Battle
Cao Cao's invasion of Xu Province 曹操攻徐州之戰
About this event
Cao Cao's invasion of Xu Province refers to Cao Cao's two campaigns against Tao Qian, Governor of Xu Province, in the autumn of the 4th year of Chuping (193) and the summer of the 1st year of Xingping (194). In the first campaign Cao Cao took more than ten cities and fought a great battle at Pengcheng, and the biography of Tao Qian records that the dead numbered in the tens of thousands, so that the Si River ceased to flow. In the second campaign he overran the counties of Langya and Donghai, and the Annals of Emperor Wu record that he slaughtered many people wherever he passed. When Zhang Miao and Chen Gong rebelled and brought in Lü Bu, Cao Cao turned his army back, and when Tao Qian died of illness that year, Liu Bei took his place. Records, Wei 1 §26 · 28–29 · 32Records, Wei 8 §27–28
Chen Shou recorded this campaign in the Annals of Emperor Wu (Records of Wei 1) and in the biography of Tao Qian in the Biographies of the Two Gongsuns, Tao and the Four Zhangs (Records of Wei 8), and also divided it among the Biography of the First Sovereign (Records of Shu 2) and the passages on Cao Ren and Zhu Ling in Records of Wei 9 and 17. The Romance depicts it in Chapter 10, "Ma Teng Raises a Loyalist Army for the Royal House; Cao Cao Mobilizes to Avenge His Father," and in Chapter 11. Records, Wei 1 §26–29Records, Wei 8 §27–28Records, Shu 2 §8–9Records, Wei 9 §30–31Records, Wei 17 §72Romance, Ch. 10 §33–40Romance, Ch. 11 §19–37
Course of events in the Records
During Dong Zhuo's disorder, Tao Qian sent tribute to Chang'an and became General Who Pacifies the East and Governor of Xu Province. The biography of Tao Qian records that at this time Xu Province had a large population and abundant grain, but Tao Qian turned from the right way and acted on his own feelings, distancing the loyal and upright Zhao Yu and favoring slanderers such as Cao Hong (曹宏). In the 4th year of Chuping (193), when Que Xuan of Xiapi gathered several thousand followers and proclaimed himself Son of Heaven, Tao Qian raised troops with him, seized Hua and Fei in Taishan and plundered Rencheng, and later killed Que Xuan and absorbed his followers. Records, Wei 8 §25–26Records, Wei 1 §26
That autumn Cao Cao campaigned against Tao Qian and took more than ten cities. In the Xu Province campaign Cao Ren always led the cavalry as the vanguard, separately defeated Tao Qian's general Lü You and rejoined the main army at Pengcheng, and Zhu Ling, sent by Yuan Shao, also commanded three camps in support of Cao Cao and won merit. According to the biography of Tao Qian, in the great battle at Pengcheng Tao Qian's troops were defeated and fled, and the dead numbered in the tens of thousands, so that the Si River ceased to flow because of them; the Annals of Emperor Wu record that Tao Qian held his city and did not dare come out. Short of provisions, Cao Cao led his army back. Records, Wei 1 §26Records, Wei 9 §30Records, Wei 17 §72Records, Wei 8 §27
When Cao Cao attacked Xu Province, Tao Qian sent envoys to report the emergency to Tian Kai of Qing Province, and Tian Kai and Liu Bei came together to the rescue. Liu Bei had more than a thousand soldiers of his own, Wuhuan and other non-Han cavalry from You Province, and several thousand starving people, and when Tao Qian added four thousand Danyang soldiers to his force, he left Tian Kai and attached himself to Tao Qian. Tao Qian petitioned to make Liu Bei Inspector of Yu Province, and Liu Bei was stationed at Xiaopei. Records, Shu 2 §8–9
In the spring of the 1st year of Xingping (194) Cao Cao returned from Xu Province. The Annals of Emperor Wu record that Cao Cao's father Cao Song had taken refuge in Langya during Dong Zhuo's disorder and been killed by Tao Qian, so Cao Cao was set on attacking eastward to take revenge. In the summer Cao Cao had Xun Yu and Cheng Yu guard Juancheng, attacked Tao Qian again, took five cities and overran territory as far as Donghai. On the way back, Tao Qian's general Cao Bao and Liu Bei blocked him east of Tan, but Cao Cao defeated them and took Xiangben, slaughtering many people wherever he passed. Cao Ren went along in the attacks on Fei, Hua, Jimo and Kaiyang, and with his cavalry defeated the detached generals Tao Qian sent to rescue the counties. Tao Qian, frightened, wanted to flee to Danyang. Records, Wei 1 §28Records, Wei 9 §31Records, Wei 8 §28
While Cao Cao was in Xu Province, Zhang Miao's younger brother Zhang Chao plotted rebellion with Chen Gong, Xu Si and Wang Kai. Cao Cao had at first had Chen Gong stay in Dong Commandery with troops, but Chen Gong persuaded Zhang Miao to use his forces to bring in Lü Bu, make him Governor of Yan Province and take Puyang. The commanderies and counties all responded, and with only Juancheng, Dong'e and Fan County remaining, Cao Cao led his army back. Records, Wei 7 §12–13Records, Wei 1 §29
