Warlord

Tao Qian faction 陶謙

Also known as: 陶謙勢力

About this faction

This faction was a warlord power that Tao Qian built at the end of the Eastern Han with Xu Province as his base. Tao Qian, who became Inspector of Xu Province and defeated the Yellow Turbans when they rose there, sent tribute to Chang'an by secret routes during Dong Zhuo's disorders and became General Who Pacifies the East (andong jiangjun) and Governor of Xu Province. At this time Xu Province had a large population and ample grain, and many displaced people gathered there. Records, Wei 8 §24–25

The faction was attacked twice by Cao Cao, in the 4th year of Chuping (193) and the 1st year of Xingping (194), and when Tao Qian died of illness in the 1st year of Xingping, his Attendant Officer with Separate Carriage Mi Zhu, honoring his last wishes, led the people of the province to welcome Liu Bei from Xiaopei, and Xu Province passed to Liu Bei. Records, Wei 8 §27–28Records, Shu 2 §9 · 11Records, Shu 8 §21

Chen Shou recorded this faction in the account of Tao Qian within the Biographies of the Two Gongsuns, Tao and the Four Zhangs (Records of Wei 8). The Romance first brings the faction forward in Chapter 5 with Tao Qian, Inspector of Xu Province, the twelfth contingent among the lords who answered Cao Cao's call to arms, and depicts its end in Chapter 12, where Tao Qian, gravely ill, entrusted the tablet and seal of Xu Province to Liu Bei and breathed his last. Records, Wei 8 §23Romance, Ch. 5 §8Romance, Ch. 12 §16–19

Rise and fall in the Records

Tao Qian, courtesy name Gongzu, was a native of Danyang. He served as Magistrate of Lu and Inspector of You Province, became a Consultant (yilang) and took part in the army of the General of Chariots and Cavalry Zhang Wen, campaigning west against Han Sui. When the Yellow Turbans happened to rise in Xu Province, the court made Tao Qian Inspector of Xu Province, and he attacked the Yellow Turbans, defeated them and put them to flight. Zang Ba of Hua County in Taishan Commandery also followed Tao Qian in defeating the Yellow Turbans and became Cavalry Commandant. Records, Wei 8 §24Records, Wei 18 §20

When the provinces and commanderies raised troops during Dong Zhuo's disorders and the Son of Heaven made Chang'an his capital, cutting off communication with the four quarters, his Headquarters Officer (zhizhong) Wang Lang and his Attendant Officer with Separate Carriage Zhao Yu and others urged Tao Qian, citing the principles of the Spring and Autumn Annals, to exert himself for the royal house. Tao Qian had Zhao Yu go to Chang'an bearing a memorial, and the Son of Heaven, commending his intent, made Tao Qian General Who Pacifies the East. Tao Qian was transferred to be Governor of Xu Province and enfeoffed as Marquis of Liyang, while Zhao Yu became Administrator of Guangling and Wang Lang Administrator of Kuaiji. Records, Wei 13 §44–45Records, Wei 8 §25

At this time Xu Province had a large and prosperous population and ample grain, and many displaced people gathered there. But Chen Shou wrote that Tao Qian abandoned the right way and acted on his own feelings. He kept at a distance Zhao Yu, a famous scholar of Xu Province, because he was loyal and upright, while he kept close and trusted Cao Hong (曹宏) and others, slanderous and wicked petty men, so that punishments and government lost their balance, many good people suffered harm, and because of this the province gradually fell into disorder. Records, Wei 8 §25–26

Ze Rong of Danyang gathered several hundred followers and placed himself under Tao Qian, and when Tao Qian put him in charge of transporting supplies for Guangling and Pengcheng, he killed people at will, cut off the supplies sent from three commanderies and took them for himself, using them to build Buddhist shrines on a grand scale. Tao Qian, Governor of Xu Province, greatly disliked Sun Ce, as the Biographies of Sun Jian and Sun Ce record. Records, Wu 4 §8Records, Wu 1 §25

