Warlord
Zhang Lu faction 張魯
About this faction
This faction was a religious-community power that Zhang Lu founded with Hanzhong as his base. From the time of his grandfather Zhang Ling, those who received their Way had been required to contribute five pecks of rice, so that people called them the "rice bandits"; Zhang Lu entered Hanzhong as Major Supervising Righteousness under Liu Yan, Governor of Yi Province, and took Hanzhong for himself after Liu Zhang killed his mother and household. He styled himself "Lord Teacher," had libationers govern without appointing senior officials, and held Ba and Hanzhong for nearly thirty years. Records, Wei 8 §61–63
In the 20th year of Jian'an (215), when Cao Cao broke through Yangping Pass, Zhang Lu sealed up the storehouses and fled to Bazhong, and in the 11th month of that year he surrendered with the remainder of his followers, was made General Who Guards the South and was enfeoffed as Marquis of Langzhong. Hanning Commandery became Hanzhong Commandery once more. Records, Wei 8 §66–68Records, Wei 1 §147–148 · 152
Chen Shou recorded this faction in the biography of Zhang Lu in the Biographies of the Two Gongsuns, Tao and the Four Zhangs (Records of Wei 8). The Romance set out Zhang Lu's background and the governance of his sect separately in Chapter 59, and presented this faction with the scene in which he proposed calling himself King of Hanning and discussed attacking Xichuan. Records, Wei 8 §60Romance, Ch. 59 §45–49
Rise and fall in the Records
Zhang Lu was a man of Feng County in the Pei State. His grandfather Zhang Ling, living as a sojourner in Shu, studied the Way on Mount Huming and composed Daoist writings; since those who received the Way from him had to contribute five pecks of rice, people called them the "rice bandits." When Zhang Ling died, his son Zhang Heng practiced the Way, and when Zhang Heng died, Zhang Lu practiced it in turn. Records, Wei 8 §61
Because Zhang Lu's mother, who practiced the Way of Ghosts, frequented the house of Liu Yan, Governor of Yi Province, Liu Yan made Zhang Lu Major Supervising Righteousness and had him attack Su Gu, Administrator of Hanzhong, together with the Major of a Separate Command Zhang Xiu (張脩). Zhang Lu ambushed and killed Zhang Xiu and took over his followers, then stayed in Hanzhong, cut the plank roads through the valleys and killed the Han envoys. When Liu Yan died and Liu Zhang succeeded him, Liu Zhang, on the grounds that Zhang Lu was not obedient, killed his mother and his whole household, and Zhang Lu at last took Hanzhong for himself. Zhang Lu thus became an enemy of the Liu Zhang faction, and Pang Xi and others, whom Liu Zhang sent against him repeatedly, were defeated by Zhang Lu each time. Many of Zhang Lu's retainers were in Baxi. Records, Wei 8 §61–62Records, Shu 1 §7 · 13
Zhang Lu taught the people with the Way of Ghosts and styled himself "Lord Teacher." Those who came to study the Way were at first called "ghost soldiers"; once their faith was firm they became "libationers" and led followers, and those who led many became "great libationers at the head of a parish." He taught them to be sincere and not to deceive, and had the sick confess their own faults; Chen Shou wrote that on the whole it resembled the Yellow Turbans. Records, Wei 8 §62
The libationers built charity lodges like the post-station lodgings of today and hung up charity rice and charity meat there, so that travelers could take as much as their bellies required. Lawbreakers were pardoned three times before being punished; no senior officials were appointed and all governing was done by the libationers, and the people and the non-Han peoples were content with it. In this way he held Ba and Hanzhong for nearly thirty years. Records, Wei 8 §63
