Yu Fan 虞翻

RecordsRomance Wu Courtesy name 仲翔 Zhongxiang우번중상

Profile
OccupationROfficial · Chief Commandant of CavalryFactionWu
AppearsRNBiography inBook of Wu
BornNative placeKuaiji Commandery Yuyao County
ExistenceHistoricalMentionsR33

Profile

Yu Fan, courtesy name Zhongxiang, was a man of Yuyao County in Kuaiji Commandery. He served as Officer of Merit (gongcao) to Wang Lang, Administrator of Kuaiji, then went over to Sun Ce and again became Officer of Merit, and under Sun Quan he became Chief Commandant of Cavalry (qi duwei). He wrote a Commentary on the Changes and showed it to Kong Rong, and he wrote glosses and commentaries on the Laozi, the Analects and the Discourses of the States. Records, Wu 12 §2–3 · 6–7 · 13

He accompanied Lü Meng when Lü Meng attacked Guan Yu and offered plans, but he repeatedly remonstrated in defiance of his ruler's displeasure and angered Sun Quan at a banquet, nearly losing his life, and in the end he was banished to Jiao Province. He lived in the south for more than ten years and died at the age of seventy. Records, Wu 12 §7–8 · 10–11 · 13–14

In his assessment, Chen Shou likened him to the wildly upright men of old and wrote that in a declining age he could hardly have escaped misfortune, but that Sun Quan's inability to tolerate him was not a sign of a generous spirit either. In the Romance he first appears in Chapter 15 as a commandery officer of Kuaiji who urges Wang Lang not to help Yan Baihu, and he features in 4 of its 120 chapters, though his name appears in no chapter title. In Chapter 43 he debates with Zhuge Liang, and in Chapter 75 he talks Shi Ren of Gong'an into surrender. Records, Wu 12 §89Romance, Ch. 15 §55–56Romance, Ch. 43 §19–20Romance, Ch. 75 §38–41

In the Records

Yu Fan, courtesy name Zhongxiang, was a man of Yuyao County in Kuaiji Commandery. Wang Lang, Administrator of Kuaiji, made him Officer of Merit (gongcao). When Sun Ce came to attack Kuaiji, Yu Fan was in mourning for his father, but he took off his mourning clothes, went in, and urged Wang Lang to avoid Sun Ce. The biography of Wang Lang records that Yu Fan held that since they had not the strength to resist, it would be better to avoid him, but that Wang Lang, saying that as an official of Han he must defend his city, raised troops and fought. Records, Wu 12 §2Records, Wei 13 §45

Wang Lang was defeated and fled by sea, and Yu Fan followed to guard him as far as Houguan in the eastern division. When the Chief of Houguan shut the city gates and would not let them in, Yu Fan went and persuaded him to admit them. Wang Lang told him that since he had an aged mother he could go home, and when Yu Fan returned, Sun Ce again made him Officer of Merit, treated him with the courtesy of a friend, and visited his house in person. Records, Wu 12 §2–3

Since Sun Ce loved to gallop about hunting, Yu Fan remonstrated that in gathering scattered followers and getting them to give their lives for him not even Emperor Gao of Han could match him, but that when he went out lightly and incognito the officials and soldiers attending him suffered, and that a ruler without gravity has no majesty. Sun Ce said his words were right, but replied that when he had things to think over, sitting still made him restless, and so he went out. Yu Fan went out to become Chief of Fuchun. Records, Wu 12 §4

When Sun Ce died, the senior officials of the counties all wished to hasten to the mourning, but Yu Fan, fearing that the mountain people of neighbouring counties might rise in revolt, stayed in his county and observed the mourning there in mourning clothes; the other counties followed his example, and all remained at peace. Later he was recommended by the province as Abundant Talent (maocai), summoned by the Han court as Attendant Imperial Clerk, and summoned by Cao Cao when Cao Cao became Minister of Works, but he took up none of these posts. Records, Wu 12 §5

Yu Fan wrote to Kong Rong, the Privy Treasurer, and showed him the Commentary on the Changes he had written. Kong Rong replied that he now knew that the fine things of the southeast were not only the bamboo arrows of Kuaiji, and Zhang Hong, Chief Commandant of the Eastern Division of Kuaiji, also wrote to Kong Rong that Yu Fan had once been much maligned, but that, being a fine jewel by nature, the more he was carved and polished the more he shone. Records, Wu 12 §6

