Warlord
Ma Chao faction 馬超
About this faction
This faction was the warlord force that Ma Chao, son of Ma Teng, commanded in Guanzhong and Longshang after inheriting his father's private troops. When Ma Teng entered the court as Minister of the Guards, Ma Chao, as Lieutenant General, took command of his followers, and in the 16th year of Jian'an (211) he rebelled together with Han Sui and other commanders of Guanzhong and confronted Cao Cao at Tong Pass, but was crushed south of the Wei River. Records, Shu 6 §26Records, Wei 15 §41Records, Wei 1 §110–113
Afterwards, relying on the Rong, he attacked the commanderies and counties of Longshang and took Jicheng, but when Yang Fu, Jiang Xu and others rose against him, he lost his wife and children and fled to Zhang Lu in Hanzhong. In the 19th year of Jian'an (214), when the First Sovereign was besieging Liu Zhang at Chengdu, Ma Chao asked by secret letter to surrender and came under his command, so that this faction was absorbed into what later became Shu-Han. Records, Shu 6 §28–30Records, Wei 1 §136Records, Shu 2 §33
Chen Shou recorded Ma Chao's affairs in the Biographies of Guan, Zhang, Ma, Huang and Zhao (Records of Shu 6); the battle south of the Wei River is in the Annals of Emperor Wu, and the events at Jicheng and Lucheng are divided between the biography of Yang Fu in Records of Wei 25 and that of Xiahou Yuan in Records of Wei 9. The Romance presented this faction in Chapter 58, with Ma Chao, on hearing of his father's death, answering Liu Bei's letter and raising the troops of Xiliang together with Han Sui. Records, Shu 6 §24–33Records, Wei 1 §110–113Records, Wei 25 §26–32Records, Wei 9 §17–19Romance, Ch. 58 §8–13
Rise and fall in the Records
When Ma Teng fell out with Han Sui and asked to return to the capital region, the court summoned Ma Teng as Minister of the Guards, made Ma Chao Lieutenant General, enfeoffed him as Marquis of a Chief Village, and had him command Ma Teng's private troops. The biography of Zhang Ji records that when Cao Cao was about to campaign against Jing Province, Zhang Ji sent Ma Teng east, and Cao Cao memorialized that Ma Chao be made a general in command of his followers. Pang De, who had followed Ma Teng, stayed behind under Ma Chao. Records, Shu 6 §26Records, Wei 15 §41Records, Wei 18 §69
In the 3rd month of the 16th year of Jian'an (211), when Cao Cao sent Zhong Yao to attack Zhang Lu in Hanzhong, the commanders of Guanzhong suspected that Zhong Yao meant to attack them. Just as Gao Rou had feared, Ma Chao rebelled together with Han Sui, Yang Qiu, Li Kan, Cheng Yi and others and stationed himself at Tong Pass. Cao Cao sent Cao Ren to attack them, ordering his commanders that since the troops west of the passes were elite and fierce, they should hold their walls firmly and not give battle. Records, Wei 1 §109–110Records, Wei 24 §27Records, Shu 6 §27
In the 7th month, in autumn, Cao Cao came west in person and encamped facing them across Tong Pass, and secretly sent Xu Huang and Zhu Ling across at the Puban Ford to set up camp west of the Yellow River. When Cao Cao crossed north from Tong Pass, Ma Chao rushed at the boats and pressed the attack. The biography of Xu Chu records that when Ma Chao charged with more than 10,000 infantry and cavalry and arrows fell like rain, Xu Chu raised a saddle in his left hand to shield Cao Cao, and the Annals of Emperor Wu record that Cao Cao was able to cross because the Colonel Ding Fei let loose cattle and horses, which the enemy scrambled to seize. When Cao Cao set up camp south of the Wei River, Ma Chao and the others attacked it by night but were broken by an ambush, and they asked for peace in return for the land west of the Yellow River, which Cao Cao refused. Records, Wei 1 §110–111Records, Wei 18 §52
In the 9th month, when Cao Cao crossed the Wei River, Ma Chao and the others again asked for a cession of land and offered to send sons as hostages, and Cao Cao, following Jia Xu's plan, pretended to agree. When Cao Cao met Han Sui and Ma Chao, each with a single horse, Ma Chao, trusting in his strength, meant to rush at Cao Cao, but could not move when Xu Chu glared at him. Cao Cao talked with Han Sui only of old times and sent him a letter full of erasures and corrections, and Ma Chao and the others grew suspicious of Han Sui. Cao Cao then set a day for battle, provoked them with light troops, and attacked from both sides with his Tiger Cavalry, crushing them and beheading Cheng Yi, Li Kan and others. Han Sui, Ma Chao and the others fled to Liang Province, and Yang Qiu fled to Anding. Records, Wei 1 §112–113Records, Wei 18 §53Records, Shu 6 §27Records, Wei 10 §83
