Rebels

Heishan Bandits 黑山

About this faction

The Heishan were a host based in the mountain valleys of Hebei at the end of the Eastern Han, which Chen Shou's main text also calls the Heishan bandits. When the Yellow Turbans rose, Zhang Yan (張燕) of Zhending in Changshan gathered young men into a band of brigands, joined forces with Zhang Niujiao of Boling, and took over his following when Zhang Niujiao died. The host spread through the mountain valleys of Changshan, Zhao, Zhongshan, Shangdang and Henei until it numbered a million, and it was called the Heishan. Records, Wei 8 §52–53Records, Wei 1 §19

The Heishan host fought Cao Cao and Yuan Shao and allied with Gongsun Zan, but after being defeated by Yuan Shao it gradually scattered, and in summer, the fourth month, of the 10th year of Jian'an (205), Zhang Yan surrendered to Cao Cao with a following of more than a hundred thousand. Records, Wei 1 §19–20 · 90Records, Wei 7 §7Records, Wei 8 §54

Chen Shou recorded this power in the biography of Zhang Yan in the Biographies of the Two Gongsuns, Tao and the Four Zhangs (Records of Wei 8). The Romance first gives Zhang Yan's name in Chapter 11, in the remark that Yuan Shao and Lü Bu defeated Zhang Yan at Changshan, and in Chapter 33 has Zhang Yan of the Heishan bandits surrender to Cao Cao with a hundred thousand troops. Records, Wei 8 §51–54Romance, Ch. 11 §34Romance, Ch. 33 §20

Rise and fall in the Records

Zhang Yan was a man of Zhending in Changshan whose original surname was Chu. When the Yellow Turbans rose, he gathered young men into a band of brigands, raiding as he moved among the mountains and marshes, and when he returned to Zhending his following numbered over ten thousand. Zhang Niujiao of Boling also raised a following, styled himself Attendant Officer Commanding Troops and joined Zhang Yan, and Zhang Yan made Zhang Niujiao leader and attacked Yingtao together with him. Struck by a stray arrow and about to die, Zhang Niujiao told the host that they must make Zhang Yan their leader, and when the host accepted Zhang Yan, he changed his surname to Zhang. Records, Wei 8 §52–53

Zhang Yan was fierce, bold and quicker than other men, so in the army he was called Flying Swallow. Afterwards his host gradually grew until the mountain valleys of Changshan, Zhao, Zhongshan, Shangdang and Henei were all linked together, and minor leaders such as Sun Qing and Wang Dang each brought their followers to join Zhang Yan, so that the host reached a million; it was called the Heishan. Emperor Ling could not subdue them, and the commanderies of Hebei suffered from them. Zhang Yan sent men to the capital to ask to surrender and was appointed General of the Household Who Pacifies Disorder. Records, Wei 8 §53–54

When Dong Zhuo moved the Emperor to Chang'an and armies rose one after another across the realm, Zhang Yan led his host to ally with the local strongmen. Yuan Shao's attendant officer Ju Shou told Yuan Shao that although the Heishan were running rampant, if he turned his army back to attack the Heishan, Zhang Yan could be destroyed. In the 2nd year of Chuping (191), when a host of more than a hundred thousand under Yu Du, Bai Rao, Sui Gu and other Heishan bandits raided Wei Commandery and Dong Commandery, Cao Cao entered Dong Commandery and defeated Bai Rao at Puyang, and on this account Yuan Shao made Cao Cao Administrator of Dong Commandery. In spring of the next year, when Yu Du and the others attacked Dongwuyang, Cao Cao went west into the mountains to attack their home base, forcing Yu Du to turn back, and intercepted and defeated Sui Gu. Records, Wei 8 §54Records, Wei 6 §45Records, Wei 1 §16 · 19–20

Yuan Shao, together with Lü Bu, attacked Zhang Yan at Changshan. Zhang Yan had more than ten thousand crack troops and several thousand cavalry, but Lü Bu, riding Red Hare, charged into the enemy lines with his close followers Cheng Lian, Wei Yue and others and broke Zhang Yan's army. In spring of the 4th year of Chuping (193), when Yuan Shu was stationed at Fengqiu, the remaining Heishan bandits aided him together with Yufuluo of the Xiongnu and others, but Cao Cao crushed Yuan Shu. Records, Wei 7 §7Records, Wei 1 §25

When Yuan Shao and Gongsun Zan were contending for Ji Province, Zhang Yan sent his general Du Chang and others to help Gongsun Zan fight Yuan Shao, but they were defeated by Yuan Shao and the host gradually scattered. In the 4th year of Jian'an (199), when Yuan Shao besieged Yijing, Gongsun Zan sent his son to ask the Heishan bandits for help, and when the relief force came, intending to attack Yuan Shao from inside and out, he sent his son a letter fixing the date the troops would arrive and agreeing to light fires as a signal. But Yuan Shao's scouts obtained the letter and lit fires on the appointed date; Gongsun Zan came out to fight, was crushed by an ambush and went back to holding his city, and when Yuan Shao closed in, toppling his towers by tunneling, he killed all his wives and children and then killed himself. Records, Wei 8 §54 · 18–20

When Cao Cao was about to pacify Ji Province, Zhang Yan sent an envoy asking to assist the royal army and was appointed General Who Pacifies the North. After Ye fell, Zhang Liao separately took Zhao Commandery and Changshan and accepted the surrender of the various bandits along the mountains and of Sun Qing and others of the Heishan. The Annals of Emperor Wu records that in summer, the fourth month, of the 10th year of Jian'an (205), Zhang Yan of the Heishan bandits surrendered with a following of more than a hundred thousand and was enfeoffed as a full marquis. Zhang Yan brought his host to Ye and was enfeoffed as Marquis of Anguo Village with a fief of 500 households; when Zhang Yan died his son Zhang Fang succeeded him, and when Zhang Fang died his son Zhang Rong succeeded. Records, Wei 8 §54Records, Wei 17 §6Records, Wei 1 §90

