Liu Yan 劉焉

RecordsRomance Liu Yan faction Courtesy name 君郎 Junlang유언군랑刘焉

Profile
OccupationRNRuler · Governor of Yi Province NOfficial · Administrator of You ProvinceFactionLiu Yan faction
AppearsRNBiography inBook of Shu
BornR? N? UnverifiedNative placeJiangxia Commandery Jingling County
DiedR194 N(same) UnverifiedPlace of death
Cause of deathRIllness NIllness Unverified
ExistenceHistoricalMentionsR25

Profile

Liu Yan, courtesy name Junlang, was a man of Jingling County in Jiangxia Commandery and a descendant of King Gong of Lu of the Han. After serving as Prefect of Luoyang, Inspector of Ji Province, Administrator of Nanyang, Minister of the Imperial Clan and Minister of Ceremonies, he proposed that upright senior ministers be chosen as regional governors, and he himself entered Shu as Army Supervisor Envoy concurrently holding the post of Governor of Yi Province. Records, Shu 1 §2–5

In Yi Province he sent Zhang Lu to Hanzhong to cut the roads, had carriages and fittings of the kind used by the Son of Heaven made, and secretly harbored other designs. After losing his sons Liu Fan and Liu Dan, who were in Chang'an, and seeing his city burned by fire from Heaven, he died of a malignant ulcer on his back in the 1st year of Xingping (194), and his son Liu Zhang succeeded him. Records, Shu 1 §7 · 9–11

In his assessment Chen Shou, author of the Records, wrote that, heeding the words of Dong Fu and a physiognomist, he hastily had the carriages and robes of the Son of Heaven made in an attempt to steal the sacred vessel of rule, and that 'his delusion was great.' In the Romance he first appears in Chapter 1 as Administrator of You Province and features in 4 of its 120 chapters; no chapter title bears his name. It is while sighing over the notice Liu Yan has posted calling for volunteers that Liu Bei meets Zhang Fei. Records, Shu 1 §21Romance, Ch. 1 §13 · 17

In the Records

Liu Yan, courtesy name Junlang, was a man of Jingling County in Jiangxia Commandery and a descendant of King Gong of Lu of the Han. In the Yuanhe era of Emperor Zhang the fief was moved to Jingling, so a collateral branch of the family settled there. In his youth Liu Yan held office in the province and commandery, and as a member of the imperial clan he was appointed Gentleman of the Household, but he left office to mourn his teacher, Master Zhu. He lived on Mount Yangcheng, accumulating learning and teaching students, was recommended as Worthy and Good, Square and Upright, was summoned to the office of the Minister over the Masses, and then served in turn as Prefect of Luoyang, Inspector of Ji Province, Administrator of Nanyang, Minister of the Imperial Clan and Minister of Ceremonies. Records, Shu 1 §2–3

Seeing that the government of Emperor Ling had declined and the imperial house was beset by troubles, Liu Yan proposed that, since inspectors and administrators obtained their posts by bribery and exploited the people, upright senior ministers of good reputation should be chosen as regional governors. Privately, he hoped to become Governor of Jiaozhi and escape the troubles of the age. While the proposal had not yet been put into effect, the Palace Attendant Dong Fu of Guanghan told him in private, 'The capital is about to fall into disorder, and in the astral field of Yi Province there is the aura of a Son of Heaven,' and Liu Yan turned his sights to Yi Province. Records, Shu 1 §3–4

Just then complaints that the Inspector of Yi Province, Xi Jian, levied taxes oppressively were heard far and wide, and in Bing and Liang Provinces the inspectors had been killed, so Liu Yan's plan could be carried out. He went out as Army Supervisor Envoy concurrently holding the post of Governor of Yi Province and was enfeoffed as Marquis of Yangcheng, charged with arresting Xi Jian and bringing him to justice. Dong Fu also asked to become Chief Commandant of the Western Dependent State of Shu Commandery, and the Prefect of the Grand Granary, Zhao Wei of Baxi, likewise gave up his post, and both followed Liu Yan. Records, Shu 1 §5

At this time rebels in Yi Province, Ma Xiang, Zhao Zhi and others, rose at Mianzhu County calling themselves the Yellow Turbans; they killed the Inspector of Yi Province, Xi Jian, and within ten days to a month had overrun three commanderies, and Ma Xiang styled himself Son of Heaven. Jia Long, an Attendant Officer of the province, gathered over a thousand officials and commoners, routed them within a few days, and then selected officials and soldiers to welcome Liu Yan. Liu Yan moved the provincial seat to Mianzhu, soothed and took in those who had fled or rebelled, and strove to govern with leniency and kindness, while secretly harboring other designs. Records, Shu 1 §6–7