When Yuan Shu fell out with Yuan Shao, Gongsun Zan stationed Tao Qian at Fagan to press Yuan Shao, but Cao Cao, attacking together with Yuan Shao, defeated them. When Que Xuan of Xiapi gathered several thousand men and called himself Son of Heaven, Tao Qian at first raised troops with him, took Hua and Fei in Taishan and plundered Rencheng, but later he killed Que Xuan and absorbed his followers. Records, Wei 1 §24 · 26Records, Wei 8 §26

Cao Cao's father Cao Song, who had taken refuge in Langya during Dong Zhuo's disorders, was killed by Tao Qian, and so Cao Cao set his heart on attacking east to take revenge. In the autumn of the 4th year of Chuping (193), when Cao Cao attacked Tao Qian, took more than ten cities and fought a great battle at Pengcheng, Tao Qian's troops were routed, and the dead numbered in the tens of thousands, so that the Si River was stopped from flowing. Tao Qian withdrew to hold Shan, and Cao Cao, short of provisions, returned. Records, Wei 1 §26 · 28Records, Wei 8 §27

When Cao Cao attacked Xu Province, Tao Qian sent envoys to report the emergency to Tian Kai, and Tian Kai and Liu Bei came together to the rescue. When Tao Qian added 4,000 soldiers of Danyang to Liu Bei's forces, Liu Bei left Tian Kai and went over to Tao Qian, and Tao Qian memorialized making Liu Bei Inspector of Yu Province and had him stationed at Xiaopei. Records, Shu 2 §8–9

In the summer of the 1st year of Xingping (194), Cao Cao attacked Tao Qian again, took five cities and conquered territory as far as Donghai. On his way back he defeated Tao Qian's general Cao Bao and Liu Bei, who blocked him east of Tan County, took Xiangben, and killed many people wherever he passed. Tao Qian, afraid, wanted to flee back to Danyang, but just then Zhang Miao rebelled and welcomed Lü Bu, and Cao Cao went back to attack Lü Bu. Records, Wei 1 §28Records, Wei 8 §28

That year Tao Qian died of illness. When his illness became critical, Tao Qian told his Attendant Officer with Separate Carriage Mi Zhu, 'No one but Liu Bei can bring peace to this province,' and when Tao Qian died, Mi Zhu, honoring his last command, led the people of the province to welcome Liu Bei from Xiaopei. Cao Cao wanted to take Xu Province while it was left open by Tao Qian's death, but Xun Yu dissuaded him, saying that even though Tao Qian was dead, Xu Province would not easily fall. Records, Wei 8 §28Records, Shu 2 §9Records, Shu 8 §21Records, Wei 10 §9 · 11

When Liu Bei did not dare to take it on, Chen Deng of Xiapi said that this province was thriving and rich, with households numbering a million, and asked him to condescend to take charge of its affairs. When Liu Bei suggested giving the province to Yuan Shu at Shouchun, Chen Deng said that Yuan Shu was not a lord who could bring order out of chaos, and Kong Rong, Chancellor of Beihai, also urged him on, saying that Yuan Gonglu was merely dry bones in a tomb. Liu Bei at last took charge of Xu Province. Records, Shu 2 §9–11

In his assessment in Records of Wei 8, Chen Shou said, 'Tao Qian was muddled and disorderly and died in anxiety,' and wrote that, together with Gongsun Zan, Gongsun Du and others, he held provinces and commanderies as his stronghold yet was worse than a common man, so that there was truly nothing about them worth discussing. Records, Wei 8 §71

In the Romance

In Chapter 5 of the Romance, Tao Qian was listed as Inspector of Xu Province, the twelfth contingent among the seventeen lords who answered Cao Cao's call to arms, and when Dong Zhuo posted troops at Hulao Pass, he was also among the eight lords whom Yuan Shao sent there. Romance, Ch. 5 §8 · 42

