Battle

Battle of Guandu 官渡之戰

About this event

The Battle of Guandu was the fight in the 5th year of Jian'an (200) in which Cao Cao faced Yuan Shao's great army at Guandu and crushed it. When Yuan Shao, having swallowed up Gongsun Zan and taken four provinces, prepared to attack Xu, Cao Cao stationed himself at Guandu from the 12th month of the 4th year of Jian'an (199) to oppose him. The fighting began at Baima in the 2nd month and turned into the standoff at Guandu from the 8th month; in the 10th month, when Cao Cao personally beheaded Chunyu Qiong and others in the Battle of Wuchao, Zhang He and Gao Lan surrendered and Yuan Shao's army collapsed, and Yuan Shao fled across the Yellow River with Yuan Tan. Records, Wei 1 §54–55 · 60 · 64 · 68–70

Chen Shou recorded this fight in the Annals of Emperor Wu in Records of Wei 1 and the Biography of Yuan Shao in Records of Wei 6, and also spread it across the biographies of Xun Yu, Xun You and Jia Xu in Records of Wei 10 and the biographies of Zhang He, Yue Jin, Yu Jin, Xu Huang and others in Records of Wei 17. The Romance, following the Battle of Baima and the Battle of Yan Ford in Chapters 25 and 26, depicts this fight in Chapter 30, "Fighting at Guandu, Benchu suffers a crushing defeat; raiding Wuchao, Mengde burns the grain." Records, Wei 1 §60–71Records, Wei 6 §49–56Records, Wei 10 §31–32 · 59–60 · 80–81Records, Wei 17 §21 · 33–34 · 42–44 · 58Romance, Ch. 25 §39–47Romance, Ch. 26 §12Romance, Ch. 30 §1 · 39–41 · 54

Course of events in the Records

In the 4th year of Jian'an (199) Yuan Shao swallowed up Gongsun Zan, took the lands of four provinces and prepared to attack Xu with more than 100,000 followers. The Biography of Yuan Shao records that his followers numbered several hundred thousand, and that he put Shen Pei and Feng Ji in overall command of the troops, made Tian Feng, Xun Chen and Xu You his chief strategists and Yan Liang and Wen Chou his generals, and picked 100,000 elite troops and 10,000 cavalry. When his generals said Yuan Shao could not be matched, Cao Cao said that Yuan Shao's ambitions were great but his wisdom small. In the 8th month Cao Cao advanced to Liyang, left Yu Jin on the bank of the Yellow River, returned to Xu in the 9th month and divided his troops to guard Guandu, and in the 12th month he stationed himself at Guandu. Records, Wei 1 §54–55Records, Wei 6 §49

In the 1st month of the 5th year of Jian'an (200), when Cao Cao marched east against Liu Bei in person, his generals feared that Yuan Shao would strike his rear, but Cao Cao said that Yuan Shao was slow to see how things stood and would not move. Tian Feng urged a surprise attack on Cao Cao's rear, but Yuan Shao refused, pleading his son's illness. Liu Bei fled to Yuan Shao and Guan Yu surrendered, and Cao Cao returned to Guandu, but Yuan Shao never came out. Records, Wei 1 §58–59Records, Wei 6 §50

In the 2nd month Yuan Shao sent Guo Tu, Chunyu Qiong and Yan Liang to attack Liu Yan, the Administrator of Dong Commandery, at Baima, and himself reached Liyang. In the 4th month, following Xun You's plan, Cao Cao made as if to cross the river at Yanjin, drew Yuan Shao's troops west, then raced to Baima and, sending Zhang Liao and Guan Yu ahead, beheaded Yan Liang. When Yuan Shao crossed the Yellow River in pursuit, Cao Cao used his baggage train as bait and beheaded Wen Chou with fewer than 600 cavalry, and Yuan Shao's army was badly shaken. Cao Cao returned to Guandu, and Yuan Shao advanced and held Yangwu. Records, Wei 1 §60–63

