Battle

Battle of Tong Pass 潼關之戰

About this event

This was the battle in which, in the 16th year of Jian'an (211), when Ma Chao, Han Sui and other generals of Guanzhong rose and stationed themselves at Tong Pass, Cao Cao set out west in person and crushed them south of the Wei River. While pinning them down at Tong Pass, Cao Cao sent Xu Huang and Zhu Ling across at the Puban ford to seize the land west of the Yellow River, then crossed north himself and set up camp south of the Wei River. In the 9th month, after using Jia Xu's plan to make Ma Chao and Han Sui suspect each other, he fought a decisive battle and cut down Cheng Yi, Li Kan and others; Han Sui and Ma Chao fled to Liang Province, and Guanzhong was pacified. Records, Wei 1 §110–113Records, Wei 17 §61–62Records, Wei 10 §83

Chen Shou recorded this battle in detail in the Annals of Emperor Wu in Records of Wei 1, and also included it in the biographies of Cao Ren, Jia Xu, Xu Huang and Xu Chu in Records of Wei 9, 10, 17 and 18 and in the section on Ma Chao in the Biographies of Guan, Zhang, Ma, Huang and Zhao in Records of Shu 6. The Romance depicts this battle in Chapter 58, "Ma Mengqi Raises an Army to Avenge a Wrong; Cao Aman Cuts Off His Beard and Casts Away His Robe," and Chapter 59, "Xu Chu Strips to Fight Ma Chao; Cao Cao Blots a Letter to Sow Discord with Han Sui." Records, Wei 1 §109–117Records, Wei 9 §39Records, Wei 10 §83Records, Wei 17 §61–62Records, Wei 18 §52–53Records, Shu 6 §27Romance, Ch. 58 §11 · 26–30Romance, Ch. 59 §10 · 25

Course of events in the Records

In the 3rd month of the 16th year of Jian'an (211), when Cao Cao sent Zhong Yao to attack Zhang Lu in Hanzhong and had Xiahou Yuan and others go out to Hedong to meet Zhong Yao, the generals of Guanzhong suspected that Zhong Yao meant to attack them. When Ma Chao, together with Han Sui, Yang Qiu, Li Kan, Cheng Yi and others, rebelled and stationed himself at Tong Pass, Cao Cao sent Cao Ren to resist them and told his generals that the troops of Guanxi were elite and fierce, so they should hold their walls firmly and not fight. The biography of Ma Chao records that after his father Ma Teng was summoned to be Commandant of the Guards, Ma Chao, who had taken command of his retainers, allied with Han Sui, joined hands with Yang Qiu, Li Kan, Cheng Yi and others, and advanced as far as Tong Pass. Records, Wei 1 §109–110Records, Wei 9 §39Records, Shu 6 §26–27

In autumn, in the 7th month, Cao Cao set out west in person and encamped facing Ma Chao and the others across Tong Pass. According to the biography of Xu Huang, when Cao Cao worried that he might not be able to cross the Yellow River, Xu Huang said that since the enemy had not separately guarded Puban, it was clear they had no plan, and offered to cross at the Puban ford with elite troops and cut off their rear. Xu Huang and Zhu Ling crossed at the Puban ford by night with 4,000 infantry and cavalry and set up camp west of the Yellow River, and before the trenches and palisades were finished, the enemy general Liang Xing attacked by night with more than 5,000 men, but Xu Huang drove him off. Records, Wei 1 §110Records, Wei 17 §61–62

When Cao Cao crossed north from Tong Pass, Ma Chao fell upon the boats before the crossing was complete. According to the biography of Xu Chu, when Ma Chao charged with more than 10,000 infantry and cavalry and arrows fell like rain, Xu Chu helped Cao Cao into a boat and cut down those clinging to it, held up a saddle in his left hand to shield Cao Cao, and, the boatman having been killed by an arrow, poled the boat with his right hand, so that they barely got across. The Annals of Emperor Wu record that the Colonel Ding Fei released cattle and horses to lure the enemy, and while the enemy fell into disorder seizing them, Cao Cao was able to cross. Records, Wei 1 §111Records, Wei 18 §52