In Chapter 10 the Romance portrayed Tao Qian as Administrator of Xu Province, a man warm-hearted and simple in character. When Cao Cao's father Cao Song passed through Xu Province, Tao Qian went out beyond the border to welcome him, held banquets for two days and then had the Commandant Zhang Kai escort him with 500 soldiers; but Zhang Kai, a former member of the Yellow Turban remnants, killed Cao Song's family at an old temple between Hua and Fei, seized their goods and fled to Huainan. Saying, 'Tao Qian let loose his soldiers to kill my father,' Cao Cao raised a great army and ordered that whenever a city was taken, all its people be massacred. Romance, Ch. 10 §27–31 · 33–34

Tao Qian looked up to heaven and wailed, lamenting that because of his own fault the people of Xu Province were suffering a great calamity. When he led his troops out on Cao Bao's advice, Cao Cao came out in white mourning clothes under white banners inscribed with the four characters 'Avenge the wrong, wipe out the grievance', and rebuked Tao Qian, who bowed and explained himself, as an 'old wretch'. Back in the city, Tao Qian said he would bind himself and go to Cao Cao's camp, but Mi Zhu stopped him, and following the plan to ask Kong Rong of Beihai and Tian Kai of Qing Province for help, Mi Zhu set off for Beihai and Chen Deng for Qing Province. Romance, Ch. 10 §37–40Romance, Ch. 11 §2–3

In Chapter 11 the armies of Kong Rong and Tian Kai, fearing the might of Cao Cao's forces, pitched camp far off against the hills. On seeing Liu Bei, who had broken through Cao Cao's camp and entered the city of Xuzhou, Tao Qian at once had Mi Zhu bring the tablet and seal of Xu Province and tried to hand them over, and when Liu Bei declined, asking whether he suspected him of wanting to swallow another's land, Tao Qian said it was 'this old man's true heart'. Cao Cao, hearing that Lü Bu had raided and taken Yan Province, broke camp and withdrew. Romance, Ch. 11 §24 · 27–30 · 34–37

After Cao Cao withdrew, Tao Qian at a banquet again tried to hand over Xu Province, saying that his two sons lacked talent, and Mi Zhu urged Liu Bei on, saying that Xu Province was rich with households numbering a million; Chen Deng, saying that Tao Qian was often ill; and Kong Rong, saying that Yuan Gonglu was merely dry bones in a tomb. When Liu Bei still would not accept, Tao Qian wept, 'If you abandon me and leave, I shall not close my eyes even in death,' and asked him to keep his troops at nearby Xiaopei to guard Xu Province. Romance, Ch. 11 §38–42

In Chapter 12 Tao Qian, now sixty-three and gravely ill, on Mi Zhu's advice called Liu Bei to his bedchamber and again entrusted him with the tablet and seal, told him not to let his two sons Shang and Ying take charge of the province's affairs, and recommended Sun Qian of Beihai as an Attendant Officer. When Tao Qian breathed his last pointing at his heart, the people of Xu Province wept and pleaded before the government office, and Liu Bei provisionally took charge of the affairs of Xu Province and buried him on the plain by the Yellow River. Hearing of this, Cao Cao raged that he would first kill Liu Bei and then desecrate Tao Qian's corpse. Romance, Ch. 12 §16–21

Where the Romance differs

The campaign against Dong Zhuo: In Chapter 5 of the Romance, Tao Qian, as Inspector of Xu Province, was among the lords attacking Dong Zhuo and also went out to Hulao Pass. Tao Qian is not among those whom the Annals of Emperor Wu in the Records list as raising troops together in the 1st year of Chuping (190), and the Biography of Tao Qian records that during Dong Zhuo's disorders he sent tribute to Chang'an by secret routes. Romance, Ch. 5 §8 · 42Records, Wei 1 §7Records, Wei 8 §25

His office: Chapter 10 of the Romance calls Tao Qian Administrator of Xu Province. In the Records, Tao Qian defeated the Yellow Turbans as Inspector of Xu Province and later became General Who Pacifies the East and Governor of Xu Province. Romance, Ch. 10 §28Records, Wei 8 §24–25

