Zhang Yan 張燕

RecordsRomance Heishan Bandits 장연张燕

Profile
OccupationRNRuler · General Who Pacifies the NorthFactionHeishan Bandits
AppearsRNBiography inBook of Wei
BornNative placeChangshan Commandery Zhending County
ExistenceHistoricalMentionsR11

Profile

Zhang Yan was a man of Zhending in Changshan whose original surname was Chu. When the Yellow Turbans rose, he gathered young men into a band of brigands and joined forces with Zhang Niujiao of Boling; when Zhang Niujiao, dying, had the band acclaim Zhang Yan as leader, he changed his surname to Zhang. Because he was swift and agile he was called Feiyan (Flying Swallow), and his following grew to a million and was known as the Heishan (Black Mountain). Records, Wei 8 §52–53

He surrendered to the court and became General of the Household Who Pacifies Difficulty, and when Yuan Shao and Gongsun Zan contended for Ji Province he helped Gongsun Zan and was defeated by Yuan Shao. In the 10th year of Jian'an (205) he led a following of more than 100,000 to surrender to Cao Cao, became General Who Pacifies the North and was enfeoffed as Marquis of Anguo Village. Records, Wei 8 §54Records, Wei 1 §90

In his assessment Chen Shou said that Zhang Yan, Zhang Xiu and Zhang Lu abandoned banditry, joined the ranks of meritorious subjects and preserved the sacrifices of their ancestral temples. In the Romance he first appears in Chapter 11, in the passage saying that Yuan Shao, together with Lü Bu, defeated Zhang Yan at Changshan, and appears in 5 of its 120 chapters; there is no chapter with his name in the title. In Chapter 33 he leads 100,000 troops to surrender to Cao Cao and becomes General Who Pacifies the North. Records, Wei 8 §71Romance, Ch. 11 §34Romance, Ch. 33 §20

In the Records

Zhang Yan was a man of Zhending in Changshan whose original surname was Chu. When the Yellow Turbans rose, he gathered young men into a band of brigands, raided from place to place among the mountains and marshes, and returned to Zhending with a following of over 10,000. Zhang Niujiao of Boling also raised a following, styled himself Attendant Officer Commanding Troops and joined forces with Zhang Yan. Zhang Yan put Zhang Niujiao forward as leader and they attacked Yingtao together, but Zhang Niujiao was struck by a stray arrow, and as he lay dying he told the band, 'You must make Yan your leader.' Records, Wei 8 §52

When Zhang Niujiao died the band acclaimed Zhang Yan, and so he changed his surname to Zhang. Zhang Yan was fierce and swifter and more agile than other men, so in the army he was called Feiyan (Flying Swallow). After that his following grew steadily until the mountain valleys of Changshan, Zhao Commandery, Zhongshan, Shangdang and Henei were all linked; lesser chiefs such as Sun Qing and Wang Dang each brought their bands to follow him, his following reached a million, and it was called the Heishan (Black Mountain). Emperor Ling could not subdue them, and the commanderies north of the Yellow River suffered from them. Records, Wei 8 §53

Zhang Yan sent men to the capital to ask to surrender and was appointed General of the Household Who Pacifies Difficulty. Later, when Dong Zhuo moved the Son of Heaven to Chang'an and troops rose again and again across the realm, Zhang Yan joined with the powerful men of the time at the head of his following. The Attendant Officer Ju Shou told Yuan Shao, who had taken over Ji Province, that although the Heishan were running rampant, if he turned back and attacked the Heishan he could destroy Zhang Yan. Records, Wei 8 §54Records, Wei 6 §45

According to the Biography of Lü Bu, when Lü Bu, rejected by Yuan Shu, went north to Yuan Shao, Yuan Shao attacked Zhang Yan at Changshan together with Lü Bu. Zhang Yan had over 10,000 elite troops and several thousand cavalry. Riding a fine horse named Red Hare, Lü Bu, together with his close followers Cheng Lian, Wei Yue and others, pierced the enemy's spearhead and charged into their formation, and at last defeated Zhang Yan's army. Records, Wei 7 §7

When Yuan Shao and Gongsun Zan contended for Ji Province, Zhang Yan sent his officer Du Chang and others to help Gongsun Zan fight Yuan Shao, but they were defeated by Yuan Shao and his following gradually scattered. Zang Hong, besieged by Yuan Shao, wrote in his reply to Chen Lin that when the autumn wind blew, Gongsun Zan would turn his horse's head south and Zhang Yang and Feiyan would exert all their strength to make trouble, so that the northern frontier would be in urgent danger, and he also said that Feiyan's band had all already accepted the royal command. According to the Biography of Gongsun Zan, when Yuan Shao besieged Yijing in the 4th year of Jian'an (199), Gongsun Zan sent his son to ask the Heishan bandits for help. Records, Wei 8 §54 · 18Records, Wei 7 §42 · 52–53