Because the mother of Zhang Lu, who practiced the Way of Ghosts, often came and went at Liu Yan's house, Liu Yan made Zhang Lu Major Supervising Righteousness and stationed him in Hanzhong. Zhang Lu cut the plank roads through the valleys and killed the Han envoys, and Liu Yan reported to the throne that the rice bandits had cut the road and it could no longer be passed. The Biography of Zhang Lu records that Liu Yan sent Zhang Lu, together with the Major of a Separate Command Zhang Xiu, to attack the Administrator of Hanzhong, Su Gu. On other pretexts Liu Yan also killed more than ten powerful men of the province, including Wang Xian and Li Quan, to establish his authority and punishments; when, as a result, the Administrator of Qianwei, Ren Qi, and Jia Long turned and attacked him, he struck back and killed them both. Records, Shu 1 §7–8Records, Wei 8 §61

Liu Yan's ambitions grew ever larger, and he had more than a thousand sets of carriages and fittings made of the kind used by the Son of Heaven. Liu Biao, Governor of Jing Province, sent up a memorial saying that Liu Yan was the subject of talk like that which made Zixia at Xihe be mistaken for a sage. At this time his sons Liu Fan, General of the Household of the Left, Liu Dan, Secretary Censor, and Liu Zhang, Chief Commandant of Imperial Equipages, were all in Chang'an attending Emperor Xian, and only Liu Mao, Major of a Separate Command, had always stayed with Liu Yan. Emperor Xian sent Liu Zhang to admonish Liu Yan, but Liu Yan kept Liu Zhang with him and did not send him back. Records, Shu 1 §9

When Ma Teng, General Who Conquers the West, rebelled while stationed at Mei County, Liu Yan and Liu Fan conspired with Ma Teng to lead troops in a surprise attack on Chang'an. Liu Fan's plot leaked and he fled to Huaili, and Ma Teng was defeated and withdrew to Liang Province. Liu Fan was soon killed, and Liu Dan too was seized and punished. The Consultant Pang Xi of Henan, whose family had long been close to Liu Yan's, gathered men and took Liu Yan's grandsons into Shu. Records, Shu 1 §10

Records of those who followed Liu Yan into Shu also survive in several biographies. Lü Chang, the father of Lü Yi, escorted Liu Yan into Shu, and with the road to the court blocked he never returned. Meng Guang, who fled to Shu after Emperor Xian moved the capital to Chang'an, was treated by Liu Yan and his son with the courtesy due a guest. Wu Yi's father had long been an acquaintance of Liu Yan, so the whole family followed Liu Yan into Shu. Records, Shu 9 §39Records, Shu 12 §30Records, Shu 4 §9

According to the Biographies of the Consorts and Sons of the Two Rulers, Liu Yan, who harbored other ambitions, heard that a skilled physiognomist had said Wu Yi's younger sister had the features of one destined for great honor, and took her as wife for his son Liu Mao, whom he kept with him. After Liu Mao died she lived as a widow, and after Liu Bei had pacified Yi Province he accepted Fa Zheng's urging and took her as his consort; she was Empress Mu. Records, Shu 4 §9–10

At this time the city where Liu Yan lived was burned by fire from Heaven; the carriages and fittings were all destroyed, and the fire spread to the people's houses. Liu Yan moved his seat to Chengdu, but grieving over the loss of his sons and shaken by the ominous disaster, he died of a malignant ulcer on his back in the 1st year of Xingping (194). Zhao Wei and other senior officials of the province, drawn to Liu Zhang's gentleness and benevolence, jointly submitted a document putting him forward as Inspector of Yi Province, and an edict made Liu Zhang Army Supervisor Envoy concurrently holding the post of Governor of Yi Province. The Biography of Zhang Lu records that when Liu Yan died and Liu Zhang took his place, Zhang Lu would not obey, so Liu Zhang killed Zhang Lu's mother and household. Records, Shu 1 §11Records, Wei 8 §62

In his assessment Chen Shou cited how Wei Bao took Lady Bo into his house after hearing Xu Fu's words, and how Liu Xin changed his name after seeing the prophetic texts, yet neither could save himself, to show that the Mandate of Heaven cannot be wantonly hoped for. He then wrote that Liu Yan set his heart on the land of Yi after hearing Dong Fu's words, sought a marriage with the Wu family after listening to a physiognomist, and hastily had the carriages and robes of the Son of Heaven made in an attempt to steal the sacred vessel of rule, so that his delusion was great. Records, Shu 1 §21

