Battle

Battle of Yangping 陽平關之戰

About this event

The Battle of Yangping was the battle in the 20th year of Jian'an (215) in which Cao Cao attacked Zhang Lu of Hanzhong, broke through Yangping Pass and took Hanzhong. Setting out against Zhang Lu in the 3rd month, Cao Cao passed through Chencang, crushed the Di and reached Yangping in the 7th month, but he could not take the walls that Zhang Lu's younger brother Zhang Wei and others had built across the mountains for more than ten li, and withdrew his army. When the enemy relaxed their defenses and dispersed, he used the rugged terrain to raid them at night and won a great victory, and Zhang Lu fled to Bazhong and in the 11th month surrendered with his remaining followers. Records, Wei 1 §146–148 · 152

Chen Shou recorded this battle in the Annals of Emperor Wu in Records of Wei 1 and the Biography of Zhang Lu in Records of Wei 8, and also distributed it among the Biography of Liu Ye in Records of Wei 14, the Biographies of Zhang He and Xu Huang in Records of Wei 17, the Biography of Xiahou Yuan in Records of Wei 9 and the Biography of Pang De in Records of Wei 18. The Romance depicts it in the first part of Chapter 67 as the episode in which Cao Cao takes Yangping Pass, wins over Pang De and pacifies Hanzhong. Records, Wei 1 §146–153Records, Wei 8 §66–68Records, Wei 14 §94–96Records, Wei 17 §46–47 · 63Records, Wei 9 §23Records, Wei 18 §69Romance, Ch. 67 §1–31

Course of events in the Records

According to the Annals of Emperor Wu, in the 3rd month of the 20th year of Jian'an (215) Cao Cao went west to attack Zhang Lu and reached Chencang, and when he was about to enter Di territory from Wudu, the Di blocked the road, so he first sent Zhang He, Zhu Ling and others to defeat them. In the 4th month he went out from Chencang through San Pass and reached Hechi; in the 5th month he attacked and massacred the followers of the Di king Dou Mao, who relied on the rugged terrain and would not submit; and in the 7th month he reached Yangping. The Biography of Zhang He says that Zhang He led 5,000 infantry ahead to open the road, and Xiahou Yuan, leading the generals of Liang Province, joined Cao Cao at Xiuting. Records, Wei 1 §146Records, Wei 17 §46Records, Wei 9 §23

The Biography of Zhang Lu records that Zhang Lu wanted to surrender with Hanzhong, but his younger brother Zhang Wei would not agree and held the pass firmly with several tens of thousands of men. According to the Annals of Emperor Wu, Zhang Wei, the general Yang Ang and others, relying on Yangping Pass, built walls across the mountains for more than ten li, and Cao Cao, unable to take them by attack, led his army away. The Biography of Liu Ye says that because the mountains of Hanzhong were steep and hard to climb and provisions were running short, Cao Cao, calling it nothing but a land of sorcery, wanted to hurry home, but Liu Ye, who was overseeing the rear armies, reported that Zhang Lu could be beaten and that, with the supply route cut, the army could not get out intact even if it withdrew, and urged an attack. Records, Wei 8 §66Records, Wei 1 §147Records, Wei 14 §94

According to the Annals of Emperor Wu, the enemy, seeing the main army withdraw, relaxed their guard and dispersed, and Cao Cao secretly sent Xie Biao, Gao Zuo and others to use the rugged terrain to raid them at night, winning a great victory and beheading the general Yang Ren. When he then attacked Zhang Wei, Zhang Wei and the others fled by night, and Zhang Lu's forces collapsed and he fled to Bazhong. The Biography of Liu Ye records that the army advanced and shot many crossbow bolts at Zhang Lu's camp, whereupon Zhang Lu fled and Hanzhong was pacified. Records, Wei 1 §147Records, Wei 14 §95

According to the Biography of Zhang Lu, when Yangping fell, Zhang Lu wanted to surrender, but Yan Pu told him that if he went now under pressure his merit would count for little, and that he should go to Bazhong and hold out before submitting. As Zhang Lu fled to the southern mountains, he told his attendants, who wanted to burn the storehouses, that the treasures and storehouses belonged to the state, and he sealed them and left; Cao Cao, on entering Nanzheng, praised him greatly for this. In the 11th month, when Zhang Lu came out bringing his whole family, Cao Cao made him General Who Guards the South and Marquis of Langzhong, and enfeoffed his five sons, Yan Pu and others as full marquises. Pang De also surrendered at this time along with the others. Records, Wei 8 §67–68Records, Wei 1 §152Records, Wei 18 §69

