Warlord
Liu Yan faction 劉焉
About this faction
This faction was founded in Yi Province at the end of the Eastern Han by Liu Yan, a member of the imperial clan. Under Emperor Ling, Liu Yan proposed that upright senior ministers be chosen as regional governors, and after hearing Dong Fu say that there was the aura of a Son of Heaven in the astral field of Yi Province, he entered it as Army Supervisor Envoy concurrently holding the post of Governor of Yi Province. Jia Long, an Attendant Officer of the province, defeated the Yellow Turbans under Ma Xiang and others who had risen at Mianzhu and then welcomed Liu Yan, who set his seat at Mianzhu and later moved it to Chengdu. Records, Shu 1 §3–7 · 11
Zhang Lu, whom Liu Yan had stationed in Hanzhong, cut the plank roads and killed the Han envoys, and Liu Yan had more than a thousand sets of carriages of the kind used by the Son of Heaven made. But after losing his two sons in Chang'an and seeing his city burned, he died in the 1st year of Xingping (194). Zhao Wei and other senior officials of the province put forward his son Liu Zhang, and what followed continues in the Liu Zhang faction. Records, Shu 1 §7 · 9–11
Chen Shou recorded this faction in the biography of Liu Yan, the first part of the Biographies of the Two Governors Liu (Records of Shu 1). In Chapter 1 the Romance presented Liu Yan as Administrator of You Province and had him recruit volunteers; as for the power in Yi Province, it introduced Liu Zhang in Chapter 59 and stated only that Liu Yan rose to Governor of Yi Province and died in the 1st year of Xingping. Records, Shu 1 §1Romance, Ch. 1 §13Romance, Ch. 59 §50
Rise and fall in the Records
Liu Yan was a man of Jingling County in Jiangxia Commandery and a descendant of King Gong of Lu of the Han; as a member of the imperial clan he was appointed Gentleman of the Household, and he went on to serve as Prefect of Luoyang, Inspector of Ji Province, Administrator of Nanyang, Minister of the Imperial Clan and Minister of Ceremonies. As the government of Emperor Ling declined and the imperial house was beset by troubles, he proposed that, since inspectors and administrators obtained their posts by bribery and the people were turning against them, upright senior ministers should be chosen as regional governors. Privately he hoped to become Governor of Jiaozhi and escape the troubles of the age, but when the Palace Attendant Dong Fu of Guanghan told him in secret that the capital was about to fall into disorder and that there was the aura of a Son of Heaven in the astral field of Yi Province, he turned his sights to Yi Province. Records, Shu 1 §2–4
Just then complaints over the oppressive taxes of the Inspector of Yi Province, Xi Jian, were heard far and wide, and when inspectors were killed in Bing Province and Liang Province, Liu Yan's plan was put into effect. He went out as Army Supervisor Envoy concurrently holding the post of Governor of Yi Province, was enfeoffed as Marquis of Yangcheng, and was charged with arresting Xi Jian and bringing him to justice. Dong Fu asked to become Chief Commandant of the Western Dependent State of Shu Commandery, and Zhao Wei of Baxi, Prefect of the Grand Granary, also gave up his post and followed him. Lü Chang, the father of Lü Yi, escorted Liu Yan into Shu and, with the road blocked, could not return, and because of the long friendship between his father and Liu Yan, Wu Yi's whole family followed Liu Yan into Shu. Records, Shu 1 §5Records, Shu 9 §39Records, Shu 4 §9
At this time the rebels Ma Xiang, Zhao Zhi and others in Yi Province rose at Mianzhu County calling themselves the Yellow Turbans, broke Luo County and killed Xi Jian; within ten days to a month they had overrun three commanderies, and Ma Xiang styled himself Son of Heaven. Jia Long, an Attendant Officer of the province, gathered over a thousand officials and commoners on the eastern border of Qianwei, routed them within a few days, and selected officials and soldiers to welcome Liu Yan. Liu Yan moved the provincial seat to Mianzhu, soothed those who had fled or rebelled and strove to govern with leniency and kindness, while secretly harboring other designs. Records, Shu 1 §6–7