When Cao Cao (Taizu) was about to pacify Ji Province, Zhang Yan sent an envoy asking to assist the royal army and was appointed General Who Pacifies the North. The Annals of Emperor Wu record that in the 4th month, in summer, of the 10th year of Jian'an (205), the Heishan bandit Zhang Yan surrendered at the head of his following of more than 100,000 and was enfeoffed as a full marquis. Zhang Yan led his following to Ye and was enfeoffed as Marquis of Anguo Village with a fief of 500 households. When Zhang Yan died his son Zhang Fang succeeded him, and when Zhang Fang died his son Zhang Rong succeeded. The Records does not give the year of Zhang Yan's death. Records, Wei 8 §54Records, Wei 1 §88 · 90

In his assessment Chen Shou said that Gongsun Zan, Gongsun Du, Tao Qian, Zhang Yang and others held provinces and commanderies yet were no better than common men, whereas Zhang Yan, Zhang Xiu and Zhang Lu abandoned banditry, joined the ranks of meritorious subjects, escaped danger and destruction and preserved the sacrifices of their ancestral temples, and so were better than those others. Records, Wei 8 §71

In the Romance

In Chapter 11 of the Romance, Lü Bu's background is related along with the news that he has seized Yan Province. After meeting the turmoil of Li Jue and Guo Si, Lü Bu went to Yuan Shu but was not accepted; Yuan Shao took him in and, together with Lü Bu, defeated Zhang Yan at Changshan, and Lü Bu, thinking he had achieved his aims, behaved arrogantly toward the officers and men under Yuan Shao. Romance, Ch. 11 §34

In Chapter 21 Man Chong, back from spying on Yuan Shao, tells Cao Cao of Gongsun Zan's end. Hard pressed by Yuan Shao, Gongsun Zan sent a letter to Xudu asking for help, but it was seized on the way by Yuan Shao's troops; he also sent a letter to Zhang Yan secretly agreeing to raise a fire as a signal so that they could strike together from inside and outside. But the man carrying the letter was captured by Yuan Shao, and Yuan Shao instead came outside the city and lit the fire to lure him out; Gongsun Zan went out to fight, lost more than half his men and horses to an ambush, and in the end killed his wife and children and hanged himself. Romance, Ch. 21 §22–24

In Chapter 33, after Yuan Tan has been killed by Cao Hong and Cao Cao has entered Nanpi, the Heishan bandit Zhang Yan comes with 100,000 troops to surrender, and Cao Cao makes him General Who Pacifies the North. He then attacks Bing Province together with Yue Jin and Li Dian, but cannot take it because Gao Gan is holding the mouth of Hu Pass. Cao Cao comes in person and has the surrendered generals Lü Kuang and Lü Xiang carry out a feigned-surrender stratagem, and Yue Jin and Li Dian seize the pass. Romance, Ch. 33 §19–20 · 26 · 28

In Chapter 34, as Cao Cao returns to Xudu after pacifying the north, he leaves Cao Zhi and Cao Pi in Ye Commandery to build a terrace and has Zhang Yan guard the northern camp. The poem at the end of Chapter 120, singing of the time when the realm was divided and contested, says, 'Zhang Yan and Zhang Lu held sway at Nanzheng.' Romance, Ch. 34 §3Romance, Ch. 120 §62

Where the Romance differs

Background: In the Records, Zhang Yan was a man of Zhending in Changshan whose original surname was Chu; he changed his surname to Zhang when Zhang Niujiao, dying, entrusted his band to him, was called Feiyan for his agility, and led a following of a million known as the Heishan. The Romance gives none of this background and brings him on only as 'the Heishan bandit Zhang Yan'. Romance, Ch. 11 §34Romance, Ch. 33 §20Records, Wei 8 §52–53

The battle at Changshan: Chapter 11 of the Romance records in a single line that Yuan Shao, together with Lü Bu, defeated Zhang Yan at Changshan. The Biography of Lü Bu in the Records states that Zhang Yan had over 10,000 elite troops and several thousand cavalry, and that Lü Bu, riding Red Hare, charged into the formation with Cheng Lian and Wei Yue and defeated his army. Romance, Ch. 11 §34Records, Wei 7 §7

Helping Gongsun Zan: In the Records, when Yuan Shao and Gongsun Zan contended for Ji Province, Zhang Yan sent his officer Du Chang and others to help Gongsun Zan, but was defeated by Yuan Shao and his following scattered. The Romance does not mention his sending Du Chang to fight. Romance, Ch. 11 §34Romance, Ch. 21 §23Records, Wei 8 §54

The fire signal at Yijing: In Chapter 21 of the Romance, Gongsun Zan sends a letter to Zhang Yan agreeing to strike together from inside and outside with a fire as the signal, but the man carrying the letter is captured by Yuan Shao. In the Biography of Gongsun Zan in the Records, Gongsun Zan sent his son to ask the Heishan bandits for help, and when the relief force came he sent a letter to his son proposing a fire as the signal, but Yuan Shao's scouts obtained the letter. Zhang Yan's name does not appear in this passage. Romance, Ch. 21 §23Records, Wei 8 §18–20

