Liu Yan 劉琰

RecordsRomance Shu Courtesy name 威碩 Weishuo유염위석刘琰

Profile
OccupationRGeneral · General of Chariots and Cavalry NGeneral · Grand General of Chariots and CavalryFactionShu
AppearsRNBiography inBook of Shu
BornR? UnverifiedNative placeLu Commandery
DiedR234 UnverifiedPlace of death
Cause of deathRExecuted NExecuted Unverified
ExistenceHistoricalMentionsR8

Profile

Liu Yan (劉琰), courtesy name Weishuo, was a man of Lu State. When Liu Bei was in Yu Province he summoned him as an Attendant Official, and because he shared the imperial clan surname, had refinement and was good at conversation, Liu Bei treated him generously; thereafter he always followed him as a guest. When the Later Sovereign, Liu Shan, ascended the throne, he was enfeoffed as Marquis of a Chief District, and his office rose to General of Chariots and Cavalry. Records, Shu 10 §52

In the 10th year of Jianxing (232), being on bad terms with Wei Yan, he spoke wild and baseless words, was rebuked by Zhuge Liang and was sent back to Chengdu. In the 1st month of the 12th year of Jianxing (234) he suspected that his wife, Lady Hu, had had an affair with the Later Sovereign, and had her beaten and cast out; on Lady Hu's accusation he was imprisoned and was finally executed in the marketplace. Records, Shu 10 §53–55

In his assessment in the Records, Chen Shou wrote that he was esteemed and valued as a long-serving retainer, yet that the misfortune he invited and the blame he incurred all came from himself. In the Romance he first appears in Chapter 91 as acting Central Military Adviser of Zhuge Liang's northern expedition army and appears in 3 of its 120 chapters; no chapter title bears his name. In Chapter 115 he is beheaded for beating his wife. Records, Shu 10 §74Romance, Ch. 91 §41Romance, Ch. 115 §19–20

In the Records

Liu Yan, courtesy name Weishuo, was a man of Lu State. When the First Sovereign, Liu Bei, was in Yu Province, he summoned him and made him an Attendant Official. Because Liu Yan shared the imperial clan surname, had refinement and was good at conversation, the First Sovereign was close to him and treated him generously, and Liu Yan at length followed the First Sovereign wherever he went, always as a guest. Records, Shu 10 §52

When the First Sovereign pacified Yi Province, Liu Yan became Administrator of Guling. When the Later Sovereign, Liu Shan, ascended the throne, he was enfeoffed as Marquis of a Chief District, and in rank and position he always came next after Li Yan. He became Minister of the Guards, Central Military Adviser and General of the Rear, and was promoted to General of Chariots and Cavalry. Records, Shu 10 §52

However, he took no part in the government of the state; he merely commanded over a thousand soldiers and followed the Chancellor Zhuge Liang, offering suggestions by indirect hints. His carriages, clothing and food were said to be extravagant, his several dozen maidservants were all skilled in song and music, and he also taught all of them to recite the Rhapsody on the Hall of Numinous Brilliance in Lu. Records, Shu 10 §53

In the 10th year of Jianxing (232), Liu Yan, being on bad terms with the Front Military Adviser Wei Yan, spoke wild and baseless words, and Zhuge Liang rebuked him. Liu Yan wrote a letter of apology to Zhuge Liang. He said that by nature he was empty and frivolous and his conduct shallow, and that he also suffered from the affliction of drunkenness, so that confused criticism had arisen against him since the time of the late emperor, but that the Illustrious Lord had supported him so that he had enjoyed his salary and rank to this day. Recently, he said, he had lost his wits in drink and erred in his speech, yet his life had been spared because he was not handed over to the law, and he swore before the spirits to correct his faults and give his life. Zhuge Liang thereupon sent Liu Yan back to Chengdu, with his office and rank as before. Records, Shu 10 §53–54

Liu Yan lost heart and lived as if dazed. In the 1st month of the 12th year of Jianxing (234), Liu Yan's wife, Lady Hu, entered the palace to offer congratulations to the Empress Dowager, and the Empress Dowager specially kept Lady Hu there, so that she came out only after a month. Because Lady Hu was beautiful, Liu Yan suspected that she had had an affair with the Later Sovereign. Liu Yan summoned his 'five hundred' (wubai) attendants to beat Lady Hu, went so far as to strike her face with a shoe, and then cast her out. Records, Shu 10 §55