The Han court, unable to attack him by force, made Zhang Lu General of the Household Who Pacifies the People and concurrently Administrator of Hanning, and Zhang Lu merely sent tribute. When one of the people found a jade seal in the ground and his subordinates wished to exalt Zhang Lu as King of Hanning, his Officer of Merit Yan Pu remonstrated that the people of Hanchuan numbered more than 100,000 households and the land was ringed by natural defenses, so that appointing officials on the emperor's authority already gave him ample power, and urged him not to be the first to invite disaster; Zhang Lu followed this advice. During the rebellion of Han Sui and Ma Chao, tens of thousands of households of the people west of the passes fled to Zhang Lu by way of the Ziwu Valley. Records, Wei 8 §64–65
In the 3rd month of the 16th year of Jian'an (211), Cao Cao sent Zhong Yao to attack Zhang Lu on the grounds that he occupied Hanzhong, but the commanders in Guanzhong suspected that the attack was aimed at them, and Ma Chao rebelled together with Han Sui and others. In the same year Liu Zhang of Yi Province, alarmed at this news, welcomed Liu Bei and had him attack Zhang Lu, but Liu Bei, even after advancing as far as Jiameng, did not attack Zhang Lu at once. Records, Wei 1 §109–110Records, Shu 2 §27–29
When Ma Chao attacked the commanderies and counties of Longshang, Zhang Lu sent his senior commander Yang Ang to help him, and when the gates of Jicheng, which they attacked together, were opened, Ma Chao had Yang Ang kill the Inspector and the Administrator. But when Yang Fu and others rose against him and Ma Chao was defeated, he fled south to Zhang Lu. The biography of Ma Chao records that because Zhang Lu was not a man with whom great plans could be made, Ma Chao was inwardly depressed, and on hearing that Liu Bei was besieging Liu Zhang at Chengdu, he secretly sent a letter asking to surrender. Records, Wei 25 §27–28 · 32Records, Shu 6 §29
In the 3rd month of the 20th year of Jian'an (215), Cao Cao set out west in person to attack Zhang Lu, came out through San Pass, and in the 7th month reached Yangping. Zhang Lu wished to surrender Hanzhong, but his younger brother Zhang Wei would not agree and, with the commander Yang Ang and others, held Yangping Pass with tens of thousands of men, building walls across the mountains for more than ten li. Unable to take it, Cao Cao withdrew his army, and when their guard relaxed he made a night attack over the steep ground, routed them and beheaded the commander Yang Ren. Zhang Wei and the others fled by night, and Zhang Lu, his forces broken, fled to Bazhong. Records, Wei 8 §66Records, Wei 1 §146–147
When Yangping Pass fell, Zhang Lu wished to submit, but Yan Pu told him that if he went now, driven into a corner, his merit would be slight, and that he should rely on Du Hu, go to Pu Hu and resist, and only then submit. When those around him wished to burn all the treasures and storehouses, Zhang Lu said that he had originally meant to submit to the state and the treasures and storehouses belonged to the state, and he sealed them up and left. Cao Cao, entering Nanzheng, praised this highly and sent men to comfort and persuade him. Records, Wei 8 §67–68
In the 11th month of that year Zhang Lu came out of Bazhong with the remainder of his followers and surrendered. Cao Cao appointed him General Who Guards the South, treated him with the courtesy due a guest, and enfeoffed him as Marquis of Langzhong with a fief of 10,000 households; his five sons and Yan Pu and others were also enfeoffed as full marquises, and Cao Cao took Zhang Lu's daughter as wife for his son Cao Yu. With Ba and Hanzhong both having surrendered, Hanning Commandery became Hanzhong Commandery again, and Huang Quan, whom Liu Bei had sent to welcome Zhang Lu, arrived after Zhang Lu had already surrendered to Cao Cao. When Zhang Lu died he received the posthumous title Marquis Yuan, and his son Zhang Fu succeeded him. Records, Wei 1 §152 · 148Records, Wei 8 §68–69Records, Shu 2 §36