Ju Shou advised holding out for a long time, saying that the south's advantage lay in a quick battle and the north's in a slow contest, but Yuan Shao did not follow him. In the 8th month Yuan Shao advanced little by little with his camps linked together and set up encampments stretching several tens of li from east to west, relying on sand mounds, and the pitched battles went against Cao Cao. The Annals of Emperor Wu record that at this time Cao Cao's troops numbered fewer than 10,000 and two or three in ten were wounded. When Yuan Shao built tall towers and earthen hills and shot arrows into Cao Cao's camp, everyone moved about covered with shields; Cao Cao destroyed all the towers with stone-throwing carts, which Yuan Shao's men called the Pili Che, the thunderclap carts. When Yuan Shao dug tunnels, Cao Cao blocked them by digging a long trench on the inside. Records, Wei 6 §51–52Records, Wei 1 §64

When provisions ran short, Cao Cao wrote to Xun Yu to discuss returning to Xu. Xun Yu dissuaded him, saying that Yuan Shao had gathered his whole army at Guandu to settle victory and defeat, so this was the great turning point of the realm, and that having held his ground for half a year with troops one tenth the enemy's, as if behind a line drawn on the earth, there was sure to be a change. Using Xun You's plan, Cao Cao had Xu Huang and Shi Huan attack several thousand of Yuan Shao's grain wagons and burn them all. Meanwhile Liu Bei, who had been helping Liu Pi of Runan, who had risen in support of Yuan Shao, was defeated by Cao Ren, and Sun Ce, who meant to raid Xu, was killed before he could set out. Records, Wei 1 §64–68Records, Wei 10 §31–32

In the 10th month of winter Yuan Shao had Chunyu Qiong and four others escort grain wagons with more than 10,000 men, and Chunyu Qiong camped at Wuchao, 40 li from Yuan Shao's camp. Ju Shou advised sending Jiang Qi to set up a separate detachment outside, but Yuan Shao did not listen. Yuan Shao's strategist Xu You fled over and urged an attack on Chunyu Qiong and the others; the Annals of Emperor Wu say this was because he was greedy for wealth and Yuan Shao could not satisfy him, while Xun Yu's biography says it was in anger after Shen Pei arrested his wife and children over his family's lawbreaking. Those around Cao Cao were doubtful, but when Xun You and Jia Xu urged him on, Cao Cao left Cao Hong to guard the camp (Xun You's biography says Xun You and Cao Hong) and personally set out at night with 5,000 infantry and cavalry. Records, Wei 1 §68–69Records, Wei 6 §53Records, Wei 10 §32

Around daybreak Cao Cao reached Wuchao and attacked the camp. When told that cavalry sent by Yuan Shao were approaching, Cao Cao said, "Report to me when the enemy is at our backs," and the soldiers fought to the death and beheaded Chunyu Qiong and the others. Yue Jin's biography records that Yue Jin fought hard and beheaded Chunyu Qiong. In Zhang He's biography, Zhang He proposed rescuing Chunyu Qiong but Guo Tu proposed attacking the main camp, and Yuan Shao sent only light cavalry to rescue Chunyu Qiong and attacked Cao Cao's camp with his main army, but could not take it. The Annals of Emperor Wu record that Yuan Shao told Yuan Tan that if they seized the camp in the meantime, the enemy would have nowhere to return to, and had Zhang He and Gao Lan attack Cao Hong. Records, Wei 1 §69–70Records, Wei 17 §21 · 42–43

On hearing that Chunyu Qiong had been defeated, Zhang He and the others came and surrendered, and Yuan Shao's army collapsed. Zhang He's biography says that Guo Tu slandered Zhang He, who came over out of fear, and Xun You's biography records that Zhang He and Gao Lan burned their siege towers and surrendered. Yuan Shao and Yuan Tan abandoned their troops and crossed the Yellow River, and the Biography of Yuan Shao records that the rest of his followers, who surrendered falsely, were all buried alive in pits. Cao Cao took the baggage, documents and treasures, captured Yuan Shao's followers, and burned all the letters from people in Xu and in his own army that turned up among Yuan Shao's papers. Jia Xu's biography records that at Jia Xu's urging Cao Cao combined his forces, went out, and surrounded and broke Yuan Shao's encampments, which stretched over 30-odd li. Records, Wei 1 §70–71Records, Wei 17 §44Records, Wei 10 §60 · 80–81Records, Wei 6 §54

