RLoved Laozi and Zhuangzi and wrote the Treatise on the Dao and De and several dozen essays and rhapsodiesWei 9 §90
NInvited Guan Lu to discuss the Book of Changes and praised his wordsCh. 106 §38
| Occupation | ROfficial · Master of Writing for Personnel NOfficial · Master of Writing | Faction | Wei |
|---|---|---|---|
| Appears | RN | Biography in | Book of Wei |
| Born | R? N? Unverified | Native place | Nanyang Commandery |
| Died | R249 N(same) Unverified | Place of death | |
| Cause of death | RExecuted NExecuted Unverified | ||
| Existence | Historical | Mentions | R32 |
He Yan, courtesy name Pingshu, was a man of Nanyang and the grandson of the General-in-Chief He Jin. Because his mother became a consort of Cao Cao, he grew up in the palace and married a princess; he loved the sayings of Laozi and Zhuangzi and wrote several dozen pieces, including the Treatise on the Dao and De. Records, Wei 9 §73 · 90Records, Wei 21 §87
Under Emperor Ming he was held down as being all show and no substance, but when Cao Shuang took power he became one of Cao Shuang's confidants and, as Master of Writing, took charge of the selection of officials. In the 1st year of Jiaping (249), after Sima Yi ousted Cao Shuang, He Yan was executed on the charge of plotting rebellion together with Cao Shuang, and his three sets of kin were exterminated. Records, Wei 9 §73 · 76 · 87–88
Chen Shou merely appended a short account of He Yan to the end of the biography of Cao Shuang and gave no separate assessment of him; the assessment in Records of Wei 9 says that Cao Shuang, thin in virtue but high in rank, sank into excess and overreaching. In the Romance he first appears in Chapter 106 as one of Cao Shuang's retainers and appears in 2 of its 120 chapters; no chapter title bears his name. Records, Wei 9 §89–90 · 132Romance, Ch. 106 §34
He Yan was the grandson of He Jin. Because his mother, Lady Yin, became a consort of Cao Cao, He Yan grew up in the palace, and he also married a princess. From his youth he was known for his outstanding talent, and he loved the sayings of Laozi and Zhuangzi, writing several dozen works including the Treatise on the Dao and De and various essays and rhapsodies. Records, Wei 9 §89–90
He Yan of Nanyang enjoyed a reputation together with Deng Yang, Li Sheng, Ding Mi and Bi Gui, and they sought advancement by following the fashions of the day, but Emperor Ming held them all down and dismissed them as being all show and no substance. When Cao Shuang took power, he promoted them again and made them his confidants. At first Cao Shuang served Sima Yi like a father and did not dare act on his own, but He Yan and the others, all exalting Cao Shuang, persuaded him that his power was too weighty to be entrusted to others. So He Yan, Deng Yang and Ding Mi became Masters of Writing, with He Yan in charge of the selection of officials, and as matters seldom passed through Sima Yi any more, Sima Yi pleaded illness and kept away from Cao Shuang. Records, Wei 9 §73 · 76
He Yan and the others monopolized the government, divided among themselves several hundred qing of mulberry fields belonging to the agricultural offices of Luoyang and Yewang, broke up bath-town estates to make them their own property, and secretly embezzled state goods. Being on bad terms with Lu Yu, the Commandant of Justice, they used a minor fault of one of Lu Yu's clerks as a pretext to pin a crime on him, and reported it only after first having his seal and ribbon taken away. According to the Biography of Lu Yu, Cao Shuang, in order to plant his own faction, moved Lu Yu to Supervisor of the Imperial Secretariat and had the Palace Attendant He Yan take Lu Yu's place. Cao Shuang built a cave chamber, where he often gathered with He Yan and the others to drink and make merry. Records, Wei 9 §76–78Records, Wei 22 §104
Early in Zhengshi, when He Yan was Master of Writing for Personnel, Fu Gu, Gentleman of the Yellow Gate, told Cao Shuang's younger brother Cao Xi that 'He Pingshu is calm outside but sharp and crafty inside, loves profit and has no thought of attending to fundamentals', and that he would surely lead the Cao brothers astray first. Because of this He Yan and the others fell out with Fu Gu and used a minor matter as a pretext to deprive him of office. When Wang Su said that He Yan, Deng Yang and the others were of the same ilk as Hong Gong and Shi Xian, Cao Shuang warned He Yan and the others, 'We must all be careful,' saying that the ministers were already comparing them to the wicked men of former ages. Records, Wei 21 §87Records, Wei 13 §91–92