Because the mother of Zhang Lu, who practiced the Way of Ghosts, often came and went at Liu Yan's house, Liu Yan made Zhang Lu Major Supervising Righteousness and stationed him in Hanzhong. The Biography of Zhang Lu records that Liu Yan had Zhang Lu attack the Administrator of Hanzhong, Su Gu. When Zhang Lu cut the plank roads through the valleys and killed the Han envoys, Liu Yan reported to the throne that the rice bandits had cut the road and it could no longer be passed. Records, Shu 1 §7–8Records, Wei 8 §61
On other pretexts Liu Yan killed more than ten powerful men of the province, including Wang Xian and Li Quan, to establish his authority and punishments. When, as a result, the Administrator of Qianwei, Ren Qi, and Jia Long turned and attacked him, Liu Yan struck back and killed them both. Records, Shu 1 §8
Liu Yan's ambitions grew ever larger, and he had more than a thousand sets of carriages and fittings of the kind used by the Son of Heaven made; Liu Biao, Governor of Jing Province, sent up a memorial saying that there was talk about Liu Yan like that which made Zixia at Xihe be mistaken for a sage. Hearing that a skilled physiognomist had said Wu Yi's younger sister had the features of one destined for great honor, he took her as wife for his son Liu Mao, whom he kept with him. At this time his sons Liu Fan, Liu Dan and Liu Zhang were in Chang'an attending Emperor Xian, and when Emperor Xian sent Liu Zhang to admonish him, Liu Yan kept Liu Zhang with him and did not send him back. Records, Shu 1 §9Records, Shu 4 §9
When Ma Teng, General Who Conquers the West, rebelled while stationed at Mei County, Liu Yan and his son Liu Fan conspired with Ma Teng to lead troops in a surprise attack on Chang'an. The plot leaked: Liu Fan fled to Huaili and Ma Teng was defeated and withdrew to Liang Province; Liu Fan was soon killed, and Liu Dan too was seized and punished. The Consultant Pang Xi, whose family had long been close to Liu Yan's, gathered men and brought Liu Yan's grandsons into Shu. Records, Shu 1 §10
At this time fire from Heaven burned the city where Liu Yan lived, and the carriages and fittings were all destroyed. Liu Yan moved his seat to Chengdu, but with grief over the loss of his sons compounded by the ominous disaster, he died of a malignant ulcer on his back in the 1st year of Xingping (194). Zhao Wei and other senior officials of the province, drawn to Liu Zhang's gentleness and benevolence, jointly submitted a document putting him forward as Inspector of Yi Province, and an edict made Liu Zhang Army Supervisor Envoy concurrently holding the post of Governor of Yi Province and made Zhao Wei General of the Household Who Conquers the East to attack Liu Biao. Records, Shu 1 §11
In his assessment in Records of Shu 1, Chen Shou cited how Wei Bao and Liu Xin put their faith in prophecies yet in the end could not save themselves, to say that the Mandate of Heaven cannot be wantonly hoped for. He then wrote that Liu Yan set his heart on the land of Yi after hearing Dong Fu's words, sought a marriage with the Wu family after listening to a physiognomist, and hastily had the carriages and robes of the Son of Heaven made in an attempt to steal the sacred vessel of rule, so that his delusion was great. Records, Shu 1 §21
In the Romance
In Chapter 1 the Romance presented Liu Yan as Administrator of You Province, a man of Jingling in Jiangxia Commandery and a descendant of King Gong of Lu of the Han. When a force of Zhang Jue's followers invaded the borders of You Province, Liu Yan followed Commandant Zou Jing's advice to raise troops and resist, and posted notices calling for volunteers; it was in front of this notice, posted in Zhuo County, that Liu Bei met Zhang Fei. Romance, Ch. 1 §13–14 · 17
When Liu Bei, Guan Yu and Zhang Fei came with more than five hundred young men of the district, Liu Yan had Zou Jing lead five hundred soldiers together with them against the Yellow Turban commander Cheng Yuanzhi, and when they returned in great victory he came out in person to greet and reward them. The next day, when Gong Jing, Administrator of Qing Province, asked for help, Liu Yan consulted Liu Bei and sent troops to Qing Province. After this the Romance did not depict how Liu Yan went to Yi Province. Romance, Ch. 1 §24–25 · 28