In his assessment in Records of Wei 8, Chen Shou said that whereas Gongsun Zan, Tao Qian and others held provinces and commanderies yet did not measure up even to common men, Zhang Yan, together with Zhang Xiu and Zhang Lu, abandoned banditry, joined the ranks of meritorious officials, escaped danger and destruction, and preserved the sacrifices of his ancestral temple, and so did better than they. The decree of the 18th year of Jian'an (213) appointing Cao Cao Duke of Wei also counted among his merits that the Heishan host had come to follow the proper course. Records, Wei 8 §71Records, Wei 1 §120–121 · 125

In the Romance

In Chapter 11, reporting Lü Bu's surprise attack on Yan Province, the Romance adds his background: after Yuan Shu turned him away, Yuan Shao took Lü Bu in and together they defeated Zhang Yan at Changshan, and Lü Bu, thinking he had achieved his aims, behaved arrogantly toward Yuan Shao's generals and soldiers. Romance, Ch. 11 §34

In Chapter 21, Gongsun Zan's defeat by Yuan Shao is related through Man Chong's report. Isolated, Gongsun Zan sent a letter to Xudu asking for help, but it was seized on the way; he then wrote to Zhang Yan, secretly arranging to raise fires as a signal and act together from inside and out, but the messenger carrying the letter was captured by Yuan Shao. Yuan Shao instead set fires outside the city to lure Gongsun Zan out; Gongsun Zan lost more than half his men and horses and held his city, and when Yuan Shao came in by tunnel and set fire beneath his tower, he killed his wives and children and hanged himself. Romance, Ch. 21 §22–24

In Chapter 33, when, after Yuan Tan's death, Zhang Yan of the Heishan bandits came to surrender with a hundred thousand troops, Cao Cao made him General Who Pacifies the North. On Guo Jia's advice Cao Cao had the surrendered generals of the Yuan clan attack You Province, while he had Li Dian and Yue Jin join Zhang Yan to attack Gao Gan in Bing Province; when Gao Gan blocked the pass at Huguan and the three generals could not take it, Cao Cao went in person and broke Gao Gan with a ruse of feigned surrender by Lü Kuang and Lü Xiang. Romance, Ch. 33 §20 · 22 · 26–28

In Chapter 34, Cao Cao left Cao Zhi and Cao Pi in Ye to build a terrace and had Zhang Yan guard the northern camp, then returned to Xudu with the troops of Yuan Shao he had acquired. Romance, Ch. 34 §3

Where the Romance differs

The rise of the Heishan: The Romance does not tell of Zhang Yan's origins, his joining with Zhang Niujiao, or how the name Heishan came about; his name first appears in Chapter 11 as the opponent defeated by Yuan Shao and Lü Bu. In the biography of Zhang Yan in the Records, Zhang Yan gathered a band of brigands when the Yellow Turbans rose and took over Zhang Niujiao's following, and his host reached a million and was called the Heishan. Romance, Ch. 11 §34Records, Wei 8 §52–53

Fighting with Cao Cao: The Romance has no fighting between the Heishan and Cao Cao. In the Annals of Emperor Wu in the Records, in the 2nd year of Chuping (191) and the following year, Yu Du, Bai Rao, Sui Gu and other Heishan bandits attacked Wei Commandery, Dong Commandery and Dongwuyang and were defeated by Cao Cao. Romance, Ch. 11 §34Romance, Ch. 33 §20Records, Wei 1 §19–20

The call for help at Yijing: In Chapter 21 of the Romance, Gongsun Zan writes directly to Zhang Yan arranging to act together from inside and out with fire as the signal, and the man carrying the letter is captured by Yuan Shao. In the biography of Gongsun Zan in the Records, Gongsun Zan sent his son to ask the Heishan bandits for help, and when the relief force came he sent his son a letter fixing a date and agreeing to light fires as a signal, but Yuan Shao's scouts obtained it. Romance, Ch. 21 §23Records, Wei 8 §18–20

Zhang Yan's surrender: In Chapter 33 of the Romance, after Yuan Tan's death, Zhang Yan comes to surrender with a hundred thousand troops and Cao Cao makes him General Who Pacifies the North. In the biography of Zhang Yan in the Records, Zhang Yan sent an envoy asking to assist the royal army when Cao Cao was about to pacify Ji Province and became General Who Pacifies the North, and on bringing his host to Ye he was enfeoffed as Marquis of Anguo Village; the Annals of Emperor Wu records that in the fourth month of the 10th year of Jian'an (205) he surrendered with a following of more than a hundred thousand and became a full marquis. Romance, Ch. 33 §20Records, Wei 8 §54Records, Wei 1 §90

The attack on Bing Province: In Chapter 33 of the Romance, Li Dian and Yue Jin join Zhang Yan to attack Gao Gan in Bing Province. In the Annals of Emperor Wu in the Records, when Gao Gan rebelled with Bing Province and held the pass at Huguan, Cao Cao sent Yue Jin and Li Dian to attack him, and Zhang Yan's name does not appear. Romance, Ch. 33 §22 · 26Records, Wei 1 §93

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

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  • Absorbed by: Wei (205) — 「黑山賊張燕率其衆十餘萬降」 · 「率眾詣鄴,封安國亭侯」(sgz-wei-08:s54)

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