Liu Ye urged him to attack Shu on the momentum of taking Hanzhong, saying that if he delayed even a little, Zhuge Liang would become chief minister and Guan Yu and Zhang Fei generals, and Shu could no longer be attacked. The Annals of Emperor Wu record that in the 12th month Cao Cao returned from Nanzheng, leaving Xiahou Yuan to garrison Hanzhong. Records, Wei 14 §95–96Records, Wei 1 §153

In the Romance

In Chapter 67 of the Romance, Cao Cao set out west with Xiahou Yuan and Zhang He as his vanguard, and Zhang Lu sent his younger brother Zhang Wei and the senior generals Yang Ang and Yang Ren to set up camps on the left and right of Yangping Pass. Xiahou Yuan and Zhang He were defeated when their camp was raided at night, and Cao Cao, surveying the camps, was chased by Yang Ang and Yang Ren and escaped only thanks to Xu Chu and Xu Huang. After more than fifty days of mere standoff Cao Cao feigned a withdrawal, and Xiahou Yuan, who had lost his way in a thick fog, occupied the empty camp of Yang Ang, who had come out in pursuit. Yang Ang was killed by Zhang He, and Zhang Wei abandoned the pass and fled by night. Romance, Ch. 67 §1–11

Yang Ren, who set out after writing a military pledge, was beheaded by Xiahou Yuan, and when Cao Cao reached Nanzheng, Yan Pu recommended Pang De, who had come with Ma Chao. Prizing Pang De's valor, Cao Cao, following Jia Xu's plan, sent a golden suit of armor to Zhang Lu's adviser Yang Song to have him slander Pang De, and Pang De, now suspected by Zhang Lu, fell into a pit trap, was captured and surrendered. Romance, Ch. 67 §12–23

Zhang Lu sealed the storehouses, slipped out through the south gate and went to Bazhong, and Zhang Wei was beheaded by Xu Chu. When Zhang Lu went out to fight in person and fell back, Yang Song shut the city gate and would not open it, and Zhang Lu surrendered to Cao Cao. Cao Cao made Zhang Lu General Who Guards the South and had Yang Song, who had sold out his master, beheaded in the marketplace. Sima Yi and Liu Ye urged him to attack Shu, but Cao Cao halted his army, asking whether, having gained Long, he should covet Shu as well. Romance, Ch. 67 §24–31

Where the Romance differs

The withdrawal: In Chapter 67 of the Romance, Cao Cao feigned a withdrawal from the outset to make the enemy let down their guard. In the Annals of Emperor Wu in the Records, he actually withdrew his army because he could not take Yangping Pass, and then raided at night when the enemy dispersed, and in the Biography of Liu Ye, Cao Cao was about to go home for lack of provisions when Liu Ye stopped him and they attacked. Romance, Ch. 67 §6–7Records, Wei 1 §147Records, Wei 14 §94–95

The generals' fates: In Chapter 67 of the Romance, Yang Ang was killed by Zhang He and Yang Ren by Xiahou Yuan, and Zhang Wei was beheaded by Xu Chu at Bazhong. In the Annals of Emperor Wu in the Records, Cao Cao's army beheaded Yang Ren, and Zhang Wei and the others fled by night. Romance, Ch. 67 §11 · 13 · 26Records, Wei 1 §147

Zhang Lu's surrender: In Chapter 67 of the Romance, Zhang Lu surrendered when Yang Song shut the city gate and left him nowhere to go, and Yang Song was beheaded. In the Biography of Zhang Lu in the Records, Zhang Lu went to Bazhong on Yan Pu's advice and then came out with his family and surrendered, and Yang Song does not appear. Pang De, too, was captured after falling into a pit trap in the Romance, but in the Biography of Pang De in the Records he surrendered along with the others. Romance, Ch. 67 §27–28 · 23Records, Wei 8 §67–68Records, Wei 18 §69

The proposal to attack Shu: In Chapter 67 of the Romance, Sima Yi proposed it first and Liu Ye seconded him. In the Records, the proposal appears in the Biography of Liu Ye as Liu Ye's own words. Romance, Ch. 67 §30–31Records, Wei 14 §95–96

Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.

Belligerents

ItemAB
FactionsWeiZhang Lu faction
CommandersCao Cao, Zhang He, Liu YeZhang Lu, Zhang Wei, Yang Ang, Yang Ren
Strength率眾數萬人拒關堅守

Factions, commanders, strength and casualties are checked against the source texts (3KDEX). Strength and casualties show only figures stated in the sources. Source: Wei 1 §147

Sub-events and Romance scenes (1)

Romance chapters (1)

Records volumes (6)