His government: In Chapters 10 and 11 of the Romance, Tao Qian is warm-hearted and simple, and Chen Gong and Liu Bei call him a benevolent gentleman. Chen Shou wrote that Tao Qian abandoned the right way and acted on his own feelings, keeping the loyal and upright Zhao Yu at a distance and trusting the wicked Cao Hong (曹宏) and others, so that punishments and government lost their balance, and in his assessment called him muddled and disorderly. Romance, Ch. 10 §28 · 35Romance, Ch. 11 §19Records, Wei 8 §25–26 · 71

Cao Song's death: In Chapter 10 of the Romance, the Commandant Zhang Kai, to whom Tao Qian had entrusted the escort, killed Cao Song's family for their goods. The Annals of Emperor Wu in the Records state that Cao Song, having taken refuge in Langya, was killed by Tao Qian, and Zhang Kai does not appear in Chen Shou's main text. Romance, Ch. 10 §29–31Records, Wei 1 §28

Que Xuan: In the Records, Tao Qian raised troops together with Que Xuan, who called himself Son of Heaven, and took Hua and Fei in Taishan, but later killed him and absorbed his followers. Chapter 10 of the Romance uses Hua and Fei only as the place where Cao Song's family was killed, and Que Xuan does not appear. Records, Wei 1 §26Records, Wei 8 §26Romance, Ch. 10 §28

Cao Cao's campaigns: In Chapters 10 and 11 of the Romance, Cao Cao attacked Xu Province once and withdrew on news of Lü Bu's raid on Yan Province. In the Records, during the first campaign in the 4th year of Chuping (193) the dead in the great battle at Pengcheng numbered in the tens of thousands, but Cao Cao, short of provisions, returned; he attacked again in the 1st year of Xingping (194) and returned when Zhang Miao rebelled and welcomed Lü Bu. Romance, Ch. 10 §33–34Romance, Ch. 11 §34–37Records, Wei 8 §27–28Records, Wei 1 §28

How Liu Bei came: In Chapter 11 of the Romance, Mi Zhu asked Kong Rong of Beihai for help, and on Kong Rong's urging Liu Bei borrowed troops from Gongsun Zan and came. In the Biography of the First Sovereign in the Records, Tao Qian reported the emergency to Tian Kai, Tian Kai and Liu Bei came together, and when Tao Qian added 4,000 soldiers of Danyang to his forces, Liu Bei left Tian Kai and went over to Tao Qian. Romance, Ch. 11 §2 · 19–20Records, Shu 2 §8

The handover of Xu Province: In Chapters 11 and 12 of the Romance, Tao Qian tried three times during his lifetime to hand the tablet and seal to Liu Bei, and at a banquet Mi Zhu, Chen Deng and Kong Rong urged Liu Bei to take charge of Xu Province. In the Records, Tao Qian merely told Mi Zhu, when his illness became critical, that no one but Liu Bei could bring peace to this province; Chen Deng and Kong Rong urged Liu Bei only after Tao Qian's death, when Mi Zhu had welcomed Liu Bei. The words 'households numbering a million', spoken by Mi Zhu in the Romance, are Chen Deng's in the Records. Romance, Ch. 11 §28–30 · 38–41Romance, Ch. 12 §17–19Records, Shu 2 §9–11

Tao Qian's last days: In Chapter 12 of the Romance, Tao Qian died of illness at sixty-three, speaking of his two sons and recommending Sun Qian. Chen Shou's main text says only that he died of illness in the 1st year of Xingping (194), without recording his age, his two sons or the recommendation of Sun Qian, and records that before his death he was afraid and wanted to flee to Danyang. Romance, Ch. 12 §16–19Records, Wei 8 §28

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Lineage

  • Absorbed by: Shu (194~194) — 「竺率州人迎先主」(sgz-shu-02:s9) · 「先主遂領徐州」(sgz-shu-02:s11)

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