Rebellion · Coup

Incident at Gaoping Tombs 高平陵之變

About this event

The Incident at Gaoping Tombs was the coup of the 1st month of the 1st year of Jiaping (249) in which Sima Yi, Grand Tutor of Wei, raised troops while the General-in-Chief Cao Shuang and his brothers were away attending the young emperor Cao Fang on a visit to the Gaoping Tombs, stripped Cao Shuang of his military power, and then had Cao Shuang's faction executed. When Cao Shuang, who had jointly received Emperor Ming's testamentary edict, promoted He Yan, Deng Yang and others and monopolized power, Sima Yi withdrew on the pretext of illness; then he seized the arsenal and stationed himself at the pontoon bridge over the Luo River. Cao Shuang rejected Huan Fan's advice and confessed his guilt himself, but in the end his clan was exterminated to the third degree. Records, Wei 4 §28Records, Wei 9 §71 · 76 · 80 · 84–85 · 88

Chen Shou recorded this affair in the Annals of the Three Young Emperors in Records of Wei 4 and in the passage on Cao Shuang in the Biographies of the Various Xiahou and Cao, Records of Wei 9, and also spread it across the biography of Jiang Ji in Records of Wei 14 and the biographies of Gao Rou and Wang Guan in Records of Wei 24. The Romance depicts it in Chapter 106, "Sima Yi Feigns Illness to Deceive Cao Shuang," and Chapter 107, "Power over the Lord of Wei Passes to the Sima Clan." Records, Wei 4 §28Records, Wei 9 §71–88Records, Wei 14 §140Records, Wei 24 §57 · 78Romance, Ch. 106 §43–48Romance, Ch. 107 §1–23

Course of events in the Records

When Emperor Ming died in the 1st month of the 3rd year of Jingchu (239) and Cao Fang, Prince of Qi, took the throne, the General-in-Chief Cao Shuang and the Grand Commandant Sima Yi assisted in the government. Cao Shuang at first served Sima Yi like a father because of his age and virtue, but following Ding Mi's plan he petitioned the Son of Heaven to transfer Sima Yi to the post of Grand Tutor. Outwardly this honored him, but inwardly it was meant to ensure that the business of the Imperial Secretariat passed through Cao Shuang first. With He Yan, Deng Yang and Ding Mi made Masters of Writing, Bi Gui Colonel-Director of Retainers and Li Sheng Intendant of Henan, matters seldom went through Sima Yi, and Sima Yi avoided Cao Shuang on the pretext of illness. Records, Wei 4 §2Records, Wei 9 §71–72 · 76

He Yan and the others divided among themselves the mulberry fields of the agricultural colonies and the bath-town estates and misappropriated government property, while Cao Shuang's food, carriages and clothing rivaled those of the Son of Heaven, and he privately took the late emperor's palace ladies to be his entertainers. His younger brother Cao Xi wrote essays and remonstrated with him many times, but was not heeded, and Sima Yi secretly made preparations. In the winter of the 9th year of Zhengshi (248), when Li Sheng, appointed Inspector of Jing Province, came to call, Sima Yi pretended to be gravely ill and showed himself feeble, and Li Sheng believed it. Records, Wei 9 §76–79

On the jiawu day of the 1st month of the 10th year of Zhengshi (1st year of Jiaping, 249), when the emperor's carriage went to pay respects at the Gaoping Tombs and Cao Shuang and his brothers all followed, Sima Yi marshaled his troops, first seized the arsenal, and stationed himself at the pontoon bridge over the Luo River. He memorialized that Cao Shuang had betrayed the late emperor's testamentary charge, imitated the Son of Heaven, and colluded with the eunuch Zhang Dang to covet the sacred vessels of state, and said that the Grand Commandant Jiang Ji, the Prefect of the Imperial Secretariat Sima Fu and others had petitioned the Yongning Palace and received the Empress Dowager's command to dismiss the troops of Cao Shuang, Cao Xi and Cao Xun and send them home to their residences as marquises. Jiang Ji followed Sima Yi and stationed himself at the pontoon bridge. The biography of Gao Rou says that the Empress Dowager summoned Gao Rou, granted him the Tally (jiajie) and had him act as General-in-Chief to take over Cao Shuang's camp, and the biography of Wang Guan records that Sima Yi had Wang Guan act as Commander of the Central Army to take over Cao Xi's camp. Records, Wei 4 §28Records, Wei 9 §80–83Records, Wei 14 §140Records, Wei 24 §57 · 78

Cao Shuang did not pass the memorial on to the Son of Heaven and did not know what to do. Huan Fan, Minister of Agriculture, ignored the Empress Dowager's summons, forged an edict to have the Pingchang Gate opened, fled south to Cao Shuang, and urged him to move the Son of Heaven to Xuchang and call up troops from outside the capital. Sima Yi said that Cao Shuang would not be able to use Huan Fan's plan, and Cao Shuang and his brothers did indeed hesitate. When the Palace Attendant Xu Yun and the Master of Writing Chen Tai persuaded Cao Shuang to confess his guilt early, Cao Shuang sent the two men to Sima Yi to confess his guilt and ask for death, and only then passed the memorial on; he and his brothers were all dismissed and returned to their residences. Records, Wei 9 §84–85

