2 §52Records, Wei 3 §21
In his assessment, Chen Shou, author of the Records, counted him with Xiahou Dun, Cao Ren and others as close kin and old friends who all rendered meritorious service in assisting the great enterprise. In the Romance he first appears in Chapter 84 as a general sent by Cao Pi's order to attack Nan Commandery, and he appears in 14 of its 120 chapters. From Chapter 93 he faces Zhuge Liang as Grand Commander, and in Chapter 100, whose title begins 'The Han Troops Raid the Camp and Defeat Cao Zhen', he reads a letter from Zhuge Liang and dies. Records, Wei 9 §132Romance, Ch. 84 §12Romance, Ch. 93 §32Romance, Ch. 100 §20–22 · 31
Cao Zhen, courtesy name Zidan, was a clan nephew of Taizu (Cao Cao). When Taizu raised troops, Cao Zhen's father Cao Shao gathered followers and was killed by the provincial and commandery authorities. Taizu pitied Cao Zhen for losing his father so young, took him in, raised him exactly like his own sons, and had him live together with Cao Pi. Once, while hunting, he was chased by a tiger; he turned and shot it, and the tiger fell at the twang of the bowstring. Taizu admired his fierce courage and gave him command of the Tiger and Leopard Cavalry. He attacked and took the bandits of Lingqiu and was enfeoffed as Marquis of Lingshou Village, and as Lieutenant General he defeated a detached commander of Liu Bei at Xiabian and was made General of the Firm Center. Records, Wei 9 §62
He followed Taizu to Chang'an and concurrently served as Central Commander of the Army. When Xiahou Yuan died at Yangping and Taizu was troubled, Cao Zhen was made Protector of the Army for the Campaign against Shu and, commanding Xu Huang and others, defeated Liu Bei's detached commander Gao Xiang at Yangping. After Taizu came to Hanzhong in person and pulled out the various armies, Cao Zhen went to Wudu to meet Cao Hong and others and brought them back to garrison Chencang. When Cao Pi became King of Wei, Cao Zhen was made General Who Guards the West, granted the Acting Credentials, and put in command of all military affairs of Yong and Liang Provinces. Records, Wei 9 §63
For his successive merits he was advanced to Marquis of Dongxiang. When Zhang Jin and others rebelled at Jiuquan, he sent Fei Yao, who attacked and defeated them and beheaded Zhang Jin and the others. The biography of Zhang He records that Emperor Wen had Zhang He join Cao Zhen in subduing the Lushui Hu and the Eastern Qiang of Anding. In the 3rd year of Huangchu (222) he returned to the capital, was made Senior General-in-Chief, placed in command of all military affairs inside and outside the capital, and granted the tally and battle-axe. Records, Wei 9 §64Records, Wei 17 §50
Together with Xiahou Shang and others he attacked Sun Quan and broke the camp at Niuzhu. According to the biography of Zhu Ran, Cao Zhen, Xiahou Shang, Zhang He and others attacked Jiangling, set up one camp after another to surround the city, raised earthen mounds, dug tunnels and built towers, and poured arrows down like rain, but Zhu Ran held out for six months. The Annals of the Lord of Wu record that in the 1st month of the following year (223) Cao Zhen divided his troops to occupy the island in the river at Jiangling, and that in the 3rd month the Wei armies all withdrew. Records, Wei 9 §64Records, Wu 11 §16–17Records, Wu 2 §49
He was made General-in-Chief of the Central Army with the added title of Palace Attendant. In the 5th month of the 7th year of Huangchu (226), when Emperor Wen was critically ill, Cao Zhen, together with Chen Qun, Cao Xiu and Sima Yi, received his deathbed edict to assist the succeeding ruler. When Emperor Ming took the throne, Cao Zhen was advanced to Marquis of Shaoling and became General-in-Chief. Records, Wei 9 §64Records, Wei 2 §52