In the Romance

In Chapter 1 of the Romance, Liu Yan appears as Administrator of You Province, a man of Jingling in Jiangxia Commandery and a descendant of King Gong of Lu of the Han. When a force of Zhang Jue's followers invades the borders of You Province, he agrees with Commandant Zou Jing that the bandits are many and his troops few, so soldiers must be raised quickly, and posts notices calling for volunteers. Seeing this notice posted in Zhuo County, Liu Bei heaves a long sigh, Zhang Fei speaks to him, and they then meet Guan Yu, on his way to enlist, at a tavern; the three swear brotherhood in the peach garden. Romance, Ch. 1 §13–14 · 17–21

When the three gather more than five hundred young men of the district and call on Zou Jing, Zou Jing presents them to the Administrator Liu Yan. When Liu Bei tells of his family's lineage, Liu Yan is delighted and takes Liu Bei as his nephew. A few days later, when the Yellow Turban commander Cheng Yuanzhi invades Zhuo Commandery with fifty thousand troops, Liu Yan has Zou Jing go out with the three and five hundred soldiers to attack him; when Guan Yu beheads Cheng Yuanzhi and they return in great victory, Liu Yan comes out in person to greet them and rewards and feasts the soldiers. Romance, Ch. 1 §24–26 · 28

The next day, when Gong Jing, Administrator of Qing Province, asks for help, saying his city is besieged by the Yellow Turbans, Liu Yan consults Liu Bei. When Liu Bei says he will go to the rescue, Liu Yan gives Zou Jing five thousand troops and sends him to Qing Province with Liu Bei, Guan Yu and Zhang Fei. The Romance does not show how Liu Yan later went to Yi Province. Romance, Ch. 1 §28

Chapter 59, introducing Liu Zhang of Yi Province, states that Liu Yan rose to Governor of Yi Province and died of an ulcer in the 1st year of Xingping, after which Zhao Wei and other senior officials of the province jointly put Liu Zhang forward as Governor of Yi Province. In Chapter 77, Fa Zheng recommends Wu Yi's younger sister to Liu Bei as his queen, saying that a physiognomist had judged her destined for great honor and that she had once been betrothed to Liu Yan's son Liu Mao, who died young. The poem at the end of Chapter 120 sings that 'Liu Yan and his son held Ba and Shu.' Romance, Ch. 59 §50Romance, Ch. 77 §35–36Romance, Ch. 120 §62

Where the Romance differs

His first post: In Chapter 1 of the Romance, Liu Yan, as Administrator of You Province, calls for volunteers to resist the Yellow Turbans. In Liu Yan's biography in the Records, he served as Prefect of Luoyang, Inspector of Ji Province, Administrator of Nanyang, Minister of the Imperial Clan and Minister of Ceremonies before becoming Governor of Yi Province, and there is no record of his holding office in You Province. Romance, Ch. 1 §13Records, Shu 1 §3–5

His tie to Liu Bei: In Chapter 1 of the Romance, Liu Yan takes Liu Bei as his nephew and sends him with Zou Jing to attack Cheng Yuanzhi. Liu Bei does not appear in Liu Yan's biography in the Records, and the Biography of the First Sovereign says only that Liu Bei led his own followers under Commandant Zou Jing against the Yellow Turbans and became Commandant of Anxi County. Romance, Ch. 1 §24–25Records, Shu 1 §1–11Records, Shu 2 §6

How he became Governor of Yi Province: The Romance states in a single line in Chapter 59 that Liu Yan rose to Governor of Yi Province. In the Records, Liu Yan proposed the appointment of regional governors, and, having meant to go to Jiaozhi, changed his mind on hearing Dong Fu say there was the aura of a Son of Heaven over Yi Province, taking the post of Governor of Yi Province concurrently as Army Supervisor Envoy. Romance, Ch. 59 §50Records, Shu 1 §3–5

Placing Zhang Lu in Hanzhong: Chapter 59 of the Romance begins from the enmity that arose when Liu Zhang killed Zhang Lu's mother and younger brother. In the Records, Liu Yan had earlier made Zhang Lu Major Supervising Righteousness and stationed him in Hanzhong, and Zhang Lu cut the plank roads and killed the Han envoys. Romance, Ch. 59 §50Records, Shu 1 §7