That year Tao Qian died of illness. When his illness became critical, Tao Qian told his Attendant Officer with Separate Carriage, Mi Zhu, that no one but Liu Bei could secure the province, and Mi Zhu led the people of the province to welcome Liu Bei. The following year, when Cao Cao wanted to take Xu Province again, Xun Yu dissuaded him, saying that since severe punishment had actually been carried out when he attacked Xu Province before, its sons and younger brothers would remember the shame of their fathers and elder brothers and every man would defend himself, and Cao Cao gave up the idea. Records, Wei 8 §28Records, Wei 1 §32Records, Shu 2 §9Records, Wei 10 §9 · 11–12
In the Romance
The Romance begins in Chapter 10 with Cao Cao sending Ying Shao, the Administrator of Taishan, to bring back his father Cao Song, who was living in retirement in Langya. Wishing to befriend Cao Cao, Tao Qian of Xu Province entertained Cao Song for two days and had the commandant Zhang Kai escort him with five hundred soldiers, but Zhang Kai, a former Yellow Turban, coveted the wealth, killed Cao Song's family at a temple where they were sheltering from the rain, and fled to Huainan. Romance, Ch. 10 §27–31
Weeping bitterly, Cao Cao vowed to sweep Xu Province clean; he had Xun Yu and Cheng Yu guard Juancheng, Fan County and Dong'e, made Xiahou Dun, Yu Jin and Dian Wei his vanguard, and ordered that whenever a city was taken its people should all be slaughtered. Chen Gong, Attendant Officer of Dong Commandery and a close friend of Tao Qian, came to dissuade him, saying it was not Tao Qian's fault, but Cao Cao would not listen, and Chen Gong went to Zhang Miao. Cao Cao's troops massacred the people and dug up tombs wherever they went, and Cao Cao, coming out in white mourning clothes, reviled Tao Qian when he apologized. Romance, Ch. 10 §33–39
In Chapter 11, on Mi Zhu's advice, Tao Qian asked Kong Rong of Beihai and Tian Kai of Qing Province for help; Liu Bei, at Kong Rong's request, borrowed Zhao Yun and troops from Gongsun Zan, defeated Yu Jin together with Zhang Fei, and entered the city of Xuzhou. Tao Qian tried to hand over to him the seal of Xu Province, but Liu Bei declined, and Cao Cao flew into a rage on receiving Liu Bei's letter urging peace. Romance, Ch. 11 §1–3 · 19–33
Just then came news that Lü Bu had attacked Yan Province and taken Puyang. Alarmed, Cao Cao said that if he lost Yan Province he would have no home to return to, and on Guo Jia's advice he wrote a reply to Liu Bei, as if doing him a favor, and withdrew. Tao Qian again offered to yield Xu Province, but Liu Bei would not accept it and stayed at Xiaopei; in Chapter 12, when his illness became grave, Tao Qian entrusted Xu Province to Liu Bei and breathed his last. Romance, Ch. 11 §34–42Romance, Ch. 12 §16–20
Where the Romance differs
Cao Song's death: In Chapter 10 of the Romance, Cao Song was killed out of greed for his wealth by the commandant Zhang Kai, to whom Tao Qian had entrusted his escort, and Tao Qian had entertained him lavishly. The Annals of Emperor Wu in the Records record that Cao Song took refuge in Langya and was killed by Tao Qian. Romance, Ch. 10 §28–31Records, Wei 1 §28
Two campaigns: In Chapters 10 and 11 of the Romance, Cao Cao's expedition against Xu Province took place only once. In the Records, in the first campaign in the autumn of the 4th year of Chuping (193) he took more than ten cities and won a great victory at Pengcheng before returning for lack of provisions, and in the summer of the 1st year of Xingping (194) he invaded again. Romance, Ch. 10 §33–34Romance, Ch. 11 §37Records, Wei 1 §26 · 28Records, Wei 8 §27
Chen Gong: In Chapter 10 of the Romance, Chen Gong, Attendant Officer of Dong Commandery, came to Cao Cao to plead for Tao Qian, was refused, and went to Zhang Miao. In the Records, Chen Gong was a commander whom Cao Cao had left in Dong Commandery with troops; he plotted rebellion with Zhang Chao, Xu Si and Wang Kai, and persuaded Zhang Miao to bring in Lü Bu. Romance, Ch. 10 §34–36Records, Wei 7 §12–13
Liu Bei's rescue: In Chapter 11 of the Romance, Liu Bei, at Kong Rong's request, borrowed Zhao Yun and troops from Gongsun Zan, defeated Yu Jin and entered the city of Xuzhou. In the Biography of the First Sovereign in the Records, Liu Bei went to the rescue together with Tian Kai, to whom Tao Qian had reported the emergency, and when Tao Qian added four thousand Danyang soldiers to his force, he left Tian Kai and attached himself to Tao Qian. The Annals of Emperor Wu record that Liu Bei, together with Cao Bao, blocked Cao Cao east of Tan and was defeated. Romance, Ch. 11 §20–28Records, Shu 2 §8Records, Wei 1 §28
Why he withdrew: In Chapter 11 of the Romance, on hearing of Lü Bu's attack on Yan Province, Cao Cao followed Guo Jia's advice and withdrew, as if doing Liu Bei a favor. In the Records, he returned from the first campaign for lack of provisions, and from the second when Zhang Miao and Chen Gong brought in Lü Bu. Romance, Ch. 11 §34–37Records, Wei 8 §27Records, Wei 1 §29
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Belligerents
| Item | A | B |
|---|---|---|
| Factions | Wei | Tao Qian faction |
| Commanders | Cao Cao, Cao Ren, Zhu Ling | Liu Bei, Tao Qian, Cao Bao, Tian Kai |
| Strength | 先主自有兵千餘人…謙以丹楊兵四千益先主 | |
| Casualties | 謙兵敗走,死者萬數,泗水爲之不流 |
Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §26