Battle

Battle of Fancheng 樊城之戰

About this event

The Battle of Fancheng was the fight in which Guan Yu surrounded and attacked Cao Ren at Fancheng in the 24th year of Jian'an (219). When Yu Jin's seven armies, sent by Cao Cao, were swamped by the Han River overflowing with the autumn rains, Yu Jin surrendered and Pang De was beheaded, and Guan Yu's might shook all of China. Cao Cao sent Xu Huang to relieve Fancheng while having Sun Quan strike Guan Yu from behind, and when Xu Huang broke Guan Yu's siege in the winter, Guan Yu withdrew. Meanwhile Sun Quan took Jiangling, and the fighting carried on into Lü Meng's invasion of Jing Province. Records, Shu 6 §10–12Records, Wei 1 §168–170Records, Wei 17 §38

Chen Shou recorded this battle in scattered places, including the Biographies of Guan Yu, Zhang Fei, Ma Chao, Huang Zhong and Zhao Yun (Records of Shu 6), the Annals of Emperor Wu (Records of Wei 1), Records of Wei 9 (Biographies of the Xiahou and Cao Clans), 17 (Biographies of Zhang Liao, Yue Jin, Yu Jin, Zhang He and Xu Huang), 18 (Biographies of Li Dian, Li Tong, Zang Ba, Wen Pin, Lü Qian, Xu Chu, Dian Wei, Pang De, Pang Yu and Yan Wen), 23 (Biographies of He Qia, Chang Lin, Yang Jun, Du Xi, Zhao Yan and Pei Qian) and 26 (Biographies of Man Chong, Tian Yu, Qian Zhao and Guo Huai), and the Biography of the Lord of Wu (Records of Wu 2). The Romance begins at the end of Chapter 73, "Yunchang Storms and Takes Xiangyang Commandery," and, by way of Chapters 74 and 75, depicts this battle through Chapter 76, "Xu Gongming Fights a Great Battle on the Mian River." Records, Shu 6 §10–12Records, Wei 1 §168–170Records, Wei 9 §40Records, Wei 17 §38 · 65–68Records, Wei 18 §71–74Records, Wei 23 §58–60Records, Wei 26 §6–8Records, Wu 2 §26–27Romance, Ch. 73 §33–52Romance, Ch. 76 §7–24

Course of events in the Records

In the winter of the 23rd year of Jian'an (218), Cao Ren, who had been garrisoned at Fancheng to attack Guan Yu, surrounded Hou Yin, who had rebelled at Wan, and in the 1st month of the 24th year he massacred Wan. Pang De too attacked Wan together with Cao Ren and then garrisoned Fan to the south. In the autumn of the 24th year Liu Bei, King of Hanzhong, made Guan Yu General of the Front, and that year Guan Yu led his host to attack Cao Ren at Fan. The Biographies of Man Chong, Tian Yu, Qian Zhao and Guo Huai say that when Guan Yu surrounded Xiangyang, Man Chong helped Cao Ren hold Fancheng against him, and the Biography of Xu Huang records that Guan Yu also surrounded General Lü Chang at Xiangyang. Records, Wei 1 §164–165Records, Wei 18 §71Records, Shu 2 §40Records, Shu 6 §10Records, Wei 26 §6Records, Wei 17 §65

In the 7th month Cao Cao sent Yu Jin to help Cao Ren. In the 8th month heavy rains made the Han River overflow until even the flat land stood under several zhang of water, and the seven armies under Yu Jin were all submerged. Yu Jin climbed to high ground with his generals but had nowhere to escape, and when Guan Yu attacked in large boats he surrendered. Cao Cao, who was at Chang'an, lamented that he had known Yu Jin for thirty years yet never imagined that in a crisis he would fall short of Pang De. The Biography of the Lord of Wu records that Guan Yu with his naval forces captured 30,000 foot and horse, including Yu Jin, and sent them to Jiangling. Records, Wei 1 §168Records, Wei 17 §38Records, Wu 2 §26

When the generals below Fancheng suspected Pang De because his elder brother was in Hanzhong, Pang De said that if he did not kill Guan Yu this year, Guan Yu would kill him, and in combat he shot Guan Yu in the forehead. Pang De, who had been garrisoned 10 li north of Fancheng, climbed onto the dike to escape the water and fought from dawn until past midday, beheading Dong Heng and Dong Chao, who wanted to surrender. He tried to return to Cao Ren's camp in a small boat, but the boat capsized and he was captured by Guan Yu; he stood without kneeling and berated Guan Yu until he was killed. Records, Wei 18 §71–74

