Politics
Cao Pi's Usurpation of the Han 曹丕代漢
About this event
Cao Pi's Usurpation of the Han was the event of the 1st year of Yankang (220) in which Cao Pi, King of Wei, received the abdication of Emperor Xian of Han, became emperor and changed the era name to Huangchu. When Cao Cao died in the 1st month of that year, Emperor Xian sent the acting Imperial Counselor Zhang Yin to Cao Pi, who had succeeded to the posts of Chancellor and King of Wei, to present the imperial seal and ribbon and hand over the throne. Cao Pi ascended the altar built at Fanyang and took the imperial throne, and Emperor Xian was enfeoffed as Duke of Shanyang. When at this news a rumor spread that Emperor Xian had been killed, Liu Bei put on mourning. Records, Wei 1 §171–172Records, Wei 2 §1 · 13–17Records, Shu 2 §55
Chen Shou recorded this event in the Annals of Emperor Wen (Records of Wei 2), and also included it in the Biographies of Empresses and Consorts (Records of Wei 5), the Biography of the First Sovereign (Records of Shu 2) and elsewhere. The Romance depicts it in Chapter 80, "Cao Pi Deposes the Emperor and Usurps the Throne of the Fiery Liu." Records, Wei 2 §13–19Records, Wei 5 §20Records, Shu 2 §55Romance, Ch. 80 §1–29
Course of events in the Records
When Cao Cao died at Luoyang in the 1st month of the 25th year of Jian'an (220), Cao Pi, Crown Prince of Wei, succeeded him as Chancellor and King of Wei and changed the 25th year of Jian'an to the 1st year of Yankang. In the 2nd month Cao Pi made Jia Xu Grand Commandant, Hua Xin Chancellor of State and Wang Lang Imperial Counselor. When a yellow dragon appeared at Qiao County in the 3rd month, Yin Deng, who had remembered the saying, made about the yellow dragon at Qiao County in the 5th year of Xiping (176), that a king would arise in that state, said that the saying had come true. Records, Wei 1 §171–172Records, Wei 2 §1–3
In the 6th month Cao Pi set out on a southern campaign, and in the 7th month Sun Quan sent an envoy with tribute and the Shu general Meng Da surrendered with his followers. Cao Pi's army stopped at Qiao County and held a great feast for the Six Armies and for the elders and common people of Qiao. Records, Wei 2 §8 · 10–11
The Han emperor, because the hopes of the multitude rested on Wei, summoned the high ministers and officials, reported to the Temple of Gaozu, and had the acting Imperial Counselor Zhang Yin, bearing the credentials, present the imperial seal and ribbon and hand over the throne. The edict of abdication said that the Mandate of Heaven returns to the virtuous, just as Yao yielded the throne to Shun and Shun to Yu, and that since the divine martial power of King Wu had rescued the realm from its troubles and the King had carried on that work and made his virtue shine, the emperor was yielding the throne according to the rule of Tang Yao. Records, Wei 2 §13–15
An altar was built at Fanyang, and on the gengwu day Cao Pi ascended the altar and took the imperial throne, with the hundred officials in attendance. When the ceremony was over he came down from the altar and watched the firewood burned to complete the rite, changed Yankang to Huangchu and proclaimed a general amnesty. The Annals of Emperor Wen record this following the entries for the guimao and bingwu days of the 11th month in winter, while the Biographies of Empresses and Consorts record that he took the throne in the 10th month of the 1st year of Huangchu. Records, Wei 2 §12 · 16Records, Wei 5 §20
On the guiyou day of the 11th month of the 1st year of Huangchu, Cao Pi enfeoffed the Han emperor as Duke of Shanyang with the 10,000 households of Shanyang town in Henei, allowed him to use the Han calendar, to perform the suburban sacrifices with the rites of the Son of Heaven and not to call himself a subject when submitting writings, and enfeoffed his four sons as marquises. He honored his grandfather the Grand King as Grand Emperor and his father King Wu as Emperor Wu, made Fanyang Pavilion in Yingyin into Fanchang County, and changed official titles, such as renaming Chancellor of State to Minister over the Masses. Hua Xin went at this time from Chancellor of State to Minister over the Masses. In the 12th month construction of the Luoyang palace began, and on the wuwu day Cao Pi went to Luoyang. Records, Wei 2 §17–19Records, Wei 13 §33
The Biography of the First Sovereign records that in the 25th year Emperor Wen of Wei assumed the imperial title and changed the era name to Huangchu, and that when a rumor spread that the Han emperor had been killed, Liu Bei proclaimed mourning, put on mourning dress and conferred the posthumous title of Emperor Xiaomin. After that the officials of Shu submitted memorials urging Liu Bei to take the imperial title. Records, Shu 2 §55