Surrender: In Chapter 33 of the Romance, Zhang Yan comes with 100,000 troops to surrender after Yuan Tan's death and Cao Cao's entry into Nanpi, and Cao Cao makes him General Who Pacifies the North. In the Records, when Cao Cao (Taizu) was about to pacify Ji Province, Zhang Yan sent an envoy asking to assist the royal army and became General Who Pacifies the North; the Annals of Emperor Wu record that in the 4th month of the 10th year of Jian'an (205) he surrendered at the head of more than 100,000 and was enfeoffed as a full marquis, and on reaching Ye he was enfeoffed as Marquis of Anguo Village with a fief of 500 households. Romance, Ch. 33 §20Records, Wei 8 §54Records, Wei 1 §90

The battle at Hu Pass: In Chapter 33 of the Romance, Zhang Yan attacks Bing Province with Yue Jin and Li Dian and assaults Gao Gan at Hu Pass. In the Annals of Emperor Wu in the Records, when Gao Gan held the mouth of Hu Pass, those sent to attack him were Yue Jin and Li Dian, and Zhang Yan does not appear. Romance, Ch. 33 §26Records, Wei 1 §93–94

The northern camp at Ye: In Chapter 34 of the Romance, Cao Cao, returning to Xudu, has Zhang Yan guard the northern camp. The Biography of Zhang Yan in the Records says only that he led his following to Ye and received his fief and title, with no mention of his guarding Ye. Romance, Ch. 34 §3Records, Wei 8 §54

Base: The poem at the end of Chapter 120 of the Romance sings of Zhang Yan, together with Zhang Lu, as one who held sway at Nanzheng. In the Records, Zhang Yan's following stretched across the mountain valleys of Changshan, Zhao Commandery, Zhongshan, Shangdang and Henei, and the one who held Hanzhong was Zhang Lu. Romance, Ch. 120 §62Records, Wei 8 §53 · 62

Death: The Romance records nothing of Zhang Yan after Chapter 34. The Records says only that when Zhang Yan died his son Zhang Fang succeeded him, and when Zhang Fang died his grandson Zhang Rong succeeded, and does not give the year of his death. Romance, Ch. 34 §3Records, Wei 8 §54

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA6850−18
  • STR7245−27
  • INT4540−5
  • POL3535±0
  • CHA7655−21
  • VIR3845+7
  • ADP7260−12
  • SCH3131±0
  • DIP5045−5
  • DIS4035−5
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

StrengthR72N45Unverified −27

RFierce and exceptionally swift and agile, and called FeiyanWei 8 §53

NNo direct record — estimated, as the only record is of his defeat by Yuan Shao and Lü BuCh. 11 §34

CharismaR76N55 −21

RNamed leader by Zhang Niujiao, and lesser chiefs followed him until his host reached a millionWei 8 §52

NCame to Cao Cao at the head of 100,000 Heishan troopsCh. 33 §20

LeadershipR68N50 −18

RLed the Heishan host of a million that even Emperor Ling could not subdue, but was defeated by Yuan Shao and Lü BuWei 8 §53Wei 7 §7

NSurrendered with 100,000 troops, but could not take Hu Pass in the attack on Bing ProvinceCh. 33 §20Ch. 33 §26

AdaptabilityR72N60 −12

RAssessment: abandoned banditry, joined the ranks of meritorious subjects and escaped dangerWei 8 §71Wei 8 §54

NSurrendered to Cao Cao and became General Who Pacifies the NorthCh. 33 §20

6 similar abilities — show evidence
  • IntelligenceR45UnverifiedN40Unverified −5

    RNo direct record — estimated from his overall careerWei 8 §54

    NNo direct record — estimated from his overall careerCh. 33 §26

  • PoliticsR35UnverifiedN35Unverified ±0

    RNo direct record — estimated from his career as a bandit chiefWei 8 §53

    NNo direct record — estimated from his overall careerCh. 33 §20

  • VirtueR38N45Unverified +7

    RBecame a brigand and brought harm to the commanderies north of the Yellow RiverWei 8 §53

    NNo direct record — estimated from his overall careerCh. 21 §23

  • ScholarshipR31UnverifiedN31Unverified ±0

    RNo direct record — estimated from his origins as a banditWei 8 §52

    NNo direct record — estimated from his origins as a banditCh. 33 §20

  • DiplomacyR50N45 −5

    RSent men to the capital to ask to surrender, and joined with the powerful men of the timeWei 8 §54

    NSecretly agreed with Gongsun Zan to strike together from inside and outsideCh. 21 §23

  • DiscernmentR40UnverifiedN35Unverified −5

    RNo direct record — estimated from his overall careerWei 8 §53

    NNo direct record — estimated from his overall careerCh. 34 §3

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (5)

AppearsNot present Chapter list →

Allegiance history Changed allegiance 1 times

  1. Heishan Bandits (185~205) Independent · Records · Records vol. 8 「其後人眾寢廣,常山、趙郡、中山、上黨、河內諸山谷皆相通,其小帥孫輕、王當等,各以部眾從燕,眾至百萬,號曰黑山。」
  2. Wei (205~210) Surrendered · Records · Records vol. 1 「夏四月,黑山賊張燕率其衆十餘萬降,封爲列侯。」

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