After the battle many in the commanderies of Ji Province surrendered with their cities. Yuan Shao returned and, saying, "Because I did not use Tian Feng's words, I have become a laughingstock," killed Tian Feng, who had been in confinement; he attacked and pacified the cities that had rebelled, but fell ill after the defeat and died of grief in the 7th year of Jian'an (202). Ju Shou, who had been captured, was treated generously by Cao Cao but was killed when he tried to return to the Yuan family. The Annals of Emperor Wu record that in the time of Emperor Huan, Yin Kui had said that in fifty years a True Man would arise between Liang and Pei, and that at this point exactly fifty years had passed; with Cao Cao's defeat of Yuan Shao, no one in the realm could stand against him. Records, Wei 1 §71–72Records, Wei 6 §54 · 56–58

In the Romance

The Romance opens the fight in Chapter 25 with Yuan Shao, who has imprisoned the remonstrating Tian Feng, sending Yan Liang as vanguard to attack Baima, and Guan Yu beheading Yan Liang. In Chapter 26, Wen Chou, who has crossed the Yellow River after Yuan Shao rejected Ju Shou's advice to stay at Yanjin and send part of the troops to Guandu, also falls to Guan Yu's blade, and Yuan Shao sets up camp at Guandu. At the end of Chapter 29, Yuan Shao, enraged by the report that Sun Quan, who has succeeded to power, has allied with Cao Cao, raises more than 700,000 men and horses from four provinces and comes again to attack Xuchang. Romance, Ch. 25 §38–39 · 47Romance, Ch. 26 §2–3 · 6 · 12 · 14Romance, Ch. 29 §50–51

In Chapter 30, Yuan Shao is about to behead Tian Feng, who has sent up a letter from prison, but stops when the officials intercede, has Ju Shou, who urges holding defensively and slowly, chained and confined within the army, and with a great army of 700,000 pitches camps stretching over 90-odd li. In the first fight Cao Cao's troops are badly beaten by the crossbows and bows Shen Pei has placed in ambush and fall back to Guandu, and Yuan Shao builds more than fifty earthen hills and shoots arrows from towers. Following Liu Ye's advice, Cao Cao builds stone-throwing carts to destroy them, and blocks the tunnels with a long trench around his camp. Romance, Ch. 30 §1–3 · 5–13

Holding out from the 8th month to the end of the 9th, Cao Cao runs out of provisions and asks Xun Yu in Xuchang whether to withdraw, and on receiving Xun Yu's reply he orders his men to defend to the death. When Xu Huang and Shi Huan burn Han Meng's grain wagons, Yuan Shao sends Shen Pei, who urges guarding Wuchao with a large army, back to Yedu to supervise the provisions, and gives the wine-loving Chunyu Qiong 20,000 men to guard Wuchao. Romance, Ch. 30 §14–21

The strategist Xu You, who has got hold of Cao Cao's letter pressing for grain, proposes a surprise attack on Xuchang, but Yuan Shao takes it for a ruse to lure him, and on seeing Shen Pei's letter saying that he has imprisoned Xu You's sons and nephews, he drives Xu You away. When Xu You comes to him, Cao Cao runs out barefoot to greet him, repeatedly lies about how much grain he has left, is startled when Xu You produces his own letter, and then obtains the plan to burn the grain at Wuchao. Romance, Ch. 30 §21–24 · 27–32

Flying Yuan Shao's banners and pretending to be Jiang Qi's troops, Cao Cao reaches Wuchao with 5,000 men and sets fires, and when told that a relief force is coming from behind, he shouts, "Only when the enemy reaches our backs, turn and fight!" Chunyu Qiong is sent back with his ears, nose and fingers cut off. Yuan Shao, on Guo Tu's advice, has Zhang He and Gao Lan attack Cao Cao's main camp, and they are badly beaten; when they are to be called to account because of Guo Tu's slander, Gao Lan beheads the envoy and surrenders to Cao Cao together with Zhang He. Romance, Ch. 30 §33 · 35 · 39–43 · 46–49