Cao Ren held the city with several thousand men and horses, but only a few boards' height of the walls remained above water; Guan Yu surrounded the city several layers deep with boats, cutting it off inside and out, and the food was running out. As the walls collapsed here and there, some proposed fleeing by boat at night, but Man Chong stopped them, saying that water coming down from the mountains would not last long and that if they fled now, the land south of the great river would no longer belong to the state. Guan Yu's might was such that the bandits of Liang, Jia and Luhun accepted his seals and titles, and Cao Cao discussed moving the capital from Xu to avoid his spearhead. Records, Wei 9 §40Records, Wei 26 §6–8Records, Shu 6 §10–11

Sima Yi and Jiang Ji said that Sun Quan would not want Guan Yu to achieve his ambitions, so they should promise to cede the lands south of the Yangtze to Sun Quan and have him follow on Guan Yu's heels. When Sun Quan sent a letter offering to prove himself by attacking Guan Yu, Cao Cao, wishing to have the two hold each other at bay, had Cao Ren shoot the letter with a crossbow to show it to Guan Yu. The Biography of Dong Zhao records that Sun Quan asked for the matter to be kept secret but Dong Zhao proposed leaking it, and that when Xu Huang shot the letter into the besieged city and into Guan Yu's camp, the morale inside the city rose a hundredfold and Guan Yu hesitated. Records, Shu 6 §11Records, Wu 2 §26–27Records, Wei 14 §67–69

Xu Huang, sent by Cao Cao, had mostly new recruits under him, so he stayed at Yangling Embankment and waited for the troops of Xu Shang, Lü Jian and others. Zhao Yan kept in touch with Cao Ren by letters tied to arrows and urged waiting for the relief army. At Yancheng Xu Huang pretended to dig a great trench, making Guan Yu's troops withdraw, and when the twelve camps sent by Cao Cao had joined him, he spread word that he would attack the camp at the head of the siege lines and secretly attacked Sizhong. Xu Huang defeated Guan Yu, who came out with 5,000 foot and horse, crossed ten layers of trenches and abatis into the siege lines, and some of the enemy threw themselves into the Mian River and died. Records, Wei 17 §65–67Records, Wei 23 §58–59

In the 10th month Cao Cao, who had returned to Luoyang, was about to set out in person against Guan Yu, but on Huan Jie's advice he stopped at Mobei. When Xu Huang defeated Guan Yu, the siege of Cao Ren was lifted, and Cao Cao went out 7 li to welcome Xu Huang, saying that keeping Fan and Xiangyang whole was the general's achievement. The Biography of Zhao Yan records that Guan Yu's boats, though he had withdrawn, still held the Mian River, but on hearing that Sun Quan had raided his baggage train he fled south, and that Zhao Yan stopped the pursuit, saying they should leave Guan Yu alive to be a bane to Sun Quan. Records, Wei 1 §170Records, Wei 22 §6–7Records, Wei 17 §67–68Records, Wei 23 §59–60

In the Romance

In Chapter 73 of the Romance, Guan Yu, on the order of the King of Hanzhong, has Mi Fang and the others who let fire break out in the camp flogged and sets them to guard Nan Commandery and Gong'an; he advances with Liao Hua as his vanguard, beheads Xiahou Cun and Zhai Yuan, and takes Xiangyang. When Guan Yu, having had beacon towers built along the river, attacks Fancheng, Cao Ren asks Cao Cao in Chang'an for help, and Cao Cao sends Yu Jin and Pang De. Romance, Ch. 73 §33–35 · 40–52

In Chapter 74 Pang De comes out carrying a coffin, fights Guan Yu for more than a hundred bouts and hits Guan Yu's left arm with an arrow, but Yu Jin, jealous of his achievement, sounds the gongs to recall the troops. When Yu Jin places the seven armies in the low ground of Zengkou Stream north of Fancheng, Guan Yu, as the rains continue in the 8th month, breaks open the outlets he had dammed in advance and submerges the seven armies. Yu Jin begs for his life and is imprisoned in Jing Province, while Pang De, captured by Zhou Cang, refuses to kneel and is beheaded. Cao Ren, heeding Man Chong, holds the city, and Guan Yu is hit in the right arm by a crossbow bolt at the north gate. Romance, Ch. 74 §1–9 · 14–20 · 24–43