Ma Chao held out by relying on the various Rong. Cao Cao pursued him to Anding but, when Su Bo rebelled in Hejian, prepared to turn back east. Yang Fu said at this time that Ma Chao had the valor of Han Xin and Ying Bu and had greatly won the hearts of the Qiang and Hu, so that unless strict precautions were taken the commanderies of Longshang would no longer belong to the state, but because the army returned in haste the precautions were incomplete. In the first month of the 17th year of Jian'an (212), when Liang Xing and others of Ma Chao's remnant forces stationed themselves at Lantian, Cao Cao had Xiahou Yuan pacify them. Records, Shu 6 §28Records, Wei 25 §26Records, Wei 1 §118
When Ma Chao led the Rong chieftains against the commanderies and counties of Longshang, all of them went over to him, and only Jicheng held out, upholding the provincial and commandery officials. Ma Chao absorbed the host of Longyou and, with the help of Yang Ang, the senior commander sent by Zhang Lu, attacked Jicheng with more than 10,000 men, and Yang Fu and the others held out from the first month to the 8th. The Aide-de-camp Yan Wen, who had gone out to seek help, was captured, shouted below the walls that the main army would arrive within three days, and was killed. The Inspector and the Administrator at last opened the city gates, and Ma Chao had Yang Ang kill the Inspector Wei Kang and the Administrator. Xiahou Yuan came to rescue Wei Kang, but Wei Kang was defeated before he arrived, and Xiahou Yuan fought Ma Chao without success. Records, Wei 25 §27–28Records, Wei 18 §83–85Records, Wei 9 §17
Ma Chao took Jicheng and made its host his own, styling himself General Who Conquers the West, concurrently Governor of Bing Province and supervisor of the military affairs of Liang Province. The Annals of Emperor Wu record that when Ma Chao, at Hanyang, again used the Qiang and Hu to do harm, the Di king Qianwan rebelled in response and stationed himself at Xingguo. Records, Shu 6 §28–29Records, Wei 1 §135
Yang Fu, a former official of Wei Kang, formed a plot with his maternal cousin Jiang Xu and with Zhao Ang, Yin Feng and others from his home district, and also joined with Liang Kuan of Anding and Zhao Qu of Nan'an. The biography of Yang Fu records that they raised troops at Lucheng in the 9th month of the 17th year of Jian'an (212). When Ma Chao went out in person to attack them, Liang Kuan and Zhao Qu shut the gates of Jicheng and attacked Ma Chao's wife and children, and Ma Chao raided Licheng and killed Jiang Xu's mother. Yang Fu suffered five wounds and lost seven brothers of his clan. The Annals of Emperor Wu record that in the first month of spring in the 19th year of Jian'an (214), Zhao Qu, Yin Feng of Hanyang and others killed Ma Chao's wife and children and displayed their heads, and Ma Chao fled to Hanzhong. Records, Wei 25 §29–32Records, Shu 6 §29Records, Wei 1 §136
According to the biography of Xiahou Yuan, Ma Chao, who had fled to Hanzhong, came back and besieged Mount Qi. Without waiting for Cao Cao's instructions, Xiahou Yuan sent Zhang He ahead with 5,000 infantry and cavalry, and Ma Chao met Zhang He on the Wei River with several thousand Di and Qiang but fled before any fighting. When Xiahou Yuan besieged Xingguo, the Di king Qianwan fled to Ma Chao. Records, Wei 9 §18–19 · 21
Ma Chao, finding that Zhang Lu was not a man with whom great plans could be made, grew inwardly depressed, and on hearing that the First Sovereign was besieging Liu Zhang at Chengdu, he secretly sent a letter asking to surrender. The biography of Li Hui records that when the First Sovereign sent Li Hui to Hanzhong to establish friendly relations with Ma Chao, Ma Chao at last obeyed. When Ma Chao led his troops straight to the foot of the walls, the city trembled with fear and Liu Zhang bowed his head and surrendered. Ma Chao was made General Who Pacifies the West with supervision over Linju. The Biography of the First Sovereign records that in the summer of the 19th year of Jian'an (214) Luocheng fell and Chengdu was besieged for several tens of days before Liu Zhang came out and surrendered, and says that the First Sovereign made Guan Yu, Zhang Fei and Ma Chao his claws and fangs. Records, Shu 6 §29–30Records, Shu 13 §13Records, Shu 2 §33