In the 2nd year of Taihe (228) Zhuge Liang besieged Qishan, and the three commanderies of Nan'an, Tianshui and Anding rebelled in response to him. Emperor Ming had Cao Zhen command the various armies and garrison at Mei, and sent Zhang He, who crushed Zhuge Liang's general Ma Su. When Yang Tiao and others of Anding coerced officials and commoners into holding Yuezhi City, Cao Zhen advanced and surrounded it, and Yang Tiao told his followers, 'Since the General-in-Chief has come in person, I would rather surrender early,' and came out having bound himself. With this, all three commanderies were pacified. Records, Wei 3 §7–8Records, Wei 9 §65
Judging that Zhuge Liang, having been chastened at Qishan, would surely come out by way of Chencang next time, Cao Zhen had the generals Hao Zhao and Wang Sheng guard Chencang and repair its walls. The next spring Zhuge Liang did indeed besiege Chencang, but defenses were already in place and he could not take it. The Annals of Emperor Ming place this in the 12th month of the 2nd year of Taihe (early 229 CE) and record that Cao Zhen sent the general Fei Yao and others to resist, and the biography of Zhuge Liang records that when Cao Zhen blocked him, Zhuge Liang ran out of provisions and returned. Cao Zhen's fief was increased to a total of 2,900 households. Records, Wei 9 §65–66Records, Wei 3 §10Records, Shu 5 §35
In the 4th year of Taihe (230) he came to court at Luoyang and became Grand Marshal, and was granted the privileges of ascending the hall wearing his sword and shoes and of not having to hasten his steps when entering court. Cao Zhen argued that since Shu kept coming out to raid the borders, entering together by several routes could bring a great victory; the emperor followed his plan and came out in person to see him off. Chen Qun opposed this, saying that the Xie Valley was treacherous and supply transport would be cut off, and when Cao Zhen proposed instead to go by the Ziwu Road, he again set out its disadvantages; but Cao Zhen used Chen Qun's opinion, which had been sent down to him, as his basis and finally set out. Records, Wei 9 §66Records, Wei 3 §18–19Records, Wei 22 §23–24
Cao Zhen left Chang'an in the 8th month and entered southward along the Ziwu Road. Sima Yi was to go up the Han River and meet him at Nanzheng, and the other armies entered by the Xie Valley road or from Wuwei. Just then heavy rains continued for more than thirty days and in places the plank roads were cut, so an edict was issued ordering Cao Zhen to turn back his army. The Annals of Emperor Ming record that in the 9th month heavy rains made the Yi, Luo, Yellow and Han Rivers overflow and Cao Zhen and the others were ordered to withdraw their troops. Records, Wei 9 §66–67Records, Wei 3 §19
In his youth Cao Zhen had served Taizu together with his clansman Cao Zun and Zhu Zan, a man from his home district. When the two died young, he asked to divide his own fief to enfeoff their sons, and an edict likened him to Shuxiang, who cared for orphans, and to Yan Pingzhong, who kept an old promise, and granted each of the two men's sons the rank of Marquis Within the Passes with 100 households. Whenever Cao Zhen went on campaign he shared hardships with his officers and men, and when army rewards fell short he distributed his family's wealth, so that the soldiers all wished to be used by him. Records, Wei 9 §68
When Cao Zhen fell ill and returned to Luoyang, the emperor went to his residence in person to see how he was. In the 3rd month of the 5th year of Taihe (231), the Grand Marshal Cao Zhen died. He was given the posthumous name Marquis Yuan, and his son Cao Shuang succeeded him. The emperor issued an edict praising him for not relying on the favor due to kin within the court and not being arrogant toward scholars living in thatched huts outside it, and enfeoffed all five of his sons, Cao Xi, Cao Xun, Cao Ze, Cao Yan and Cao Ai, as full marquises. Earlier, Emperor Wen had split off 200 households of Cao Zhen's fief to enfeoff his younger brother Cao Bin as a full marquis. The biography of Du Xi records that when Cao Zhen died, Sima Yi replaced him. Records, Wei 9 §69Records, Wei 3 §21Records, Wei 23 §45
