Battle
Battle of Xuzhou 徐州之戰
About this event
The Battle of Xuzhou was the fight in the 1st month of spring in the 5th year of Jian'an (200) in which Cao Cao marched east in person and crushed Liu Bei, who had turned against him in Xuzhou. Liu Bei, who had gone to Xuzhou to block Yuan Shu, killed Che Zhou, the Inspector of Xu Province, stationed himself at Xiaopei and allied with Yuan Shao, and drove off Liu Dai and Wang Zhong, whom Cao Cao had sent. With a decisive battle against Yuan Shao ahead, Cao Cao attacked Liu Bei first, saying he would otherwise become a future menace. Liu Bei fled to Yuan Shao, and Cao Cao captured his wife and children and received the surrender of Guan Yu, who had been holding Xiapi. Records, Wei 1 §56 · 58–59Records, Shu 2 §16
Chen Shou recorded this fight in the Annals of Emperor Wu in Records of Wei 1 and the Biography of the First Sovereign in Records of Shu 2, and also spread it across the Biography of Yuan Shao in Records of Wei 6, the Biographies of Cheng Yu, Guo Jia, Dong Zhao, Liu Ye, Jiang Ji and Liu Fang in Records of Wei 14, and the Biographies of Guan Yu, Zhang Fei, Ma Chao, Huang Zhong and Zhao Yun in Records of Shu 6. The Romance depicts Liu Bei seizing Xuzhou and driving off Liu Dai and Wang Zhong in Chapters 21 and 22, and Cao Cao's attack on Xuzhou in Chapter 24, "The Imperial Uncle flees in defeat and takes refuge with Yuan Shao," and Chapter 25, "Camped on the earthen hill, Lord Guan sets three conditions." Records, Wei 1 §56–59Records, Shu 2 §14–16Records, Wei 6 §50Records, Wei 14 §15–16 · 57Records, Shu 6 §3–4Romance, Ch. 21 §45–47Romance, Ch. 22 §51–52Romance, Ch. 24 §13Romance, Ch. 25 §1–20
Course of events in the Records
In the 4th year of Jian'an (199), when Yuan Shu, defeated at Chen, tried to pass through Xiapi and go north to Yuan Shao, Cao Cao had Liu Bei lead Zhu Ling and others to intercept him. Cheng Yu and Guo Jia said that if Liu Bei were lent troops he would surely turn disloyal, and Cao Cao, regretting it, sent men after him, but they did not catch up. In Dong Zhao's biography too, Dong Zhao said that Liu Bei was brave and ambitious, with Guan Yu and Zhang Fei as his wings, so his true intentions could not be gauged. Yuan Shu died of illness before Liu Bei arrived. Records, Wei 1 §56Records, Shu 2 §14Records, Wei 14 §15–16 · 57
According to the Biography of the First Sovereign, Liu Bei had earlier plotted with Dong Cheng and others to kill Cao Cao, but had not acted because he was sent out on this mission. Arriving at Xiapi, Liu Bei, after Zhu Ling and the others had gone back, killed Che Zhou, the Inspector of Xu Province, had Guan Yu hold the city of Xiapi and act as its Administrator, and returned to Xiaopei himself. When Chang Ba of Donghai rebelled, many commanderies and counties turned against Cao Cao and sided with Liu Bei, and his following grew to tens of thousands; Liu Bei sent Sun Qian to ally with Yuan Shao. Liu Dai and Wang Zhong, whom Cao Cao sent, could not prevail. Records, Shu 2 §15–16Records, Shu 6 §3Records, Wei 1 §56
In the 1st month of spring in the 5th year of Jian'an (200), the plot of Dong Cheng and the others leaked and they were all executed. When Cao Cao was about to march east against Liu Bei in person, his generals said that his rival for the realm was Yuan Shao, and asked what he would do if Yuan Shao struck his rear while he left him to go east. Cao Cao said that Liu Bei was an outstanding man who would surely become a future menace if not attacked now, while Yuan Shao, though ambitious, was slow to see how things stood and would not move; Guo Jia also urged the campaign. In the Biography of Yuan Shao, Tian Feng urged a surprise attack on Cao Cao's rear, but Yuan Shao refused, pleading his son's illness. Records, Wei 1 §58Records, Wei 6 §50
Cao Cao marched east, crushed Liu Bei and captured his general Xiahou Bo. Liu Bei fled to Yuan Shao, and Cao Cao captured his wife and children. He then attacked Guan Yu, who was stationed at Xiapi, and Guan Yu surrendered; Cao Cao also attacked and defeated Chang Xi, who had sided with Liu Bei. The Biography of the First Sovereign records that Liu Bei was badly defeated and Cao Cao took in all his followers and went back with Guan Yu as well, and Guan Yu's biography records that Cao Cao made Guan Yu Lieutenant General and treated him with great courtesy. Cao Cao returned to Guandu, but Yuan Shao never came out. Records, Wei 1 §58–59Records, Shu 2 §16Records, Shu 6 §4