Pang De, who had followed Ma Chao to Hanzhong and served Zhang Lu, surrendered along with the others when Cao Cao pacified Hanzhong. Ma Chao died in the 2nd year of Zhangwu (222) at the age of forty-seven, after submitting a memorial saying that his clan of more than two hundred people had been almost entirely killed by Mengde and that only his cousin Ma Dai remained. In his assessment in Records of Shu 6, Chen Shou wrote that it was regrettable that Ma Chao, relying on the Rong and trusting in his valor, brought ruin upon his clan, but asked whether it was not better that he was able to escape his straits and reach safety. Records, Wei 18 §69Records, Shu 6 §33 · 44
In the Romance
In Chapter 58 of the Romance, Ma Chao, in the province of Xiliang, heard from Ma Dai that his father Ma Teng and his younger brothers had died at Xuchang, and raised troops on receiving a letter from Liu Bei. Han Sui, Administrator of Xiliang, showed Ma Chao a letter from Cao Cao promising to make him Marquis of Xiliang if he seized Ma Chao and sent him in, but then beheaded Cao Cao's envoy, and leading the eight contingents of Hou Xuan, Cheng Yin, Li Kan, Zhang Heng, Liang Xing, Cheng Yi, Ma Wan and Yang Qiu, he surrounded Chang'an with a great army of 200,000 together with Ma Chao's Pang De and Ma Dai. They took Chang'an through Pang De's stratagem, and when Cao Hong, who was guarding Tong Pass, was drawn down from the pass by the insults and slack appearance of the Xiliang troops and was defeated, they gained Tong Pass as well. Romance, Ch. 58 §7–13 · 15–18 · 21–23
Before Tong Pass, Ma Chao drove back Yu Jin and Zhang He and speared Li Tong from his horse. When the Xiliang troops shouted that the one in the red robe and the one with the long beard was Cao Cao, Cao Cao threw off his robe and cut off his beard with his sword as he fled, and Ma Chao's spear stuck in a tree that Cao Cao had dodged around. When Cao Cao crossed the Wei River and Ma Chao again bore down on him, Xu Chu carried Cao Cao on his back onto a boat and shielded him from the arrows with a saddle, and Ding Fei, Prefect of Weinan, let loose cattle and horses to distract the Xiliang troops. Romance, Ch. 58 §28–32 · 41–45
At Weinan, Han Sui and Pang De fell into Cao Cao's pitfalls and lost Cheng Yin and Zhang Heng, and Cheng Yi, sent by Ma Chao to spy on the camp in the open field, was killed by Xiahou Yuan. In Chapter 59, after Cao Cao built an earthen wall of ice overnight, Ma Chao fought Xu Chu for more than a hundred bouts, and when Xu Chu came out stripped to the waist, the two fought on until their spear shafts snapped. Romance, Ch. 58 §50–51 · 53–54Romance, Ch. 59 §5 · 9–11
When Cao Cao's troops crossed to Hexi, Han Sui, urged by Yang Qiu and Hou Xuan, asked for peace by ceding land. Following Jia Xu's plan, Cao Cao talked with Han Sui before the lines only of old times and sent him a letter full of erasures and corrections, deepening Ma Chao's suspicion. When Han Sui, urged by Yang Qiu and others, was about to collude with Cao Cao, Ma Chao burst into the tent and cut off Han Sui's left hand with his sword, but he was badly defeated by Cao Cao's troops closing in from all sides and fled to Lintao in Longxi with only Pang De, Ma Dai and some thirty horsemen. Romance, Ch. 59 §15–16 · 19–25 · 28–37
In Chapter 64 Ma Chao, after more than two years among the Qiang, seized the provinces and commanderies of Longxi and beheaded Wei Kang, the Inspector at Jicheng, who had surrendered, together with more than forty of his household. But when Yang Fu moved Jiang Xu to rise with Yin Feng and Zhao Ang, Ma Chao set out for Licheng and was attacked along three routes, including Xiahou Yuan's troops, and when he returned to Jicheng, Liang Kuan and Zhao Qu beheaded his wife, Lady Yang, and his three young sons on the walls and threw them down. Ma Chao slaughtered the people of Licheng and killed Jiang Xu's mother, then took refuge with Zhang Lu in Hanzhong together with Pang De and Ma Dai. Romance, Ch. 64 §33–34 · 36–43 · 45 · 47
In Chapter 65 Ma Chao led Zhang Lu's troops against Jiameng Pass and fought Zhang Fei from daytime into a night lit by torches. When Zhang Lu's adviser Yang Song, bribed by Liu Bei, spread the false rumor that Ma Chao harbored other designs, Ma Chao could neither advance nor retreat, and at the persuasion of Li Hui, sent by Kongming, he went over to Liu Bei. Ma Chao and Ma Dai urged Liu Zhang to surrender from below the walls of Chengdu, and Liu Zhang decided to open the city gates. Romance, Ch. 65 §16–21 · 24–28 · 32–36 · 38–39