When, on Xun You's plan, a rumor spreads that Cao Cao will attack Ye Commandery and Liyang, Yuan Shao sends Yuan Tan and Xin Ming off with 50,000 men each, and in the meantime he is routed by Cao Cao's troops, who charge in by eight routes. Yuan Shao, in a single robe and a soft headcloth, crosses the river with Yuan Shang and only some 800 riders, and the dead number more than 80,000. The captured Ju Shou is killed trying to steal a horse and return, and in Chapter 31 Tian Feng, when an envoy sent by Yuan Shao, who has listened to Feng Ji's slander, arrives with a sword, cuts his own throat in prison. Romance, Ch. 30 §52–55 · 57–58Romance, Ch. 31 §2–5

Where the Romance differs

Troop strength: In Chapters 29 and 30 of the Romance, Yuan Shao raises a great army of more than 700,000, then 700,000, and Cao Cao faces him with 70,000. In the Biography of Yuan Shao in the Records, Yuan Shao picked 100,000 elite troops and 10,000 cavalry, and the Annals of Emperor Wu give his followers as more than 100,000 and record that Cao Cao's troops numbered fewer than 10,000. Romance, Ch. 29 §51Romance, Ch. 30 §1 · 3Records, Wei 6 §49Records, Wei 1 §54 · 64

Who beheaded Wen Chou: In Chapter 26 of the Romance, Guan Yu beheads Wen Chou at Yanjin. In the Annals of Emperor Wu in the Records, Cao Cao let loose fewer than 600 cavalry and beheaded Wen Chou, and the man Guan Yu beheaded was Yan Liang at Baima. Romance, Ch. 26 §12Records, Wei 1 §61 · 63Records, Shu 6 §4

The stone-throwing carts: In Chapter 30 of the Romance, Liu Ye proposes the stone-throwing carts and the long trench. The Biography of Yuan Shao in the Records says only that Cao Cao built stone-throwing carts and dug a long trench, and Liu Ye's biography contains nothing about Guandu. Romance, Ch. 30 §11–13Records, Wei 6 §52Records, Wei 14 §82–109

Why Xu You left: In Chapter 30 of the Romance, Xu You urges a surprise attack on Xuchang but is not trusted, and is driven away by Yuan Shao because of the letter saying Shen Pei has imprisoned his sons and nephews. The Annals of Emperor Wu in the Records say it was because he was greedy for wealth and Yuan Shao could not satisfy him, and Xun Yu's biography says it was because Shen Pei arrested his wife and children. Romance, Ch. 30 §22–25Records, Wei 1 §69Records, Wei 10 §32

Chunyu Qiong's end: In Chapter 30 of the Romance, Chunyu Qiong is captured while drunk, returns with his ears, nose and fingers cut off, and is beheaded by Yuan Shao. In the Records, Cao Cao beheaded Chunyu Qiong and the others at Wuchao, and Yue Jin's biography records that Yue Jin took his head. Romance, Ch. 30 §39–41 · 47Records, Wei 1 §70Records, Wei 17 §21

Yuan Shao's retreat: In Chapter 30 of the Romance, Yuan Shao crosses the river with some 800 riders together with his young son Yuan Shang. In the Records, he abandoned his troops and crossed the Yellow River with his eldest son Yuan Tan, and the Biography of Yuan Shao records that he withdrew as a lone rider. Romance, Ch. 30 §54Records, Wei 1 §70Records, Wei 6 §54

Tian Feng's death: In Chapter 31 of the Romance, when Yuan Shao sends an envoy because of Feng Ji's slander, Tian Feng cuts his own throat in prison. In the Biography of Yuan Shao in the Records, Yuan Shao returned and killed him, saying that by not using Tian Feng's words he had become a laughingstock. Romance, Ch. 31 §3–5Records, Wei 6 §56–57

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsYuan Shao factionWei
CommandersFeng Ji, Ju Shou, Liu Bei, Shen Pei, Xu You(許攸), Xun Chen, Yuan Shao(袁紹), Chunyu Qiong, Zhang He, Gao Lan, Guo Tu, Yuan Tan, Yan Liang, Wen ChouCao Cao, Cao Hong, Cao Ren, Dong Zhao, Guan Yu, Jia Xu, Yue Jin, Shi Huan, Xiahou Yuan, Xu Chu, Xu Huang, Xun You, Yu Jin, Zhang Liao, Zhang Xiu(張繡)
Strength簡精卒十萬,騎萬匹時公兵不滿萬

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §70

Sub-events and Romance scenes (5)

Romance chapters (6)

Records volumes (10)