The attack on Chang'an: In Chapter 10 of the Romance, Liu Fan, General of the Household of the Left, acts as an inside agent for Ma Teng and Han Sui and is killed by Li Jue and Guo Si when the plot leaks, but the Romance does not identify him as Liu Yan's son, and Liu Yan has no part in the affair. In the Records, Liu Yan and Liu Fan conspired with Ma Teng to attack Chang'an, and after Liu Fan was killed Liu Dan too was punished. Romance, Ch. 10 §6 · 12–13Records, Shu 1 §10

The Son of Heaven's carriages: In the Records, Liu Yan had more than a thousand sets of carriages and fittings of the kind used by the Son of Heaven made, Liu Biao reported this in a memorial, and Chen Shou in his assessment condemned it as an attempt to steal the sacred vessel of rule. The Romance has no such episode. Records, Shu 1 §9 · 21Romance, Ch. 59 §50

His son Liu Mao's marriage: In Chapter 77 of the Romance, Wu Yi's younger sister is said to have been betrothed to Liu Mao, who died young. In the Biographies of the Consorts and Sons of the Two Rulers in the Records, Liu Yan, heeding a physiognomist, took her as Liu Mao's wife, and after Liu Mao died she lived as a widow. Romance, Ch. 77 §35Records, Shu 4 §9

His death: Chapter 59 of the Romance says only that Liu Yan died of an ulcer in the 1st year of Xingping. The Records state that after fire from Heaven burned his city and he moved his seat to Chengdu, he was so shaken by grief over the loss of his sons and by the ominous disaster that he died of a malignant ulcer on his back. Romance, Ch. 59 §50Records, Shu 1 §11

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA4545±0
  • STR3131±0
  • INT4242±0
  • POL5842−16
  • CHA5550−5
  • VIR2248+26
  • ADP4540−5
  • SCH5535−20
  • DIP4035−5
  • DIS4055+15
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

VirtueR22N48Unverified +26

RKilled powerful local men and had the Son of Heaven's carriages made, coveting the sacred vesselShu 1 §8Shu 1 §21

NNo direct record — estimated from his conduct as AdministratorCh. 1 §13

ScholarshipR55N35Unverified −20

RAccumulated learning and taught students on Mount YangchengShu 1 §3

NNo direct record — estimated from his role as AdministratorCh. 1 §13

PoliticsR58N42Unverified −16

RProposed the system of regional governors and governed Yi Province with leniency and kindnessShu 1 §3Shu 1 §7

NNo direct record — estimated from his role as AdministratorCh. 1 §13

DiscernmentR40UnverifiedN55 +15

RNo direct record — estimated from his employment of Zhang LuShu 1 §7

NTook in and employed Xuande and his two sworn brothers, who came as volunteersCh. 1 §24

6 similar abilities — show evidence
  • LeadershipR45N45 ±0

    RStruck back at and killed Ren Qi and Jia Long, who had attacked himShu 1 §8

    NGave Zou Jing troops to attack the Yellow Turbans and relieve Qing ProvinceCh. 1 §25Ch. 1 §28

  • StrengthR31UnverifiedN31Unverified ±0

    RNo direct record — estimated from his career as a civil officialShu 1 §3

    NNo direct record — estimated from his role as AdministratorCh. 1 §13

  • IntelligenceR42N42 ±0

    RProposed appointing regional governors; assessment: greatly deluded by prophecyShu 1 §4Shu 1 §21

    NTook Zou Jing's advice and posted notices calling for volunteersCh. 1 §13

  • CharismaR55N50 −5

    RDong Fu and Zhao Wei gave up their posts to follow him, and he soothed and took in rebelsShu 1 §5Shu 1 §7Shu 1 §10

    NTook Xuande as his nephew and came out in person to reward and feast the soldiersCh. 1 §24Ch. 1 §28

  • AdaptabilityR45N40Unverified −5

    RChose Yi Province to escape the turmoil, but lost his sons over the plot to attack Chang'anShu 1 §4Shu 1 §10

    NNo direct record — estimated from his becoming Governor of Yi ProvinceCh. 59 §50

  • DiplomacyR40UnverifiedN35Unverified −5

    RNo direct record — estimated from his relations with the courtShu 1 §9

    NNo direct record — estimated from his role as AdministratorCh. 1 §13

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (4)

AppearsNot present Chapter list →

Allegiance history

  1. Liu Yan faction · Records

Relations

Family

ChildrenLiu Fan Records, Liu Zhang Novel & History, Liu Mao Romance

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.