Sun Quan made him Chief Commandant of Cavalry (qi duwei), but Yu Fan repeatedly remonstrated in defiance of his displeasure and could not please Sun Quan, and since his temperament did not fit in with the world he was often slandered, until he was found guilty and moved to Jing County in Danyang Commandery. When Lü Meng, planning to attack Guan Yu, returned to Jianye pleading illness, he asked to take Yu Fan along on the ground that he also knew medicine, intending also to get Yu Fan released in this way. When Mi Fang, Administrator of Nan Commandery, opened the city gates and surrendered and Lü Meng, instead of entering the city, had music played on the sandbank, Yu Fan told him that not everyone in the city could be trusted and that he should go in quickly and take control of the keys. Lü Meng followed this advice, and a plot to ambush him that had been laid in the city could not be carried out. Records, Wu 12 §7–8

After Guan Yu's defeat, Sun Quan had Yu Fan divine by the Changes; seeing that the fifth line of the hexagram Jie changed to give the hexagram Lin, Yu Fan said that within two days his head would surely be cut off, and it turned out just as he said. Sun Quan said that though he did not match Fu Xi, he could be compared with Dongfang Shuo. When Sun Quan released the captive Wei general Yu Jin and rode with him side by side, Yu Fan, asking how a surrendered captive dared ride abreast of their lord, tried to strike him with his whip. Later, at a drinking party on a towered ship, when Yu Jin wept on hearing the music, Yu Fan rebuked him for trying to escape punishment by pretense, which displeased Sun Quan. Records, Wu 12 §8–9

After Sun Quan became King of Wu, at the end of a banquet he went round pouring wine himself, and Yu Fan lay prostrate on the ground pretending to be drunk and did not take the cup, then sat up once Sun Quan had passed. Sun Quan, in a great rage, took up his sword to strike him, but the Grand Minister of Agriculture Liu Ji threw his arms around Sun Quan and remonstrated that he must not kill a worthy scholar after three cups of wine. When Sun Quan said, 'Even Cao Mengde killed Kong Wenju,' Liu Ji said that the Great King should not compare himself to that man, and Yu Fan escaped death. Because of this affair Sun Quan instructed those around him that from then on, if he ordered someone killed after drinking, they were not to carry it out. Records, Wu 12 §10–11Records, Wu 4 §14

When Yu Fan, travelling by boat, met Mi Fang, he rebuked him: 'Having lost loyalty and good faith, with what will you serve your lord? Is it right to call yourself a general after bringing down two cities and handing them to another?' Later, when the gate of Mi Fang's camp was shut and Yu Fan's carriage could not pass, he rebuked him for opening when he should shut and shutting when he should open, and Mi Fang was ashamed. Records, Wu 12 §12–13

Yu Fan was careless and blunt by nature and often committed faults in his cups. When Sun Quan was discussing immortals with Zhang Zhao, Yu Fan pointed at Zhang Zhao and said, 'They are all dead men, yet you talk of immortals. How could there be immortals in the world!' Sun Quan, whose anger had built up, finally moved him to Jiao Province. According to the biography of Zhuge Jin, when Yu Fan was banished, only Zhuge Jin repeatedly spoke up for him. Records, Wu 12 §13Records, Wu 7 §57

Even in banishment Yu Fan never tired of lecturing, and his disciples always numbered several hundred; he wrote glosses and commentaries on the Laozi, the Analects and the Discourses of the States, all of which were handed down in the world. Ding Lan of Shanyin and Xu Ling of Taimo he befriended at first sight, and both eventually became famous. He lived in the south for more than ten years and died at the age of seventy; he was brought back and buried in the old family graveyard, and his wife and children were allowed to return. The Records does not give the year of his death. He had eleven sons, of whom the fourth, Yu Si, was the most renowned. Records, Wu 12 §13–14 · 16

In his assessment, Chen Shou wrote that Yu Fan was like the wildly upright men of old, so that it was only natural that he could hardly escape misfortune in a declining age, but that Sun Quan's inability to tolerate him was not a sign of a generous spirit. Records, Wu 12 §89

In the Romance

In Chapter 15 of the Romance, when Sun Ce pursues Yan Baihu to Kuaiji, Wang Lang, Administrator of Kuaiji, means to rescue Yan Baihu. At this point the commandery officer Yu Fan steps forward and says that Sun Ce's is an army of benevolence and righteousness while Yan Baihu leads a cruel rabble, so that Wang Lang would do better to capture Yan Baihu and hand him over to Sun Ce. When Wang Lang angrily rebukes him, Yu Fan heaves a long sigh and withdraws. Romance, Ch. 15 §55–56