Four days later, on the wuxu day, the officials in charge arrested the eunuch Zhang Dang and interrogated him, and Zhang Dang testified that Cao Shuang had plotted rebellion with He Yan and others, had drilled troops in advance and meant to strike in the 3rd month. After deliberation at court, Cao Shuang, Cao Xi, Cao Xun, He Yan, Deng Yang, Ding Mi, Bi Gui, Li Sheng, Huan Fan, Zhang Dang and others were all executed and their clans exterminated to the third degree. Jiang Ji was made Marquis of a Chief District for this achievement, but he submitted a memorial saying that he had not known of the plan in advance and had not led the fighting. Records, Wei 4 §28Records, Wei 9 §87–88Records, Wei 14 §140

The aftermath of the incident was great. Xiahou Ba, who had been treated generously by Cao Shuang, grew suspicious of his own position on hearing that Cao Shuang had been executed and fled to Shu. Sima Yi promoted Wang Ling to Grand Commandant, but Wang Ling, together with his nephew Linghu Yu, saying that the Prince of Qi was unequal to the imperial throne, plotted to set up Cao Biao, Prince of Chu. In his assessment in the Annals of the Three Young Emperors, Chen Shou said that Emperor Ming did not entrust the affairs after his death wholly to one man but mixed in members of collateral branches, which led in the end to the extermination of Cao Shuang and the deposition of the Prince of Qi; in his assessment in the Biographies of the Various Xiahou and Cao, he said that Cao Shuang, thin in virtue and high in rank, sank into excess. Records, Wei 9 §27 · 132Records, Wei 28 §6Records, Wei 4 §152

In the Romance

In Chapter 106 of the Romance, Cao Rui, Lord of Wei, before his death makes Cao Shuang General-in-Chief and summons Sima Yi to entrust the young Cao Fang to him. Cao Shuang at first serves Sima Yi with care, but on He Yan's advice he raises Sima Yi to Grand Tutor and takes away his military command, gives command of the Imperial Guard to his younger brothers Cao Xi, Cao Xun and Cao Yan, and places He Yan, Deng Yang, Ding Mi, Bi Gui and Li Sheng in key posts. Sima Yi stays away on the pretext of illness, and his two sons also withdraw. Romance, Ch. 106 §28–37

Guan Lu tells He Yan and Deng Yang to cultivate their virtue, and says that the two have the physiognomies of "a ghost in the shadows" and "a restless ghost." When Li Sheng, on his way to become Inspector of Jing Province, comes to sound him out, Sima Yi pretends to be deaf, confuses Bing Province with Jing Province, dribbles his broth and says that his death is near, and on hearing this Cao Shuang is put at ease. In the 1st year of Jiaping (249), when Cao Shuang, leading his brothers and trusted followers, goes out attending the Son of Heaven to sacrifice at the Gaoping Tombs, Huan Fan says that the brothers should not all go out together, but Cao Shuang rebukes him and sends him away. Romance, Ch. 106 §38–48

In Chapter 107 Sima Yi has the Minister over the Masses Gao Rou take over Cao Shuang's camp and the Minister Coachman Wang Guan take over Cao Xi's camp, and after reporting to Empress Dowager Guo, he submits a memorial together with Jiang Ji and Sima Fu and seizes the arsenal in person. Sima Zhao escorts his father out of the city and guards the pontoon bridge over the Luo River. Huan Fan forges an edict, goes out through the Pingchang Gate and flees to Cao Shuang, and Sima Yi sends Xu Yun, Chen Tai and Yin Damu to reassure him that he means only to take away his military command. Romance, Ch. 107 §1–9

Huan Fan urges Cao Shuang to take the Son of Heaven to Xudu and call up troops from outside the capital, but Cao Shuang, after hesitating all night with his sword in hand and in tears, gives up his seal and ribbon, saying, "It is enough to live as a rich old man," and Huan Fan laments that Cao Shuang and his brothers are mere piglets and calves. Sima Yi confines Cao Shuang and his brothers in their residences and sends them grain to put them at ease, then, on the strength of Zhang Dang's confession, reveals that He Yan and the others had plotted rebellion for the 3rd month, beheads the three Cao brothers and their followers in the marketplace and exterminates their clans to the third degree. Romance, Ch. 107 §14–23

Where the Romance differs

The plan to make him Grand Tutor: In Chapter 106 of the Romance, it is He Yan who urges Cao Shuang to raise Sima Yi to Grand Tutor. In the passage on Cao Shuang in the Records, the man who devised this plan was Ding Mi. Romance, Ch. 106 §35–36Records, Wei 9 §72

The pontoon bridge over the Luo River: In Chapter 107 of the Romance, Sima Zhao escorts his father out of the city and guards the pontoon bridge over the Luo River. In the Records, it was Sima Yi himself who seized the arsenal and stationed himself at the pontoon bridge, and Jiang Ji's biography records that Jiang Ji followed him and stationed himself at the bridge. Sima Zhao does not appear in this affair in Chen Shou's text. Romance, Ch. 107 §3–4Records, Wei 9 §80Records, Wei 14 §140

Cao Shuang's hunting: In Chapters 106 and 107 of the Romance, Cao Shuang is fond of hunting, and even on the way to pay respects at the Gaoping Tombs he is flying his hawks when he hears of the coup. The passage on Cao Shuang in the Records records only that the emperor's carriage went to pay respects at the Gaoping Tombs and Cao Shuang and his brothers all followed. Romance, Ch. 106 §43Romance, Ch. 107 §1 · 10Records, Wei 9 §80

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
Factions
CommandersCao Shuang, Huan Fan, Cao Xi, Cao XunGao Rou, Jiang Ji, Sima Yi, Sima Zhao, Wang Guan(王觀), Sima Fu

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 9 §88

Romance chapters (2)

Records volumes (5)