As a power in Yi Province, Liu Yan appeared only in the passage introducing Liu Zhang in Chapter 59. The Romance stated that after Liu Yan rose to Governor of Yi Province and died of an ulcer in the 1st year of Xingping, Zhao Wei and other senior officials of the province jointly put Liu Zhang forward as Governor of Yi Province, and went on to say that enmity arose because Liu Zhang had killed Zhang Lu's mother and younger brother. The poem at the end of Chapter 120 sang that "Liu Yan and his son held Ba and Shu." Romance, Ch. 59 §50Romance, Ch. 120 §62
Where the Romance differs
Liu Yan's post: In Chapter 1 of the Romance, Liu Yan, as Administrator of You Province, gathered volunteers to resist the Yellow Turbans. In the biography of Liu Yan in the Records, he served as Prefect of Luoyang, Inspector of Ji Province, Administrator of Nanyang, Minister of the Imperial Clan and Minister of Ceremonies and then held the post of Governor of Yi Province concurrently as Army Supervisor Envoy, and there is no record of his holding office in You Province. Romance, Ch. 1 §13Records, Shu 1 §2–5
Liu Bei's start: In Chapter 1 of the Romance, Liu Bei rose up after seeing Liu Yan's notice, met Liu Yan through Zou Jing, and attacked Cheng Yuanzhi on his orders. Liu Bei does not appear in the biography of Liu Yan in the Records, and the Biography of the First Sovereign records that Liu Bei led his own followers under Commandant Zou Jing against the Yellow Turbans and became Commandant of Anxi County. Romance, Ch. 1 §17 · 24–25Records, Shu 1 §1–11Records, Shu 2 §6
How he entered Yi Province: Chapter 59 of the Romance states only that Liu Yan rose to Governor of Yi Province. In the Records, Liu Yan proposed the appointment of regional governors and meant to go to Jiaozhi, but changed his mind on hearing Dong Fu say there was the aura of a Son of Heaven in Yi Province, and he took the post of Governor of Yi Province at a time when Xi Jian's oppressive rule coincided with the killing of the inspectors of Bing Province and Liang Province. Romance, Ch. 59 §50Records, Shu 1 §3–5
Zhang Lu and Hanzhong: In Chapter 59 of the Romance, the enmity with Zhang Lu began when Liu Zhang killed Zhang Lu's mother and younger brother. In the Records, Liu Yan had earlier made Zhang Lu Major Supervising Righteousness and stationed him in Hanzhong, and when Zhang Lu cut the plank roads and killed the Han envoys, Liu Yan reported to the court that the rice bandits had cut the road. Romance, Ch. 59 §50Records, Shu 1 §7–8
The attack on Chang'an: In Chapter 10 of the Romance, Liu Fan, General of the Household of the Left, appeared as an inside agent allied with Ma Teng and Han Sui and was killed by Li Jue and Guo Si when the plot leaked, but the Romance did not identify him as Liu Yan's son, and Liu Yan did not appear in the affair. In the Records, Liu Yan and his son Liu Fan conspired with Ma Teng to attack Chang'an, and after Liu Fan died, Liu Dan in Chang'an was also punished. Romance, Ch. 10 §6 · 12–13Records, Shu 1 §10
The Son of Heaven's carriages: In the Records, Liu Yan had more than a thousand sets of carriages and fittings of the kind used by the Son of Heaven made, Liu Biao reported this in a memorial, and Chen Shou in his assessment condemned it as an attempt to steal the sacred vessel of rule. The introduction of Liu Yan in Chapter 59 of the Romance does not include this. Records, Shu 1 §9 · 21Romance, Ch. 59 §50
The marriage with the Wu family: In Chapter 77 of the Romance, Fa Zheng said that Wu Yi's younger sister had once been betrothed to Liu Yan's son Liu Mao, but that Liu Mao had died young. In the Biographies of the Consorts and Sons of the Two Rulers in the Records, Liu Yan took her as Liu Mao's wife after heeding a physiognomist, and after Liu Mao died she lived as a widow. Romance, Ch. 77 §35Records, Shu 4 §9
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Lineage
- Succeeded by: Liu Zhang faction (194) — 「興平元年,癰疽發背而卒」 · 「共上璋為益州刺史」(sgz-shu-01:s11)