In his assessment, Chen Shou wrote that because the Xiahou and Cao clans had intermarried for generations, Xiahou Dun, Xiahou Yuan, Cao Ren, Cao Hong, Cao Xiu, Xiahou Shang, Cao Zhen and others were all esteemed in their time as close kin and old friends, and that they assisted the great enterprise at their lord's side and all rendered meritorious service. Records, Wei 9 §132
In Chapter 84 of the Romance, Cao Pi sends Cao Ren to Ruxu, Cao Xiu to Dongkou and Cao Zhen to Nan Commandery to attack Eastern Wu, and in Chapter 85 Cao Zhen and Xiahou Shang surround Nan Commandery but are heavily defeated by a pincer attack from inside and outside by Lu Xun and Zhuge Jin. In the same chapter, attacking Xichuan along five routes, Cao Pi makes Cao Zhen Grand Commander and has him attack Yangping Pass with 100,000 troops, but in Chapter 86 Cao Zhen, stationed on the Xie Valley road, cannot win and turns back. During Cao Pi's expedition to Guangling, when a violent wind threatens to capsize the dragon boat, Cao Zhen has Wen Pin rescue the emperor with a small boat. Romance, Ch. 84 §12Romance, Ch. 85 §13 · 33Romance, Ch. 86 §5 · 43
In Chapter 91, Cao Pi, near death, summons Cao Zhen, Chen Qun and Sima Yi to his bedchamber and entrusts Cao Rui to them, and when Cao Rui takes the throne Cao Zhen becomes General-in-Chief. When, on rumors that Sima Yi is plotting rebellion, Cao Rui wants to attack him in person, Cao Zhen restrains him, saying it may be a sowing-discord ruse, and advises him to follow the stratagem of Emperor Gao of Han, who pretended to make an excursion to Yunmeng, and to travel to Anyi to observe Sima Yi's movements. Romance, Ch. 91 §17 · 19 · 27–28
In Chapter 93, on Wang Lang's recommendation, he becomes Grand Commander and leads 200,000 troops with Guo Huai as Vice Commander and Wang Lang as Military Adviser, making his clansman-younger-brother Cao Zun vanguard and Zhu Zan, General Who Sweeps Away Bandits, deputy vanguard. When Wang Lang, rebuked by Zhuge Liang before Qishan, falls from his horse and dies, Cao Zhen sends the body to Chang'an, and when he tries to attack the Shu camp following Guo Huai's plan, he is heavily defeated. In Chapter 94, on Guo Huai's advice, he asks the Qiang for help, but Cao Zun is killed by Wei Yan and Zhu Zan by Zhao Yun, and even his camp on the bank of the Wei River is taken. In Chapter 95, afraid that Sima Yi will take all the credit, he sends Guo Huai to Jieting; when Zhuge Liang withdraws, he pursues and loses his vanguard Chen Zao to Jiang Wei and Ma Dai, then retakes the three commanderies and claims the merit as his own. Romance, Ch. 93 §31–33 · 44 · 46–47 · 55Romance, Ch. 94 §1 · 22–23Romance, Ch. 95 §31 · 52 · 58
In Chapter 97, Cao Zhen believes a false letter of surrender sent by Jiang Wei and sends Fei Yao with 50,000 troops, only to lose Fei Yao. In Chapter 98 he receives an edict to hold firm and hears from Guo Huai that it is Sima Zhongda's idea. Trying to lure out the Shu army with Sun Li's plan, he is instead heavily defeated, learns only belatedly that the Shu army has left, and at the news that Wang Shuang has been cut down, his anxiety turns into illness and he returns to Luoyang. When Sima Yi comes to take the commander's seal, he yields the seal again and again. Romance, Ch. 97 §36–39 · 46Romance, Ch. 98 §4–7 · 13–17 · 19–20 · 25 · 49–51
In Chapter 99, in the 7th month, autumn, of the 8th year of Jianxing (230), Cao Zhen, recovered from his illness, submits a memorial proposing to attack Shu, becomes Grand Marshal and Grand Commander for the Western Campaign, and leads a great army of 400,000 together with Sima Yi. At Chencang, following Sima Yi's advice, he stays inside the city, but heavy rain continues for thirty days and he receives an edict and turns back. Romance, Ch. 99 §39–40 · 43 · 48–49 · 53