In autumn, in the 7th month of the 8th year of Zhengshi (247), He Yan, as Master of Writing, memorialized that one who governs a state well first governs himself, and one who governs himself is careful about what he practises, and that a ruler must choose upright men as his companions. He then asked that whenever the emperor went to the Shiqian Hall or took his leisure in the rear garden, senior ministers should attend him, reviewing documents, discussing affairs of state and lecturing on the classics. The annals record this as a remonstrance offered to correct the emperor's failings. Records, Wei 4 §22–26
On the 28th day of the 12th month of the 9th year of Zhengshi (248; early 249 in the Western calendar), He Yan, Master of Writing for Personnel, invited Guan Lu, asked him to divine whether he would rise to one of the Three Excellencies, and asked about a dream in which dozens of bluebottle flies settled on his nose and would not leave when he drove them away. Guan Lu said that his position was as weighty as the mountains and his power like thunder and lightning, but that those who cherished his virtue were few and those who feared his might were many, and that bluebottles were foul and filthy things, and those in lofty positions fall. When Deng Yang called this 'the commonplace talk of an old scholar', He Yan said, 'We must meet again when the year is out.' Guan Lu told his maternal uncle that he had been talking with dead men, and a little over ten days later He Yan and Deng Yang were put to death. Records, Wei 29 §73–77
In the 1st month of the 1st year of Jiaping (249), while the emperor was away paying homage at the Gaoping Tomb, Sima Yi had Cao Shuang and his brothers removed from office. When the Yellow Gate eunuch Zhang Dang was arrested for giving Cao Shuang palace ladies he had selected, Zhang Dang testified that Cao Shuang had secretly plotted rebellion with He Yan and the others, had even drilled troops in advance, and intended to rise in the 3rd month. He Yan and the others were thrown into prison, and the ministers and court officials ruled that Cao Shuang, together with He Yan, Deng Yang, Zhang Dang and others, had coveted the sacred vessel of the throne and was guilty of high treason. Thereupon Cao Shuang, Cao Xi, Cao Xun, He Yan, Deng Yang, Ding Mi, Bi Gui, Li Sheng, Huan Fan, Zhang Dang and others were all executed, and their three sets of kin were exterminated. Records, Wei 9 §80 · 85 · 87–88Records, Wei 4 §28
In Chapter 106 of the Romance, Cao Shuang has 500 retainers in his household, and first among five of them who vie with one another in empty show comes 'He Yan, courtesy name Pingshu'. He Yan tells Cao Shuang that he must not entrust his great power to others, saying that in the past, when Cao Shuang's father defeated the Shu army together with Sima Yi, he was repeatedly vexed by Sima Yi and died of it. Cao Shuang sees the point, memorializes Cao Fang to have Sima Yi raised to Grand Tutor and stripped of military command, and makes He Yan, Deng Yang and Ding Mi Masters of Writing. Romance, Ch. 106 §34–36
Cao Shuang drinks and makes merry with He Yan and the others every day. He Yan invites Guan Lu of Pingyuan to discuss the Book of Changes, then asks him to divine whether he will rise to one of the Three Excellencies and asks about a dream of bluebottles gathering on his nose. When Guan Lu advises humility, Deng Yang angrily calls it 'the commonplace talk of an old scholar', and when Guan Lu shakes out his sleeves and leaves, the two laugh, 'A truly mad scholar!' Guan Lu tells his maternal uncle that He Yan's face is like withered wood and his soul cannot keep to its dwelling, the physiognomy of 'ghostly gloom'. Romance, Ch. 106 §37–41
He Yan goes hunting with Cao Shuang, and when the emperor goes to pay homage at Emperor Ming's tomb, he follows the Cao brothers out of the city escorting the imperial carriage. In Chapter 107, Sima Yi first arrests Zhang Dang and obtains his testimony that 'the five men He Yan, Deng Yang, Li Sheng, Bi Gui and Ding Mi plotted usurpation together', then arrests and interrogates He Yan and the others and obtains their confession that they meant to rebel in the 3rd month. He Yan and the others are beheaded in the marketplace together with the Cao brothers and their three sets of kin are exterminated, and the Romance notes that this was just as Guan Lu had said. Romance, Ch. 106 §43 · 48Romance, Ch. 107 §1 · 22–23 · 29