In his assessment in Records of Wei 8, Chen Shou said that Gongsun Zan, Gongsun Du, Gongsun Yuan, Tao Qian and Zhang Yang held provinces and commanderies yet were worse off than common men, and then wrote that Zhang Yan, Zhang Xiu (張繡) and Zhang Lu, who abandoned the bands of brigands, joined the ranks of meritorious officials, escaped danger and destruction and preserved the sacrifices of their ancestral temples, did better than they. Records, Wei 8 §71
In the Romance
In Chapter 59 the Romance set out Zhang Lu's background separately. It related that his grandfather Zhang Ling composed Daoist writings on Mount Huming, that those who studied the Way offered five pecks of rice and were called the "rice bandits," and that Zhang Lu styled himself "Lord Teacher" in Hanzhong. It described how, after the sick had confessed their faults, three copies of the "Handwritten Letters to the Three Officials," recording the patient's name and his acknowledgment of guilt, were offered to Heaven, Earth and Water, and how the charity lodges were stocked with rice, firewood and meat. The state, saying the land was too remote to attack, made him General of the Household Who Guards the South and concurrently Administrator of Hanning. Romance, Ch. 59 §45–48
In the same chapter, hearing that Cao Cao had crushed the host of Xiliang, Zhang Lu proposed to declare himself King of Hanning and resist Cao Cao. When Yan Pu said that since Liu Zhang was foolish and weak, it would not be too late to call himself king after first taking the forty-one districts of Xichuan, Zhang Lu was overjoyed and discussed raising troops with his younger brother Zhang Wei, and when this news reached Xichuan, Liu Zhang grew anxious. Romance, Ch. 59 §48–51
In Chapter 64, when Ma Chao came to take refuge with him, Zhang Lu intended to make him his son-in-law but gave up the idea at the remonstrance of his senior commander Yang Bai. When Huang Quan, sent by Liu Zhang, offered through Yang Song to cede twenty districts, Zhang Lu overrode Yan Pu's objections and agreed to send help, and in Chapter 65 he gave 20,000 troops to Ma Chao, who said he would attack Jiameng Pass. But when Sun Qian moved Yang Song with gold and pearls and a letter was presented in which Liu Bei promised to guarantee Zhang Lu as King of Hanning, Zhang Lu tried to recall Ma Chao, and when Ma Chao did not come after being summoned three times, he set three conditions as Yang Song advised. Romance, Ch. 64 §48–50Romance, Ch. 65 §1 · 24–27
In Chapter 67, when Cao Cao invaded, Zhang Lu sent his younger brother Zhang Wei and his senior commanders Yang Ang and Yang Ren to Yangping Pass, but Yang Ang was killed by Zhang He, Zhang Wei abandoned the pass in the night and returned, and Yang Ren, going out again, was cut down by Xiahou Yuan. Zhang Lu sent out Pang De, whom Yan Pu recommended, but believing the slander of Yang Song, who had taken Cao Cao's gold, he was about to behead Pang De, and Pang De fell into a trap, was captured and surrendered to Cao Cao. Romance, Ch. 67 §1–2 · 11–15 · 17 · 21–24
When Zhang Wei proposed burning the storehouses and leaving, Zhang Lu sealed them all up, saying the granaries and treasuries belonged to the state. After Zhang Wei was cut down by Xu Chu at Bazhong, Zhang Lu went out to fight as Yang Song advised, but his rear army fled; when he returned, Yang Song had shut the city gates on him, and he dismounted and bowed to Cao Cao. Cao Cao made him General Who Guards the South and also enfeoffed Yan Pu and others as full marquises, and had Yang Song, who had sold out his master for glory, beheaded in the marketplace. Romance, Ch. 67 §24–28
Where the Romance differs