Cao Cao advanced south along the Yellow River building a walled road, and when the enemy blocked him at the mouth of the Wei, he set out many decoy troops, secretly sent soldiers by boat into the Wei River, built a pontoon bridge, and at night set up camp south of the Wei River. The enemy who attacked the camp at night were broken by troops in ambush. Ma Chao and the others, stationed south of the Wei River, offered to make peace if the land west of the Yellow River were ceded to them, but Cao Cao did not agree. Records, Wei 1 §111

In the 9th month Cao Cao crossed the Wei River, and though Ma Chao and the others repeatedly challenged him to battle, he did not respond. When Ma Chao and the others insistently asked for land to be ceded and offered to send their sons as hostages, Cao Cao, following Jia Xu's plan, pretended to agree. The biography of Jia Xu records that Jia Xu said, "Just divide them," and that the defeat of Han Sui and Ma Chao was originally Jia Xu's plan. Cao Cao, who had been nominated filial and incorrupt in the same year as Han Sui's father, met Han Sui horse to horse and, without mentioning military matters, only talked and laughed about old times in the capital; later he sent Han Sui a letter blotted and altered here and there, making Ma Chao and the others suspect Han Sui all the more. The biography of Ma Chao and the biography of Xu Chu record that when Cao Cao met Han Sui and Ma Chao, each on a single horse, Ma Chao secretly meant to rush at him, but when Xu Chu glared at him wide-eyed, he did not dare move. Records, Wei 1 §112–113Records, Wei 10 §83Records, Shu 6 §27Records, Wei 18 §53

Cao Cao fixed a day for a decisive battle. He first sent light troops to provoke the enemy, and after fighting for a long while he loosed the Tiger Cavalry to attack from both flanks, crushed the enemy and cut down Cheng Yi, Li Kan and others. Han Sui, Ma Chao and others fled to Liang Province and Yang Qiu to Anding, and Guanzhong was pacified. Cao Cao explained to his generals that by turning his main army toward Tong Pass he had taken Xihe while the enemy guarded the south, that by offering to cede land he had made the enemy feel secure and fail to prepare, and that he had been glad because the enemy, gathered in one place, could be wiped out at a single stroke. In the 10th month Cao Cao besieged Anding and received Yang Qiu's surrender. Records, Wei 1 §113–117

In the Romance

In Chapter 58 of the Romance, Ma Chao, having received news that his father Ma Teng and his younger brothers had been killed by Cao Cao, as well as a letter from Liu Bei, attacked Chang'an with a great army of 200,000 together with Han Sui, who had decided to help him even after receiving a letter from Cao Cao. Zhong Yao, having lost Chang'an to Pang De's stratagem, fell back to Tong Pass, and Cao Cao had Cao Hong and Xu Huang hold it for ten days, but on the ninth day Cao Hong, unable to bear the insults from Ma Chao's side, went down from the pass to fight and lost Tong Pass. Romance, Ch. 58 §8–13 · 14–24

On the first day they faced Cao Cao's main army, Ma Chao drove back Yu Jin and Zhang He, speared Li Tong from his horse and pursued Cao Cao. At the shouts "The one in the red robe is Cao Cao!" and "The one with the long beard is Cao Cao!", Cao Cao threw off his robe and cut his beard with his sword, and he barely escaped when Ma Chao's spear stuck in a tree and Cao Hong blocked the way. On Xu Huang's plan, Xu Huang and Zhu Ling crossed at the Puban ford, and when Ma Chao fell upon Cao Cao as he crossed the Wei River, Xu Chu carried Cao Cao on his back onto a boat and blocked the arrows with a saddle, while Ding Fei, magistrate of Weinan, released cattle and horses to scatter the Xiliang troops. Romance, Ch. 58 §26–30 · 32–33 · 37–38 · 40–46

In Chapter 59, Cao Cao, unable to build ramparts because of the sandy soil, followed Lou Zibo's advice and, when the north wind blew, poured water on the earth and raised an ice fortress in a single night. Xu Chu fought Ma Chao for more than two hundred bouts, threw off his helmet and armor and grappled with him bare-bodied, matching him so evenly that they broke a spear shaft and struck at each other each holding half. When Xu Huang and Zhu Ling set up camp at Hexi, Ma Chao's side asked to make peace in exchange for a cession of land. Romance, Ch. 59 §3–11 · 13–16