Origin and family: Chapter 106 of the Romance introduces He Yan as one of Cao Shuang's retainers, giving only his name and courtesy name. In the Records he was the grandson of He Jin, grew up in the palace because his mother became a consort of Cao Cao, married a princess, and wrote the Treatise on the Dao and De among other works. Romance, Ch. 106 §34Records, Wei 9 §90
The words that egged on Cao Shuang: In Chapter 106 of the Romance, He Yan eggs Cao Shuang on to take back power, saying that Cao Shuang's father was vexed by Sima Yi and died of it. The Records says only that He Yan and the others, all exalting Cao Shuang, persuaded him that his power was too weighty to be entrusted to others, and there is no story about Cao Shuang's father. Romance, Ch. 106 §35Records, Wei 9 §76
His work as Master of Writing: The Romance stops at saying that He Yan became Master of Writing. In the Records, as Master of Writing for Personnel he took charge of the selection of officials, in the 8th year of Zhengshi (247) he remonstrated with the emperor that he should choose upright men as companions, and he took the lead in ousting Lu Yu and Fu Gu. Romance, Ch. 106 §36Records, Wei 9 §76–77Records, Wei 4 §23–26Records, Wei 21 §87
Guan Lu's divination: In Chapter 106 of the Romance, He Yan and Deng Yang laugh at Guan Lu as 'a mad scholar' when he shakes out his sleeves and leaves, and Guan Lu interprets He Yan's face as the physiognomy of 'ghostly gloom'. In the Biographies of Technicians in the Records, He Yan says, 'We must meet again when the year is out,' and Guan Lu merely tells his maternal uncle that he has been talking with dead men. The interpretation of 'ghostly gloom' does not appear in Chen Shou's main text. Romance, Ch. 106 §40–41Records, Wei 29 §77
How he came to be executed: In Chapter 107 of the Romance, after obtaining Zhang Dang's testimony, Sima Yi personally arrests and interrogates He Yan and the others and obtains their confession. In the Records, after He Yan and the others were imprisoned on Zhang Dang's testimony, the ministers and court officials deliberated at court and ruled it high treason. Romance, Ch. 107 §22Records, Wei 9 §87
The outing to the Gaoping Tomb: In Chapters 106 and 107 of the Romance, He Yan follows the Cao brothers out of the city escorting the imperial carriage. The Biography of Cao Shuang in the Records says only that the Cao brothers all accompanied the emperor to pay homage at the Gaoping Tomb, and does not say that He Yan went with them. Romance, Ch. 106 §48Romance, Ch. 107 §1Records, Wei 9 §80
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.
RLoved Laozi and Zhuangzi and wrote the Treatise on the Dao and De and several dozen essays and rhapsodiesWei 9 §90
NInvited Guan Lu to discuss the Book of Changes and praised his wordsCh. 106 §38
RFamed for his talent, but Emperor Ming held him down as all show and no substanceWei 9 §73Wei 9 §90
NIntroduced as a retainer who prized empty showCh. 106 §34
RNo direct record — estimated from his conduct as a civil officialWei 9 §76
NNo direct record — estimated from his post as Master of WritingCh. 106 §36
RNo direct record — estimated from his conduct as a man of lettersWei 9 §90
NNo direct record — estimated from his conduct as a retainerCh. 106 §34
RPersuaded Cao Shuang to take power into his own hands and bypass Sima YiWei 9 §76
NDevised the plan to raise Sima Yi to Grand Tutor and strip him of military commandCh. 106 §35
RTook charge of selecting officials and applied the law harshly to drive out Lu YuWei 9 §76Wei 21 §87
NBecame Master of Writing and conferred with Cao Shuang day and night, indulging in wine and luxuryCh. 106 §36
RFramed Lu Yu, loved profit, and was executed for plotting rebellionWei 9 §77Wei 21 §87Wei 9 §87
NIndulged in pleasure with Cao Shuang and confessed to plotting usurpationCh. 106 §37Ch. 107 §22
RBrushed off Guan Lu's warning and was exterminated along with Cao ShuangWei 29 §74Wei 9 §88
NDid not die a natural death, just as Guan Lu read 'ghostly gloom' in his faceCh. 106 §41Ch. 107 §29
ROffered a remonstrance to correct the emperor's failings, and persuaded Cao ShuangWei 4 §23Wei 9 §76
NPersuaded Cao Shuang to push Sima Yi asideCh. 106 §35
RTook charge of selecting officials, but was criticized for driving worthy men awayWei 9 §76Wei 21 §87
NNo direct record — estimated from his conduct as a member of Cao Shuang's householdCh. 106 §34
Records Romance Unverified No direct record; scored from their actions (evidence grade C)
3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.
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| Relatives | Cao Cao Records |
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