King of Hanning: In Chapter 59 of the Romance, Zhang Lu proposed declaring himself King of Hanning to resist Cao Cao, and Yan Pu advised him to take Xichuan first and then call himself king. In the Records, when a jade seal came out of the ground his subordinates wished to exalt him as King of Hanning, Yan Pu remonstrated with him not to call himself king, and Zhang Lu followed this advice. Romance, Ch. 59 §48–49Records, Wei 8 §64–65
The office granted by the court: In Chapter 59 of the Romance, Zhang Lu was General of the Household Who Guards the South and concurrently Administrator of Hanning. In the biography of Zhang Lu in the Records he was General of the Household Who Pacifies the People, and General Who Guards the South was the post he received after surrendering to Cao Cao. Romance, Ch. 59 §48Records, Wei 8 §64 · 68
Relations with Xichuan: In Chapter 59 of the Romance, Liu Zhang was troubled by news that Zhang Lu meant to attack Xichuan. In the Records, what Liu Zhang feared was news that Cao Cao was sending Zhong Yao and others to Hanzhong to attack Zhang Lu, and before that Zhang Lu had repeatedly defeated Pang Xi and others sent by Liu Zhang. Romance, Ch. 59 §49–51Records, Shu 2 §27Records, Shu 1 §13
Ma Chao and Jiameng Pass: In Chapters 64–65 of the Romance, Zhang Lu intended to make Ma Chao his son-in-law but gave up the idea, sent Ma Chao with troops to Jiameng Pass on the pretext of helping Liu Zhang, and then recalled him. The biography of Zhang Lu in the Records has no account of sending Ma Chao to Jiameng Pass; the biography of Ma Chao records that Ma Chao, disappointed in Zhang Lu, secretly asked Liu Bei to accept his surrender, and the biography of Yang Fu records that Zhang Lu had earlier sent Yang Ang to help Ma Chao attack Jicheng. Romance, Ch. 64 §48Romance, Ch. 65 §1 · 26–27Records, Wei 8 §60–69Records, Shu 6 §29Records, Wei 25 §27
Yangping Pass: In Chapter 67 of the Romance, Yang Ang was killed by Zhang He and Yang Ren was cut down by Xiahou Yuan, while Zhang Wei was cut down by Xu Chu at Bazhong. The Annals of Emperor Wu in the Records say only that Cao Cao pretended to withdraw, then made a night attack and beheaded Yang Ren, and that Zhang Wei and the others fled by night. Romance, Ch. 67 §11 · 13 · 26Records, Wei 1 §147
Pang De: In Chapter 67 of the Romance, Pang De went out to fight as Zhang Lu's commander, fell under suspicion through Yang Song's slander, and was captured and surrendered. In the biography of Pang De in the Records, Pang De followed Ma Chao in fleeing to Hanzhong and served Zhang Lu, and when Cao Cao pacified Hanzhong he surrendered along with the others. Romance, Ch. 67 §21–23Records, Wei 18 §69
Sealing the storehouses: In Chapter 67 of the Romance, it was his younger brother Zhang Wei who proposed burning the storehouses and leaving. In the Records, it was those around Zhang Lu who wished to burn the storehouses, and it was Yan Pu who urged him to go to Bazhong, hold out and only then submit. Romance, Ch. 67 §24–25Records, Wei 8 §67
The surrender: In Chapter 67 of the Romance, with nowhere to go after Yang Song, who had taken Cao Cao's gold, shut the city gates, Zhang Lu dismounted and bowed. Yang Song and Yang Bai do not appear in Chen Shou's main text. In the Records, when Cao Cao sent men to comfort him, Zhang Lu came out with his whole family and in the 11th month of that year surrendered from Bazhong with the remainder of his followers; he was enfeoffed as Marquis of Langzhong with a fief of 10,000 households, and his daughter became the wife of Cao Cao's son Cao Yu. Romance, Ch. 67 §27–28Records, Wei 8 §60–69Records, Wei 1 §152
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Lineage
- Absorbed by: Wei — 「十一月,魯自巴中將其餘衆降」
- Split from: Liu Zhang faction — 「焉死,子璋代立,以魯不順…魯遂據漢中」(sgz-wei-08:s62) · 「遂為讎敵」(sgz-shu-01:s13)
Members (7)
Related events (3)
- Siege of Jicheng 212 · Combatant
- Battle of Yangping 215 · Combatant
- Battle of Jiameng Pass · Combatant
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