The fleeing Liu Bei was welcomed by Yuan Tan, the Inspector of Qing Province, and went by way of Pingyuan to Yuan Shao. Yuan Shao came out to a place 200 li from Ye to meet him, and there Liu Bei gathered his scattered soldiers again. After this fight, in the 2nd month, the Battle of Guandu began with Yuan Shao's attack on Baima. Records, Shu 2 §17Records, Wei 1 §60
In the Romance
In Chapter 21 of the Romance, when Liu Bei, who went to Xuzhou saying he would block Yuan Shu, does not send back the troops and horses even after repelling Yuan Shu, Cao Cao, following Xun Yu's plan, has Che Zhou plot against Liu Bei. Guan Yu lures Che Zhou out of the city by pretending to be Zhang Liao's men sent by Cao Cao, and beheads him. In Chapter 22, Liu Dai and Wang Zhong, sent by Cao Cao, are captured by Guan Yu and Zhang Fei and then released, and on Sun Qian's advice Liu Bei has Guan Yu guard Xiapi, placing his two wives, Lady Gan and Lady Mi, there as well, while he himself is stationed at Xiaopei with Zhang Fei. Romance, Ch. 21 §26 · 35–37 · 41–47Romance, Ch. 22 §34–52
In Chapter 24, on Guo Jia's advice, Cao Cao comes down on Xuzhou with a great army of 200,000 divided into five columns. When Yuan Shao refuses to send help on account of his youngest son's illness, Liu Bei, following Zhang Fei's advice, raids Cao Cao's camp by night, is caught by ambushes on eight sides, becomes separated from Zhang Fei, and goes alone by way of Qing Province to Yuan Shao. That night Cao Cao takes Xiaopei and seizes Xuzhou. Romance, Ch. 24 §12–17 · 21–28
In Chapter 25, Cao Cao wants to win Guan Yu over and, following Cheng Yu's plan, sends surrendered soldiers into Xiapi to act as insiders. Xiahou Dun challenges Guan Yu to battle and lures him out of the city, Xu Huang and Xu Chu block his way, and Guan Yu, trapped on an earthen hill, watches flames rise in the city of Xiapi. When Zhang Liao comes and urges him to surrender, setting out three crimes and three benefits, Guan Yu puts forward three conditions: that he is surrendering to the Han emperor and not to Cao Cao, that his two sisters-in-law be supported with the Imperial Uncle's stipend, and that he will leave as soon as he learns where Liu Bei is; and when Cao Cao accepts them all, he surrenders. Romance, Ch. 25 §1–15 · 19–20
Where the Romance differs
Who killed Che Zhou: In Chapter 21 of the Romance, Guan Yu lures out of the city and beheads Che Zhou, who on Cao Cao's secret orders meant to harm Liu Bei. In the Biography of the First Sovereign and Guan Yu's biography in the Records, Liu Bei attacked and killed Che Zhou, the Inspector of Xu Province, and entrusted Xiapi to Guan Yu. Romance, Ch. 21 §45–47Records, Shu 2 §16Records, Shu 6 §3
Cao Cao's forces and Liu Bei's defeat: In Chapter 24 of the Romance, Cao Cao divides a great army of 200,000 into five columns, and Liu Bei collapses when his raid on the camp runs into ambushes. The Annals of Emperor Wu in the Records give no troop numbers and say only that Cao Cao marched east, crushed Liu Bei and captured his general Xiahou Bo; neither the camp raid nor the ambushes appear. Romance, Ch. 24 §13 · 21–24Records, Wei 1 §58
Guan Yu's surrender: In Chapter 25 of the Romance, Guan Yu, trapped on an earthen hill after falling for a ruse, listens to Zhang Liao's persuasion and surrenders after obtaining three conditions. The Annals of Emperor Wu in the Records say that when Cao Cao attacked Guan Yu at Xiapi, Guan Yu surrendered, and the Biography of the First Sovereign records that Cao Cao went back with Guan Yu as a captive; neither the earthen hill nor the three conditions appear. In Guan Yu's biography, it was after Guan Yu had come to Cao Cao that Zhang Liao, at Cao Cao's wish, asked Guan Yu his feelings. Romance, Ch. 25 §4–15Records, Wei 1 §59Records, Shu 2 §16Records, Shu 6 §5
Liu Bei's wife and children: In Chapter 25 of the Romance, Lady Gan and Lady Mi are protected by Guan Yu at Xiapi and go to Cao Cao together with him. In the Annals of Emperor Wu and the Biography of the First Sovereign in the Records, Cao Cao captured Liu Bei's wife and children after defeating him. Romance, Ch. 25 §15–17Records, Wei 1 §59Records, Shu 2 §16
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Belligerents
| Item | A | B |
|---|---|---|
| Factions | Wei | Shu |
| Commanders | Cao Cao | Guan Yu, Liu Bei, Chang Xi |
Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §58 · Wei 1 §59