Pretending, in line with Jia Xu's idea, to accept the peace, Cao Cao talked only of old times with Han Sui in front of the lines, and then sent Han Sui a letter altered and blotted here and there. Ma Chao, growing suspicious, burst into Han Sui's tent and cut off his left hand with a sword, and as the generals on Han Sui's side coordinated with Cao Cao from inside and out, the Xiliang troops killed one another. Ma Chao fled to Longxi with Pang De, Ma Dai and only some thirty horsemen, and Cao Cao pursued as far as Anding, then returned to Chang'an and explained to his generals why he had held Tong Pass and played for time. Romance, Ch. 59 §16–17 · 19–25 · 31–37 · 38 · 41–43

Where the Romance differs

Why Ma Chao rose: In Chapter 58 of the Romance, Ma Chao raised troops to avenge his father Ma Teng and his younger brothers, who had been killed by Cao Cao. The Annals of Emperor Wu in the Records record that when Zhong Yao set out against Zhang Lu, the generals of Guanzhong suspected that he meant to attack them and rebelled, and the biography of Ma Chao says only that Ma Teng was summoned to be Commandant of the Guards and Ma Chao took command of his retainers. Romance, Ch. 58 §8–9Records, Wei 1 §109–110Records, Shu 6 §26–27

Chang'an and Tong Pass: In Chapter 58 of the Romance, Ma Chao took Chang'an and broke through Tong Pass, held by Cao Hong. In the Annals of Emperor Wu in the Records, Ma Chao and the others were stationed at Tong Pass from the start, and Cao Cao sent Cao Ren to resist them, telling him not to fight. Romance, Ch. 58 §18 · 23–24Records, Wei 1 §110Records, Wei 9 §39

When Cao Cao was in danger: In Chapter 58 of the Romance, Cao Cao, pursued by Ma Chao, threw off his robe and cut his beard. Chen Shou's text has no such episode; the moment Cao Cao was in danger was when he was attacked by Ma Chao while crossing the Yellow River and Xu Chu rescued him by boat, and the biography of Xu Chu records that had it not been for Xu Chu that day, Cao Cao would have been in grave danger. Romance, Ch. 58 §29–30Records, Wei 1 §111Records, Wei 18 §52

Xu Chu and Ma Chao: In Chapter 59 of the Romance, Xu Chu fought Ma Chao in single combat and stripped off his armor to grapple with him. In the biography of Xu Chu in the Records, Xu Chu accompanied Cao Cao when he met Han Sui and Ma Chao, each on a single horse, and glared at Ma Chao so that he could not move, and in the decisive battle a few days later he personally took enemy heads. Romance, Ch. 59 §9–11Records, Wei 18 §53

The ice fortress: In Chapter 59 of the Romance, Cao Cao, on Lou Zibo's advice, poured water and built an ice fortress in a single night. The Annals of Emperor Wu in the Records say only that he crossed the Wei River and built strong ramparts, and do not mention an ice fortress. Romance, Ch. 59 §3–5Records, Wei 1 §115

The fate of the generals: In Chapters 58–59 of the Romance, Cheng Yi was killed by Xiahou Yuan and Li Kan by a stray arrow of Yu Jin's, and Han Sui, after having his left hand cut off by Ma Chao, received from Cao Cao the title of Marquis of Xiliang. In the Annals of Emperor Wu in the Records, Cheng Yi, Li Kan and others were cut down in the decisive battle, and Han Sui fled to Liang Province together with Ma Chao. Romance, Ch. 58 §54Romance, Ch. 59 §32 · 34 · 38Records, Wei 1 §113

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsWeiHan Sui faction, Ma Chao faction
CommandersCao Cao, Xu Huang, Zhu Ling, Xu Chu, Cao RenHan Sui, Ma Chao, Yang Qiu, Li Kan, Cheng Yi, Liang Xing

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §113

Sub-events and Romance scenes (1)

Romance chapters (2)

Records volumes (6)