Battle

Zhuge Liang's Southern Campaign 諸葛亮南征

About this event

Zhuge Liang's Southern Campaign was the expedition of 225 (the 3rd year of Jianxing) in which Chancellor Zhuge Liang personally led troops to put down the rebellion of the four commanderies of Nanzhong. After Liu Bei's death, Yong Kai, head of a powerful clan of Yizhou Commandery, Gao Ding, a tribal king of Yuexi, and Zhu Bao, Administrator of Zangke, rebelled one after another. Zhuge Liang set out in the 3rd month of spring, crossed the Lu River in the 5th month, and that autumn, having pacified the whole south, reorganized the commanderies—renaming Yizhou Commandery as Jianning Commandery, among other changes—and returned to Chengdu in the 12th month. Records, Shu 3 §4 · 6Records, Shu 5 §24 · 29

Chapters 87–91 of the Romance portray this campaign as the story of capturing the Man king Meng Huo seven times and releasing him seven times until he submitted in his heart. Chen Shou's main text records only the outcome of the pacification and the merits of Li Hui, Lü Kai, Ma Zhong and others; Meng Huo does not appear. Romance, Ch. 87 §2Romance, Ch. 90 §61Records, Shu 5 §24Records, Shu 13 §15–17

Course of events in the Records

According to the Biography of the Later Sovereign in Records of Shu 3, in the summer of the 1st year of Jianxing Zhu Bao, Administrator of Zangke, rose in rebellion with his commandery. Before that, Yong Kai, head of a powerful clan of Yizhou Commandery, had rebelled, sent the Administrator Zhang Yi (張裔) off to Wu and seized the commandery, and Gao Ding, a tribal king of Yuexi, had also turned against Shu. Because the realm had just suffered a great bereavement, Zhuge Liang did not send troops at once but first dispatched an envoy to Wu to make peace. Records, Shu 3 §4Records, Shu 11 §21–22Records, Shu 5 §23

When Li Yan wrote Yong Kai six sheets of letters explaining where his interests lay, Yong Kai answered with a single sheet: "I have heard that there are not two suns in the sky nor two kings on earth, yet now there are three calendars." He submitted to Wu and was appointed Administrator of Yongchang from afar. Lü Kai, Officer of the Five Bureaus of Yongchang Commandery, and Wang Kang, the commandery's Assistant, closed the borders and held off Yong Kai, and Lü Kai answered Yong Kai's proclamation with a rebuke. The Wu records also tell how Shi Xie induced Yong Kai to attach himself to distant Wu and how Bu Zhi accepted him. Records, Shu 13 §20–26Records, Wu 4 §44Records, Wu 7 §72

Wang Lian earnestly argued that the south was a barren land and a home of pestilence, and that the man on whom the whole state relied should not personally run such risks. Zhuge Liang, believing that none of his generals was as capable as himself, wanted to go, yet hesitated for a long time; just then Wang Lian died. In the 3rd month of spring in the 3rd year of Jianxing Zhuge Liang set out on his southern campaign, and Xiang Lang stayed behind to take charge of affairs. Zhuge Liang later wrote of this time in his Memorial on Dispatching the Troops that "in the 5th month I crossed the Lu and went deep into the barren lands." Records, Shu 11 §11 · 13Records, Shu 3 §6Records, Shu 5 §29

According to Li Hui's biography, Zhuge Liang advanced first toward Yuexi while Li Hui headed for Jianning. The counties banded together in force and surrounded Li Hui's army at Kunming; with few troops and no news of Zhuge Liang, Li Hui deceived the southerners by saying that the government army's provisions had run out and it meant to withdraw, and that he, a man of their own homeland, would join them. When the southerners believed him and slackened the siege, Li Hui sallied out, routed them, and pursued them as far as the Pan River, linking up with Zangke and joining forces with Zhuge Liang. Lü Kai's biography records that by the time Zhuge Liang set out to attack Yong Kai, Yong Kai had already been killed by Gao Ding's retainers. Records, Shu 13 §15–16 · 27

The Biography of the Later Sovereign records that the four commanderies were all pacified that year: Yizhou Commandery was renamed Jianning Commandery, Yunnan Commandery was created out of Jianning and Yongchang, and Xinggu Commandery out of Jianning and Zangke, and in the 12th month Zhuge Liang returned to Chengdu. Zhuge Liang's biography says that all was pacified by autumn and that the military supplies produced there made the state rich. On reaching the south, Zhuge Liang commended the loyalty of Lü Kai and Wang Kang, making Lü Kai Administrator of Yunnan and Wang Kang Administrator of Yongchang, and made Ma Zhong Administrator of Zangke to set things in order after Zhu Bao's rebellion. Li Hui, whose merit was greatest, was enfeoffed as Marquis of Hanxing Village. Records, Shu 3 §6Records, Shu 5 §24Records, Shu 13 §27 · 30 · 17

Even after the pacification the south was not quiet. When the army withdrew, the southern tribes rebelled again and killed the commanders left in charge; Li Hui attacked them in person, moved their chieftains to Chengdu and made them pay oxen, horses, gold, silver, rhinoceros hides and the like as military supplies. The biography of Zhang Ni says that after Zhuge Liang attacked Gao Ding the tribes of Yuexi often rebelled and killed their administrators, and Lü Kai, too, was killed by rebel tribesmen while Administrator of Yunnan. Gong Lu, Administrator of Yuexi, who accompanied the campaign, and Wang Shi, who was on his way to become Administrator of Yizhou, were also killed by the tribesmen. Records, Shu 13 §17 · 49 · 27Records, Shu 15 §72–73