Where the Romance differs
Why he raised troops: In Chapter 58 of the Romance, Ma Chao raised troops in response to Liu Bei's letter to avenge his father, who had died at Xuchang. In the Records, when Cao Cao sent Zhong Yao to attack Zhang Lu in the 16th year of Jian'an (211), the commanders of Guanzhong suspected that he meant to attack them, and Ma Chao rebelled with Han Sui and others; Ma Teng was implicated and put to death afterwards, when Ma Chao seized Hanyang. Romance, Ch. 58 §8–11Records, Wei 1 §109–110Records, Wei 6 §31
Chang'an and Tong Pass: In Chapter 58 of the Romance, Ma Chao and Han Sui took Chang'an, held by Zhong Yao, through Pang De's stratagem, and also gained Tong Pass, held by Cao Hong and Xu Huang. The Annals of Emperor Wu in the Records say only that when Ma Chao and the others stationed themselves at Tong Pass, Cao Cao sent Cao Ren to attack them, and there is no record of Ma Chao taking Chang'an. Romance, Ch. 58 §15–18 · 22–23Records, Wei 1 §110
Li Tong: In Chapter 58 of the Romance, Ma Chao speared Li Tong from his horse before Tong Pass. In the biography of Li Tong in the Records, Li Tong had died earlier, falling ill on his way to relieve Cao Ren when Liu Bei and Zhou Yu besieged Cao Ren at Jiangling. Romance, Ch. 58 §28Records, Wei 18 §17
Cao Cao in danger: In Chapter 58 of the Romance, Cao Cao threw off his red robe and cut off his beard with his sword while pursued by Ma Chao. Chen Shou's main text has no such episode; Cao Cao's moment of danger came when Ma Chao's troops showered arrows on him as he crossed the Yellow River, and he barely got across with Xu Chu shielding him with a saddle and Ding Fei letting loose cattle and horses. Romance, Ch. 58 §29–32Records, Wei 1 §111Records, Wei 18 §52
The duel with Xu Chu: In Chapter 59 of the Romance, Ma Chao and Xu Chu each fought more than a hundred bouts before the lines, and Ma Chao fought Xu Chu, stripped to the waist, until their spear shafts snapped. In the Records, the two came face to face when Cao Cao met Han Sui and Ma Chao, each with a single horse, and Ma Chao could not move when Xu Chu glared at him. Romance, Ch. 59 §9–11Records, Wei 18 §53Records, Shu 6 §27
The break with Han Sui: In Chapter 59 of the Romance, Ma Chao cut off the left hand of Han Sui, who was about to collude with Cao Cao. In the Annals of Emperor Wu in the Records, Ma Chao and the others merely suspected Han Sui, and after losing the decisive battle Han Sui, Ma Chao and the others fled together to Liang Province. Romance, Ch. 59 §31–32Records, Wei 1 §113
The fall of Jicheng: In Chapter 64 of the Romance, Wei Kang opened the city gates and surrendered when no relief came from Xiahou Yuan, and was killed by Ma Chao together with more than forty of his household. In the biography of Yang Fu in the Records, Jicheng held out from the first month to the 8th and opened its gates only after Yan Wen, who had gone out to seek help, was killed, and the man who killed the Inspector and the Administrator was Zhang Lu's commander Yang Ang, on Ma Chao's orders. Xiahou Yuan was then on his way to the rescue. Romance, Ch. 64 §33–34Records, Wei 25 §27–28Records, Wei 9 §17
How he went over to Liu Bei: In Chapter 65 of the Romance, Ma Chao, fighting Zhang Fei at Jiameng Pass on Zhang Lu's orders, was left with nowhere to return to by Yang Song's slander, and went over at Li Hui's persuasion. In the Records, Ma Chao, depressed because Zhang Lu was not a man with whom great plans could be made, sent a secret letter of his own accord on hearing that the First Sovereign was besieging Chengdu, and the First Sovereign sent Li Hui to establish friendly relations. Chen Shou's main text has no record of Ma Chao fighting Zhang Fei. Romance, Ch. 65 §16–21 · 28 · 32–35Records, Shu 6 §29 · 14–23Records, Shu 13 §13
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Lineage
- Preceded by: Ma Teng faction (208) — 「太祖表騰為衞尉,子超為將軍,統其衆」 · 「以超為偏將軍…領騰部曲」
- Absorbed by: Shu (214) — 「聞先主圍劉璋於成都,密書請降」
Members (3)
Related events (3)
- Battle of Tong Pass 211 · Combatant
- Siege of Jicheng 212 · Combatant
- Battle of Lucheng 214 · Combatant
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