In Chapter 75 Hua Tuo scrapes the poison from the bone of Guan Yu's arm while Guan Yu plays weiqi with Ma Liang. Cao Cao, about to move the capital, follows the advice of Sima Yi and Jiang Ji and has Sun Quan strike Guan Yu from behind, and gives Xu Huang 50,000 elite troops to garrison Yangling Slope. Meanwhile Lü Meng and Lu Xun prepare a surprise attack on Jing Province. Romance, Ch. 75 §3–8 · 12–15 · 17–25

In Chapter 76, by Dong Zhao's plan, Sun Quan's letter is shot into Fancheng, and Xu Huang takes the stockades at Yancheng and Sizhong. Guan Yu fights his old friend Xu Huang for more than eighty bouts but turns back because his right arm lacks strength, and when Cao Ren comes out of the city and attacks in concert, he crosses the Xiang River in flight and hears that Jing Province has been taken by Lü Meng. Cao Cao, touring the Sizhong stockade, praises Xu Huang, saying that in more than thirty years he had never driven like this into an enemy's encirclement, and makes him General Who Pacifies the South. Romance, Ch. 76 §5–10 · 13–19 · 23–24

Where the Romance differs

Why the seven armies were submerged: In Chapter 74 of the Romance, Guan Yu dams the outlets in advance and then breaks the dikes to submerge the seven armies. The biographies of Guan Yu and Yu Jin in the Records record that the Han River overflowed with heavy autumn rains and Yu Jin's seven armies were submerged. Romance, Ch. 74 §26–29Records, Shu 6 §10Records, Wei 17 §38

Pang De's arrow and his end: In Chapter 74 of the Romance, Pang De goes into battle carrying a coffin and hits Guan Yu in the left arm, and when his boat is overturned by a raft he is captured by Zhou Cang. In the Biography of Pang De in the Records, the place Pang De hit was Guan Yu's forehead, and when his boat capsized he clung alone to the boat until he was captured by Guan Yu. Nothing is recorded about carrying a coffin. Romance, Ch. 74 §7 · 19 · 33–34Records, Wei 18 §71–74

Yu Jin's troops: In Chapter 74 of the Romance, the seven armies all die in the water and only those who can swim surrender. The Biography of the Lord of Wu in the Records records that Guan Yu captured 30,000 foot and horse, including Yu Jin, and sent them to Jiangling. Romance, Ch. 74 §34Records, Wu 2 §26

The scraping of the bone: In Chapter 75 of the Romance, Hua Tuo treats the right arm that was struck by a poisoned crossbow bolt at Fancheng. The Biography of Guan Yu in the Records gives no date and records that a stray arrow pierced his left arm, that because it ached whenever it rained even after the wound healed a physician scraped the bone, and that Guan Yu stayed calm, eating and drinking with his generals. The physician's name is not given. Romance, Ch. 75 §3–8Records, Shu 6 §9

Xu Huang's troops: In Chapter 75 of the Romance, Xu Huang leads 50,000 elite troops. In the Biography of Xu Huang in the Records, Xu Huang's troops were mostly new recruits, so he waited for reinforcements at Yangling Embankment and advanced only after Cao Cao had sent twelve more camps. Romance, Ch. 75 §15Records, Wei 17 §65–66

Guan Yu's withdrawal: In Chapter 76 of the Romance, after fighting Xu Huang, Guan Yu is attacked in concert by Cao Ren and hears of the fall of Jing Province while crossing the Xiang River in flight. In the Biography of Zhao Yan in the Records, even after his defeat by Xu Huang, Guan Yu's boats held the Mian River, and he went back south on hearing that Sun Quan had raided his baggage train. Romance, Ch. 76 §18–19Records, Wei 23 §59

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsWeiShu
CommandersCao Cao, Cao Ren, Man Chong, Pang De, Xu Huang, Yu Jin, Lü Chang, Xu Shang, Lü JianGuan Yu
Strength仁人馬數千人守城
Casualties羽以舟兵盡生虜禁等步騎三萬送江陵

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §170

Sub-events and Romance scenes (4)

Romance chapters (4)

Records volumes (13)