In the Romance

In Chapter 87 of the Romance, in the 3rd year of Jianxing the Man king Meng Huo invaded with 100,000 Man troops, and Yong Kai, Administrator of Jianning, Zhu Bao, Administrator of Zangke, and Gao Ding, Administrator of Yuexi, sided with him and attacked Yongchang. Zhuge Liang rejected Wang Lian's remonstrance and set out with Zhao Yun and Wei Yan as his chief generals; he sowed discord between Yong Kai and Gao Ding, so that Gao Ding killed Yong Kai and Zhu Bao and surrendered. At Yongchang he obtained Lü Kai's map, and from Ma Su, who came to encourage the troops, he heard that attacking the heart is the best course. Romance, Ch. 87 §2–31

After that Zhuge Liang captured Meng Huo seven times and released him seven times. The first capture came through a lure by Wang Ping and Wei Yan; then Meng Huo, chased by Ma Dai after Ma Dai had crossed the Lu River, was bound and handed over by Dongtuna and others; and the third capture came when Zhuge Liang saw through the false surrender of Meng Huo's younger brother Meng You. The fourth came when he lured Meng Huo into an empty camp on the Xi'er River, and the fifth when, after being blocked by poison springs, he reached the Tulong Cave with the help of Meng Jie and Meng Huo was bound and handed over by Yang Feng (楊鋒). The sixth came after he overcame the wild beasts of Lady Zhurong and King Mulu and saw through the false surrender of the Dailai Cave Chief, and the seventh when he burned the rattan-armored troops of Wutugu of the kingdom of Wuge in Panshe Valley. Romance, Ch. 87 §45–54Romance, Ch. 88 §15–38Romance, Ch. 89 §1–53Romance, Ch. 90 §12–60

Meng Huo at last bared his shoulders and submitted, vowing never to rebel again, and Zhuge Liang made him cave chief in perpetuity and returned the land he had taken. When Fei Yi asked why he did not install officials, Zhuge Liang cited three difficulties: troops would have to be left behind, resentment would remain, and the two sides would not trust each other. In Chapter 91, on the way back in the 9th month, when a wind rose on the Lu River, he offered sacrifice with mantou, dumplings shaped from flour, in place of human heads and so crossed; at Yongchang he left Wang Kang and Lü Kai in charge of the four commanderies, then returned to Chengdu, where the Later Sovereign came out to meet him. Romance, Ch. 90 §61–66Romance, Ch. 91 §1–11

Where the Romance differs

Meng Huo: The center of Chapters 87–90 of the Romance is the capture and release of Meng Huo seven times. Chen Shou's main text has neither Meng Huo's name nor the seven captures and releases, and names only Yong Kai, Gao Ding and Zhu Bao as leaders of the rebellion. Romance, Ch. 90 §61–63Records, Shu 3 §4Records, Shu 13 §15

The fates of Yong Kai, Gao Ding and Zhu Bao: In Chapter 87 of the Romance, Zhuge Liang's ploy to sow discord led Gao Ding to kill Yong Kai and Zhu Bao, surrender and become Administrator of Yizhou. Lü Kai's biography in the Records says that Yong Kai was killed by Gao Ding's retainers before Zhuge Liang arrived, and the biography of Zhang Ni records that Zhuge Liang attacked Gao Ding. Zhu Bao's death is not recorded in Chen Shou's main text. Romance, Ch. 87 §14–26Records, Shu 13 §27 · 49 · 30

The generals who fought: In the Romance the fighting is done by Zhao Yun, Wei Yan, Ma Dai, Wang Ping, Guan Suo and others. Those whose merits are recorded in Chen Shou's main text are Li Hui on the Jianning route, Lü Kai and Wang Kang, who defended Yongchang, and Ma Zhong, who took charge of Zangke. Guan Suo, Lady Zhurong, King Mulu, Wutugu and others do not appear in Chen Shou's main text. Romance, Ch. 87 §7Romance, Ch. 90 §12–52Records, Shu 13 §15–17 · 27 · 30

Wang Lian's remonstrance: In Chapter 87 of the Romance, Zhuge Liang ignored Wang Lian's remonstrance and set out at once. In the Records, Wang Lian's earnest pleas made Zhuge Liang hesitate for a long time, and the campaign took place only after Wang Lian died. Romance, Ch. 87 §5–7Records, Shu 11 §11

The south after the pacification: In Chapter 90 of the Romance, the people of the south called Zhuge Liang their loving father and swore never to rebel again. In the Records, rebellion broke out again as soon as the army withdrew and Li Hui attacked the rebels; revolts continued in Yuexi as well, and Lü Kai, Gong Lu and others were killed by the tribesmen. Romance, Ch. 90 §65Records, Shu 13 §17 · 49 · 27

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsShuNanman
CommandersLi Hui, Lü Kai, Zhuge Liang, Wang KangMeng Huo, Yong Kai, Gao Ding, Zhu Bao

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Shu 3 §6

Sub-events and Romance scenes (4)

Romance chapters (5)

Records volumes (7)