In the same chapter, when Zhou Tai, guarding Sun Quan at Xuancheng, takes spear wounds in twelve places, Dong Xi says that he himself was once cured thanks to a physician recommended by Yu Fan, a worthy commandery officer of Kuaiji. Calling Yu Fan a worthy scholar, Sun Ce sends Zhang Zhao and Dong Xi to invite him and makes him Officer of Merit, and Yu Fan brings Hua Tuo of Qiao Commandery in the state of Pei to treat Zhou Tai. Romance, Ch. 15 §65–68

In Chapter 29, after Sun Ce takes Lujiang in the 4th year of Jian'an, he has Yu Fan rush a proclamation to Yuzhang, and Hua Xin, Administrator of Yuzhang, surrenders. Romance, Ch. 29 §1

In Chapter 43, when Zhuge Liang debates with the scholars of Jiangdong, Yu Fan asks him what he makes of Cao Cao's intention to swallow Jiangxia with a million troops. When Zhuge Liang says there is nothing to fear, Yu Fan mocks him for talking big after being defeated at Dangyang and begging others for help at Xiakou. But he has no reply when Zhuge Liang retorts that it is Jiangdong that wants to make its lord surrender to a bandit, heedless of the ridicule of the realm. Romance, Ch. 43 §19–20

In Chapter 75, after Lü Meng has taken Jing Province, when Sun Quan asks how Gong'an and Nan Commandery are to be won over, Yu Fan steps forward offering to make Shi Ren of Gong'an surrender with his three-inch tongue. Saying he has been close friends with Shi Ren since childhood, Yu Fan goes to Gong'an with five hundred soldiers, and finding the city gates shut he ties a letter urging surrender to an arrow and shoots it into the city. When Yu Fan, admitted into the city, tells him that the Marquis of Wu is magnanimous and humble toward scholars, Shi Ren comes with Yu Fan to Jing Province bearing his seal and ribbon and surrenders. The Romance records nothing more of Yu Fan after this. Romance, Ch. 75 §38–41

Where the Romance differs

His words to Wang Lang: In Chapter 15 of the Romance, Yu Fan urges Wang Lang to capture Yan Baihu and hand him over to Sun Ce, and withdraws after being rebuked. In the Records, Yu Fan took off his mourning clothes, went in and urged Wang Lang to avoid Sun Ce, and when Wang Lang was defeated and fled by sea, he followed to guard him as far as Houguan. Romance, Ch. 15 §55–56Records, Wu 12 §2

How he went over to Sun Ce: In Chapter 15 of the Romance, Sun Ce, having heard Dong Xi's words, sends Zhang Zhao and Dong Xi to invite Yu Fan and makes him Officer of Merit. In the Records, Wang Lang told him to go home since he had an aged mother, and when he returned, Sun Ce again made him Officer of Merit and visited his house in person. Romance, Ch. 15 §66–67Records, Wu 12 §3

Recommending Hua Tuo: In Chapter 15 of the Romance, Yu Fan brings Hua Tuo to treat Zhou Tai's wounds. This does not appear in the Biography of Yu Fan in the Records; the only thing recorded there in connection with medicine is that Lü Meng took him along on the ground that he also knew medicine. Romance, Ch. 15 §67–68Records, Wu 12 §1–14 · 7

Hua Xin's surrender: In Chapter 29 of the Romance, Hua Xin surrenders when Yu Fan delivers a proclamation to Yuzhang. The Biography of Hua Xin in the Records says only that when Sun Ce was conquering Jiangdong, Hua Xin, knowing that he was skilled in war, received him wearing a plain headcloth, and Yu Fan does not appear. Romance, Ch. 29 §1Records, Wei 13 §30

The debate with Zhuge Liang: In Chapter 43 of the Romance, Yu Fan debates with Zhuge Liang over the strength of Cao Cao's army. This does not appear in the Biography of Yu Fan in the Records. Romance, Ch. 43 §19–20Records, Wu 12 §1–14

Shi Ren of Gong'an: In Chapter 75 of the Romance, Yu Fan talks Shi Ren of Gong'an into surrender with a letter shot in on an arrow and their old friendship (the Romance calls him Fu Shiren). The Biography of the Lord of Wu in the Records says that Lü Meng took Gong'an by surprise and captured the general Shi Ren, and the Biography of Lü Meng says that Shi Ren and Mi Fang both surrendered. The plan Yu Fan offered in the Biography of Yu Fan was his advice to Lü Meng to enter the city quickly after Mi Fang's surrender. Romance, Ch. 75 §38–41Records, Wu 2 §27Records, Wu 9 §83Records, Wu 12 §7–8