Lady Hu accused Liu Yan, laying out the matter in full, and Liu Yan was convicted and imprisoned. The officials in charge deliberated that 'soldiers are not the ones to beat a wife, and a face is not a place to receive a shoe,' and Liu Yan was finally executed in the marketplace. From then on, the custom of the wives and mothers of high ministers entering the court to offer congratulations came to an end. Records, Shu 10 §55

In his assessment at the end of the volume, Chen Shou named Liu Yan together with Liu Feng, Peng Yang, Liao Li, Li Yan, Wei Yan and Yang Yi. He said that Liu Yan, as a long-serving retainer, was, like all of them, esteemed and valued, but that if one examined their conduct and traced the rules by which they bore themselves, the misfortune they invited and the blame they incurred all came from themselves. Records, Shu 10 §74

In the Romance

In Chapter 91 of the Romance, when Zhuge Liang receives the edict, returns to his headquarters and gives orders to the commanders setting out on the northern expedition, Liu Yan, as Grand General of Chariots and Cavalry and Marquis of a Chief District, is appointed acting Central Military Adviser. Romance, Ch. 91 §41

In Chapter 92, after taking Nan'an and Anding, Zhuge Liang sets out to take Tianshui Commandery, leaving Wu Yi to guard Nan'an and Liu Yan to guard Anding, and withdrawing Wei Yan's troops. Romance, Ch. 92 §44

In Chapter 115, while the Later Sovereign, Liu Shan, trusts the words of the eunuch Huang Hao, indulges in wine and women and neglects the affairs of court, Lady Hu, the wife of the high minister Liu Yan, enters the palace to pay her respects to the Empress, who keeps her there, so that she comes out only after a month. Suspecting that his wife has had an affair with the Later Sovereign, Liu Yan lines up five hundred of his soldiers before him, has his wife bound, and has the soldiers strike her face with shoes dozens of times, so that she nearly dies before reviving. Romance, Ch. 115 §19–20

Hearing of this, the Later Sovereign is enraged and has the officials in charge deliberate on Liu Yan's crime. When they declare that 'soldiers are not the ones to beat a wife, and a face is not a place to receive punishment,' and that he should be beheaded in the marketplace, Liu Yan is at last beheaded. The Romance records that from then on titled ladies were not allowed to attend court, and that many officials, regarding the Later Sovereign as dissolute, grew suspicious and resentful. Romance, Ch. 115 §20–21

Where the Romance differs

Office: In Chapter 91 of the Romance he serves as acting Central Military Adviser as Grand General of Chariots and Cavalry and Marquis of a Chief District. In the Records he served as Minister of the Guards, Central Military Adviser and General of the Rear before being promoted to General of Chariots and Cavalry. Romance, Ch. 91 §41Records, Shu 10 §52

Guarding Anding: In Chapter 92 of the Romance he guards Anding on Zhuge Liang's orders. The Biography of Liu Yan in the Records has no such episode, and records that he took no part in the government of the state but merely commanded over a thousand soldiers and followed Zhuge Liang, offering suggestions by indirect hints. Romance, Ch. 92 §44Records, Shu 10 §51–55

The quarrel with Wei Yan: His quarrel with Wei Yan in the 10th year of Jianxing (232) recorded in the Records, and his letter of apology to Zhuge Liang, do not appear in the Romance. The Liu Yan of the Romance appears only in Chapters 91, 92 and 115. Records, Shu 10 §53–54Romance, Ch. 91 §41Romance, Ch. 92 §44Romance, Ch. 115 §19–20

When it happened: Chapter 115 of the Romance sets the affair at the time when Jiang Wei is fighting Deng Ai at Mount Qi and the Later Sovereign is trusting Huang Hao's words. In the Records it happened in the 1st month of the 12th year of Jianxing (234), and Zhuge Liang died in the 8th month, in autumn, of that year. Romance, Ch. 115 §19Records, Shu 10 §55Records, Shu 3 §15