In Chapter 100, Cao Zhen, convinced that the Shu army will not come, makes a wager with Sima Yi: if the Shu army does not come, Sima Yi will come wearing rouge and powder and women's clothes, and if it does come, Cao Zhen will give him the jade belt and imperial horse he received from the Son of Heaven. While resting his troops at the mouth of the Xie Valley, his camp is raided by Shu soldiers dressed in Wei uniforms; rescued by Sima Yi, he takes to his bed ill with shame and pent-up anger. When Zhuge Liang sends a letter of reproach through a surrendered soldier, Cao Zhen reads it, his breast fills with resentment and anger, and he dies in camp that night. Romance, Ch. 100 §5 · 17 · 20–24 · 27–31
The Nan Commandery campaign: In Chapter 85 of the Romance, Cao Zhen and Xiahou Shang surround Nan Commandery and are heavily defeated by the pincer attack of Lu Xun and Zhuge Jin. In the biography of Cao Zhen in the Records, he broke the camp at Niuzhu together with Xiahou Shang and others, and in the biography of Zhu Ran and the Annals of the Lord of Wu, the Wei forces besieged Jiangling for six months and all withdrew in the 3rd month of the following year. Romance, Ch. 85 §13Records, Wei 9 §64Records, Wu 11 §16–17Records, Wu 2 §49
The Yangping Pass expedition: In Chapters 85–86 of the Romance, Cao Zhen, as Grand Commander, leads 100,000 troops to attack Yangping Pass and then turns back. This expedition is not in the biography of Cao Zhen in the Records. Romance, Ch. 85 §33Romance, Ch. 86 §5Records, Wei 9 §61–69
Emperor Wen's deathbed edict: In Chapter 91 of the Romance, Cao Pi summons three men, Cao Zhen, Chen Qun and Sima Yi, and entrusts Cao Rui to them, while Cao Xiu comes in to pay his respects. In the Records, four men, Cao Zhen, Chen Qun, Cao Xiu and Sima Yi, were summoned and received the deathbed edict together. Romance, Ch. 91 §17–18Records, Wei 2 §52
Cao Zun and Zhu Zan: In Chapters 93–94 of the Romance, Cao Zun, Cao Zhen's clansman-younger-brother, serves as vanguard and Zhu Zan, General Who Sweeps Away Bandits, as deputy vanguard, and they are killed by Wei Yan and Zhao Yun respectively. In the Records, the two served Taizu together with the young Cao Zhen and died early, and Cao Zhen divided his own fief to enfeoff their sons. Romance, Ch. 93 §33Romance, Ch. 94 §22Records, Wei 9 §68
Wang Lang's presence: In Chapter 93 of the Romance, Wang Lang accompanies Cao Zhen as Military Adviser and dies before Qishan. In the Annals of Emperor Ming in the Records, the Minister over the Masses Wang Lang died in the 11th month of the 2nd year of Taihe (228), and the biography of Cao Zhen does not mention Wang Lang accompanying him. Romance, Ch. 93 §32–33 · 44Records, Wei 3 §10Records, Wei 9 §65
Pacifying the three commanderies: In Chapter 95 of the Romance, Jieting is taken by Sima Yi and Zhang He, while Cao Zhen and Guo Huai retake the three commanderies and claim the merit as their own. In the Records, Cao Zhen commanded the various armies and garrisoned Mei, sent Zhang He to defeat Ma Su, and personally surrounded Yuezhi City, accepted Yang Tiao's surrender and pacified the three commanderies. Romance, Ch. 95 §31 · 58Records, Wei 9 §65
Defending Chencang: In Chapter 96 of the Romance, it is Sima Yi who foresees that Zhuge Liang will come to Chencang and recommends Hao Zhao. In the Records, Cao Zhen judged that Zhuge Liang would come out by way of Chencang next time and had Hao Zhao and Wang Sheng guard Chencang and repair its walls. Romance, Ch. 96 §21–22Records, Wei 9 §65
Fei Yao: In Chapter 97 of the Romance, Cao Zhen believes Jiang Wei's false letter of surrender, sends Fei Yao and loses him. In the Records, Fei Yao was the general Cao Zhen sent to behead Zhang Jin at Jiuquan, and when Chencang was besieged Cao Zhen again sent Fei Yao and others to resist. Jiang Wei's false letter is not in the biography of Cao Zhen. Romance, Ch. 97 §36–39 · 46Records, Wei 9 §64Records, Wei 3 §10