Events found only in the Records: In the Records, Yu Fan remonstrated with Sun Ce about his hunting, divined Guan Yu's death, rebuked Yu Jin and Mi Fang, and incurred Sun Quan's anger at a banquet before being banished to Jiao Province. The Romance does not bring Yu Fan on stage after Chapter 75 and does not record these events. Records, Wu 12 §4 · 8–13Romance, Ch. 75 §41

His death: In the Romance, Yu Fan does not appear after Chapter 75, and his death is not recorded. The Records says that he lived in the south for more than ten years, died at the age of seventy, and was brought back and buried in the old family graveyard. Romance, Ch. 75 §41Records, Wu 12 §14

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA3333±0
  • STR3131±0
  • INT7050−20
  • POL5540−15
  • CHA4542−3
  • VIR7450−24
  • ADP2545+20
  • SCH8845−43
  • DIP5568+13
  • DIS6055−5
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

ScholarshipR88N45Unverified −43

RPraised by Kong Rong for his Commentary on the Changes; his glosses on the Laozi, Analects and Discourses of the States were handed downWu 12 §6Wu 12 §13

NNo direct record — estimated from the record of his joining the debate as a scholar of WuCh. 43 §19

VirtueR74N50Unverified −24

RRepeatedly remonstrated in defiance of his ruler's displeasure; the assessment calls him wildly upright like the men of oldWu 12 §89Wu 12 §7Wu 12 §12

NNo direct record — remonstrated with Wang Lang and withdrew after being rebukedCh. 15 §56

IntelligenceR70N50 −20

RFoiled an ambush plot with his advice to enter the city quicklyWu 12 §8Wu 12 §5

NChallenged Kongming on the strength of Cao Cao's army but was refuted and left without replyCh. 43 §19Ch. 43 §20

AdaptabilityR25N45Unverified +20

RBanished after repeated faults in his cups; the assessment says he could hardly escape misfortuneWu 12 §89Wu 12 §13

NNo direct record — the record of his volunteering to persuade Shi RenCh. 75 §38

PoliticsR55N40Unverified −15

RStayed in his county after Sun Ce's death to forestall a revolt of the mountain people, and the counties remained at peaceWu 12 §5

NNo direct record — estimated from his post as Officer of MeritCh. 15 §67

DiplomacyR55N68 +13

RPersuaded the Chief of Houguan, who had shut the gates, to take in Wang LangWu 12 §2

NWon over Fu Shiren with old friendship and appeals to his interests and got him to hand over Gong'anCh. 75 §40Ch. 75 §41

4 similar abilities — show evidence
  • LeadershipR33UnverifiedN33Unverified ±0

    RNo direct record — estimated from his post as Chief Commandant of CavalryWu 12 §7

    NNo direct record — estimated from the record of his leading five hundred soldiersCh. 75 §39

  • StrengthR31UnverifiedN31Unverified ±0

    RNo direct record — estimated from his record as a civil officialWu 12 §2

    NNo direct record — estimated from his record as a commandery officerCh. 15 §56

  • CharismaR45N42Unverified −3

    ROften slandered for not fitting in with the world, yet had hundreds of disciples in exileWu 12 §7Wu 12 §13

    NNo direct record — estimated from the record of Sun Ce inviting him with full courtesyCh. 15 §67

  • DiscernmentR60N55 −5

    RBefriended the unknown Ding Lan and Xu Ling at first sight, and both became famousWu 12 §14

    NRecommended and brought in Hua Tuo, the divine physician of the ageCh. 15 §67

Special — talents Records +35 · Romance +0

  • Divination & astronomy

    RMaster +25 Foretold Guan Yu's death with the hexagram Jie, and Sun Quan compared him to Dongfang ShuoWu 12 §8

  • Medicine

    RSkilled +10 Taken along by Lü Meng because he also knew medicineWu 12 §7

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (4)

AppearsNot present Chapter list →

Allegiance history Changed allegiance 2 times

  1. Wu · Records · Records vol. 57 「孫權以為騎都尉」
  2. Sun Ce faction (~200) · Records · 「翻既歸,策復命為功曹」
  3. Wang Lang faction · Records · 「太守王朗命為功曹」

Family

ChildrenYu Si Records

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.

Related events (1)

Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).