Whom Lady Hu visited: In Chapter 115 of the Romance, Lady Hu pays her respects to the Empress, and the Empress keeps her. In the Records she offered congratulations to the Empress Dowager, and the Empress Dowager kept her. Romance, Ch. 115 §19Records, Shu 10 §55

Who beat her: In Chapter 115 of the Romance, he lines up five hundred of his soldiers, has his wife bound, and has the soldiers strike her face with shoes dozens of times. In the Records he summoned his 'five hundred' (wubai) attendants to beat her, went so far as to strike her face with a shoe, and then cast her out. Romance, Ch. 115 §20Records, Shu 10 §55

How he came to be charged: In Chapter 115 of the Romance, the Later Sovereign hears of it, is enraged and has the officials in charge deliberate on the crime. In the Records, Lady Hu, after being cast out, laid out the matter in full and accused him, and Liu Yan was imprisoned; nothing is said of the Later Sovereign's anger. Romance, Ch. 115 §20Records, Shu 10 §55

Afterward: Chapter 115 of the Romance records that after this affair titled ladies were barred from attending court, and that officials, suspicious and resentful of the Later Sovereign's dissoluteness, saw worthy men withdraw and petty men advance. The Records says only that from then on the custom of the wives and mothers of high ministers entering the court to offer congratulations came to an end. Romance, Ch. 115 §20–21Records, Shu 10 §55

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Abilities

The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.

LEASTRINTPOLCHAVIRADPSCHDIPDIS
Records (solid) vs Romance (dashed)
  • LEA3842+4
  • STR3131±0
  • INT3833−5
  • POL2831+3
  • CHA5535−20
  • VIR1210−2
  • ADP1815−3
  • SCH5235−17
  • DIP6035−25
  • DIS3131±0
Records · Romance scores and difference (Romance − Records · left = lowered by the Romance · right = raised)

Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more

DiplomacyR60N35Unverified −25

RGood at conversation, he followed the First Sovereign and was always a guestShu 10 §52

NNo direct record — estimatedCh. 91 §41

CharismaR55N35Unverified −20

RShared the imperial clan surname and had refinement, so the First Sovereign was close to himShu 10 §52

NNo direct record — estimatedCh. 91 §41

ScholarshipR52N35Unverified −17

RHad refinement and taught his maidservants to recite the Rhapsody on the Hall of Numinous Brilliance in LuShu 10 §52Shu 10 §53

NNo direct record — estimatedCh. 91 §41

7 similar abilities — show evidence
  • LeadershipR38UnverifiedN42 +4

    RNo direct record — estimated from his commanding over a thousand soldiersShu 10 §53

    NGuarded Anding on Zhuge Liang's ordersCh. 92 §44

  • StrengthR31UnverifiedN31Unverified ±0

    RNo direct record — estimatedShu 10 §53

    NNo direct record — estimatedCh. 92 §44

  • IntelligenceR38UnverifiedN33Unverified −5

    RNo direct record — estimatedShu 10 §53

    NNo direct record — estimatedCh. 91 §41

  • PoliticsR28N31Unverified +3

    RTook no part in the government of the state and only offered indirect suggestionsShu 10 §53

    NNo direct record — estimatedCh. 91 §41

  • VirtueR12N10 −2

    RCriticized for extravagance and drink, and executed in the marketplace for beating his wifeShu 10 §53Shu 10 §55

    NSuspecting his wife, had five hundred soldiers strike her face with shoesCh. 115 §20

  • AdaptabilityR18N15 −3

    RChen Shou's assessment says his conduct invited misfortune and blameShu 10 §55Shu 10 §74

    NBeheaded in the marketplace for the crime of beating his wifeCh. 115 §20

  • DiscernmentR31UnverifiedN31Unverified ±0

    RNo direct record — estimatedShu 10 §53

    NNo direct record — estimatedCh. 91 §41

Records Romance Unverified No direct record; scored from their actions (evidence grade C)

3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.

Romance chapters (3)

AppearsNot present Chapter list →

Allegiance history

  1. Shu · Records · Records vol. 40 「先主定益州,以琰為固陵太守」

Family

SpouseLady Hu Novel & History

Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.