The commander's seal: In Chapter 98 of the Romance, Cao Zhen returns ill to Luoyang and hands the commander's seal over to Sima Yi. In the Records, Cao Zhen led the campaign against Shu as Grand Marshal in the 4th year of Taihe (230), and Sima Yi replaced him only after Cao Zhen's death. Romance, Ch. 98 §25 · 49–51Records, Wei 9 §66Records, Wei 23 §45
The route of the campaign against Shu: In Chapter 99 of the Romance, Cao Zhen leads a great army of 400,000 together with Sima Yi and reaches Chencang. In the Records, Cao Zhen left Chang'an and entered by the Ziwu Road, while Sima Yi was to go up the Han River and meet him at Nanzheng. Romance, Ch. 99 §43 · 48Records, Wei 9 §66–67
Death: In Chapter 100 of the Romance, after his wager with Sima Yi, Cao Zhen's camp is raided, and on reading Zhuge Liang's letter he dies in camp of pent-up anger. In the Records, he fell ill, returned to Luoyang, was visited by the emperor, and died in the 3rd month of the 5th year of Taihe (231). The wager and Zhuge Liang's letter are not in the biography of Cao Zhen. Romance, Ch. 100 §5 · 31Records, Wei 9 §69Records, Wei 3 §21
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.
RForesaw that Zhuge Liang would come by way of Chencang, prepared for it, and held him offWei 9 §65Wei 9 §66
NWas taken in by Jiang Wei's false surrender and grew careless believing the Shu army would not comeCh. 97 §38Ch. 100 §17Ch. 91 §28
RShared hardships with his officers and men and paid rewards from his own wealth, so the soldiers followed himWei 9 §68Wei 9 §65
NNo direct record — estimated from his leading of great armiesCh. 93 §33
RBroke Gao Xiang at Yangping, destroyed the camp at Niuzhu, and pacified the three rebel commanderiesWei 9 §63Wei 9 §64Wei 9 §65
NSaid to have always won under the late emperor, but was defeated repeatedly by Shu and lost two vanguardsCh. 94 §23Ch. 94 §25Ch. 93 §31
RTurned and shot down a tiger that was chasing him, and was given command of the Tiger and Leopard CavalryWei 9 §62
NNo direct record — estimated from his campaigns as Grand CommanderCh. 93 §33
RAsked to divide his fief to enfeoff his old friends' sons, and an edict praised his modestyWei 9 §68Wei 9 §69
NYielded the Grand Commander's seal to Sima Yi while ill, but was also jealous of others' meritCh. 98 §50Ch. 91 §27Ch. 97 §35
RAn edict praised him for guarding his fullness and preserving his positionWei 9 §69Wei 9 §64
NWas right to yield the seal, but died in a rage over Zhuge Liang's letterCh. 98 §50Ch. 100 §31
RSent Fei Yao to behead Zhang Jin, and entrusted the defense of Chencang to Hao Zhao and Wang ShengWei 9 §64Wei 9 §65
NRecommended Guo Huai as his deputy, but followed Fei Yao's judgment on the false surrenderCh. 93 §32Ch. 97 §39
RNo direct record — estimated from his career in command of Yong and Liang ProvincesWei 9 §63
NNo direct record — estimated from the record of his supervising the stateCh. 91 §28
RNo direct record — estimated from his record as a military commanderWei 9 §62
NZhuge Liang's letter rebuked him as an unlearned juniorCh. 100 §30
RNo direct record — estimated from his memorial pushing through the campaign against ShuWei 9 §66
NNo direct record — estimated from his reliance on Wang Lang in the war of wordsCh. 93 §34
RSkilled +10 Turned and shot a pursuing tiger, bringing it down at the twang of the bowstringWei 9 §62
Records Romance Unverified No direct record; scored from their actions (evidence grade C)
3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.
AppearsNot present Chapter list →
| Children | Cao Shuang Novel & History |
|---|---|
| Relatives | Cao Cao Records |
Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.
Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).