In the Romance
In Chapter 80 of the Romance, Hua Xin and the other civil and military officials ask Emperor Xian to abdicate, saying that the virtue of the King of Wei surpasses that of Tang and Yu and that the Han's fortune has run out, while Li Fu (李伏) and Xu Zhi cite auspicious omens and prophetic charts, and Wang Lang speaks of the principle that where there is a rise there must be a fall. Emperor Xian, citing the foundation that Gaozu built with a sword three feet long, refuses in tears. Romance, Ch. 80 §1–5
The next day Empress Cao rebukes her elder brother's usurpation, but Hua Xin presses Emperor Xian again and again, and Cao Hong and Cao Xiu draw their swords and behead Zu Bi, the Keeper of the Seals, who will not hand over the imperial seal. Seeing several hundred Wei soldiers below the steps, Emperor Xian accepts the abdication, asking only to be allowed to live out his natural span, and Hua Xin presents the edict drafted by Chen Qun and the imperial seal to the palace of the King of Wei. Romance, Ch. 80 §6–12
Cao Pi, following Sima Yi's advice, declines with a memorial written by Wang Lang, and when Emperor Xian sends Zhang Yin again, he sends the seal back according to Jia Xu's plan and declines once more. Emperor Xian, as Hua Xin advises, builds a three-tiered altar for receiving the abdication at Fanyang, and on the gengwu day of the 10th month, before more than 400 officials and over 300,000 imperial guards, he presents the imperial seal in person; Cao Pi hears the edict of abdication, takes the imperial throne, and names the era Huangchu and the state Great Wei. Romance, Ch. 80 §15–23
Hua Xin, gripping his sword hilt, berates Emperor Xian and makes him, now enfeoffed as Duke of Shanyang, leave that very day, and Cao Pi says that now he understands the affairs of Shun and Yu. But just as he is about to sacrifice to Heaven and Earth a strange wind rises and Cao Pi collapses on the altar; when his illness does not mend, he suspects that the palace at Xuchang is full of evil spirits and moves to Luoyang. Liu Bei, King of Hanzhong, hearing the rumor that Emperor Xian has been killed, weeps all day, puts on mourning and confers the posthumous title of Emperor Xiaomin. Romance, Ch. 80 §24–29
Where the Romance differs
The manner of the abdication: In Chapter 80 of the Romance, Emperor Xian accepts the abdication after Cao Hong and Cao Xiu have drawn their swords and beheaded Zu Bi, the Keeper of the Seals, with Wei soldiers surrounding the foot of the steps. The Annals of Emperor Wen in the Records record only that because the hopes of the multitude rested on Wei, the Han emperor summoned the high ministers, reported to the Temple of Gaozu and sent Zhang Yin to hand over the throne; Zu Bi does not appear. Romance, Ch. 80 §10–12Records, Wei 2 §13
Declining and the abdication altar: In Chapter 80 of the Romance, Cao Pi declines twice on the plans of Sima Yi and Jia Xu, and Emperor Xian, as Hua Xin advises, builds an altar for receiving the abdication and presents the imperial seal in person. The Annals of Emperor Wen in the Records say only that after Zhang Yin presented the seal an altar was built at Fanyang and Cao Pi ascended it on the gengwu day, and do not record any declining. Romance, Ch. 80 §15–20Records, Wei 2 §13 · 16
The treatment of Emperor Xian: In Chapter 80 of the Romance, Hua Xin, gripping his sword hilt, berates Emperor Xian, tells him not to come to court unless summoned, and makes him leave that very day. The Annals of Emperor Wen in the Records record that he was enfeoffed as Duke of Shanyang with the 10,000 households of Shanyang town, was permitted the Han calendar and the suburban sacrifices performed with the rites of the Son of Heaven, did not have to call himself a subject when submitting writings, and that his four sons were enfeoffed as marquises. Romance, Ch. 80 §24Records, Wei 2 §17
Why the move to Luoyang: In Chapter 80 of the Romance, Cao Pi, after collapsing in a strange wind at the abdication altar, suspects evil spirits in the palace at Xuchang and moves to Luoyang. The Annals of Emperor Wen in the Records record only that construction of the Luoyang palace began in the 12th month and that he went to Luoyang on the wuwu day, without giving a reason. Romance, Ch. 80 §27–28Records, Wei 2 §19
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.