RNo direct record — estimated from his role as an adviser following the First LordShu 5 §10
NDrilled the troops as Military Adviser; his deployments defeated Lü Kuang, Lü Xiang and Cao RenCh. 35 §28Ch. 35 §31Ch. 36 §8
| Occupation | RStrategist NStrategist · Military Adviser | Faction | Wei |
|---|---|---|---|
| Appears | RN | Biography in | |
| Born | Native place | Yingchuan Commandery | |
| Existence | Historical | Mentions | R11 |
Xu Shu, courtesy name Yuanzhi, was a man of Yingchuan. The Records give him no biography of his own; his name appears in the Biographies of Zhuge Liang and Dong He. A close friend of Zhuge Liang, he met the First Lord, Liu Bei, who was stationed at Xinye, recommended Zhuge Liang to him as a 'Sleeping Dragon,' and urged him to humble himself and go to visit him. Records, Shu 5 §3–4Records, Shu 9 §5
After Liu Biao's death, when the First Lord was pursued and routed by Cao Cao and Xu Shu's mother was captured, Xu Shu took leave of the First Lord, saying his heart was in turmoil and he would be of no use, and went over to Cao Cao. His later offices and his death are not recorded in Chen Shou's main text. Records, Shu 5 §10–11
His name does not appear in Chen Shou's assessment, but Zhuge Liang, after becoming Chancellor, praised him in an instruction, saying that Xu Yuanzhi alone had remained unswayed. In the Romance he first appears in Chapter 35 under the alias Shan Fu and appears in 7 of its 120 chapters; his names 'Shan Fu' and 'Yuanzhi' appear in the titles of Chapters 35 and 36. As the title of Chapter 36, 'Galloping Back to Recommend Zhuge Liang', suggests, the Romance portrays him as recommending Zhuge Liang as he departs. Records, Shu 9 §5Romance, Ch. 35 §24–25Romance, Ch. 36 §31–35
Zhuge Liang tilled the fields himself and always compared himself to Guan Zhong and Yue Yi, but the people of his time did not accept this. Only Cui Zhouping of Boling and Xu Shu (Yuanzhi) of Yingchuan were close friends of Zhuge Liang and believed it to be true. Records, Shu 5 §3
While the First Lord (Liu Bei) was stationed at Xinye, Xu Shu went to see him, and the First Lord thought highly of him. Xu Shu told the First Lord that Zhuge Kongming was a Sleeping Dragon and asked whether he wished to meet him. When the First Lord told him to bring the man along, Xu Shu said that this man could be visited but not summoned, so the general ought to humble himself and go to see him. Because of this the First Lord went to visit Zhuge Liang, and only after going three times in all did he meet him. Records, Shu 5 §4
When Liu Biao died and Liu Cong surrendered to Cao Cao, the First Lord, who was at Fan, led his followers south, and Zhuge Liang and Xu Shu went with him. As the First Lord was pursued and routed by Cao Cao, Xu Shu's mother was captured. Taking leave of the First Lord, Xu Shu pointed to his own chest and said that he had originally hoped to pursue the enterprise of king and hegemon together with the general by means of this square inch of heart, but now that he had lost his aged mother his heart was in turmoil and he would be of no use, so he asked to part there. He then went over to Cao Cao. Chen Shou's main text does not record Xu Shu's later activities or his death. Records, Shu 5 §10–11
Later, after becoming Chancellor, Zhuge Liang issued an instruction to his officials saying that it is hard for people to carry objection and reconsideration through to the end, but that Xu Yuanzhi alone had remained unswayed in this, and that if they could emulate even a tenth of Yuanzhi in being loyal to the state, his own faults would be reduced. He also recalled that when he first befriended Cui Zhouping he often heard about his own successes and failures, and that later, befriending Xu Yuanzhi, he received diligent instruction. Records, Shu 9 §4–6
In Chapter 35 of the Romance, on a night when Liu Bei is staying at Sima Hui's house, he overhears a man called Yuanzhi say that he went to see Liu Biao, found him to be a man of empty reputation, and left him a letter and came away. The next day, in the marketplace of Xinye, Liu Bei meets a man singing that heaven and earth are overturning and the great house is about to collapse; giving his name as Shan Fu of Yingshang, the man tests Liu Bei by advising him to give his horse Dilu to an enemy so that its curse would pass to him, and after confirming Liu Bei's benevolence he becomes his Military Adviser. Shan Fu defeats the troops of Lü Kuang and Lü Xiang with a plan that sends Guan Yu, Zhang Fei and Zhao Yun out in three separate forces. Romance, Ch. 35 §15–16 · 24–28 · 31–34
In Chapter 36, Shan Fu recognizes the Eight Gates Golden Lock Formation set up by Cao Ren and breaks it by having Zhao Yun enter through the Gate of Life in the southeast and exit to the west; he foresees Cao Ren's night raid and has Guan Yu seize Fancheng, which Cao Ren's army has left empty. Cao Cao learns from Cheng Yu that Shan Fu is Xu Shu of Yingchuan, who in his youth killed a man to avenge someone else, then changed his name and devoted himself to learning. Romance, Ch. 36 §1–2 · 4–6 · 8–10 · 13–14
Cheng Yu says that to summon Xu Shu, who is utterly devoted to his mother, they should bring his mother to them. Brought to Xuchang, Xu Shu's mother praises Liu Bei, denounces Cao Cao as a traitor to the Han, and strikes him with an inkstone. Cheng Yu keeps her alive, visits her daily, imitates the handwriting he obtains from her, forges a letter and sends it to Xinye. On receiving the letter, Xu Shu reveals his real name to Liu Bei and asks leave to go. Sun Qian urges Liu Bei to keep him, arguing that Cao Cao would then kill his mother and Xu Shu would strive with all his might for revenge, but Liu Bei rejects this as neither benevolent nor righteous. Romance, Ch. 36 §15–25
Liu Bei raises a cup at the Long Pavilion to see Xu Shu off, and Xu Shu says that even if Cao Cao presses him, he will not offer a single plan for the rest of his life. Xu Shu turns his horse back and returns to recommend Zhuge Liang of Longzhong, likening him to Lü Wang of the Zhou and Zhang Liang of the Han, and tells Liu Bei that the Hidden Dragon is none other than Zhuge Kongming. On his way, Xu Shu stops at Zhuge Liang's thatched cottage and asks him to help Liu Bei, but when Zhuge Liang, asking whether he means to make him a sacrificial victim, shakes his sleeves and goes inside, Xu Shu leaves for Xuchang in shame. Romance, Ch. 36 §26–27 · 31–35 · 37–38
In Chapter 37, when Xu Shu arrives in Xuchang, his mother rebukes him for being deceived by a forged letter and abandoning an enlightened master for darkness, then hangs herself from a beam. Xu Shu buries his mother on a slope south of Xuchang and observes mourning, accepting nothing that Cao Cao bestows. Sima Hui tells Liu Bei that Xu Shu's mother would never have summoned her son, so the letter must have been forged. Romance, Ch. 37 §1–5 · 8
In Chapter 39 Xu Shu warns Xiahou Dun not to underestimate Zhuge Liang and tells Cao Cao that he himself is a firefly while Zhuge Liang is the bright moon. In Chapter 41 he goes to Fancheng as Cao Cao's envoy, but instead of urging Liu Bei to surrender he advises him to leave the city quickly, and returns saying that though his mother's death has left him with lifelong grief, he will not devise plans. In Chapter 48 he recognizes Pang Tong, who has come to set up the chain-link plan, and, in return for not exposing the plan, learns a way to escape; after spreading a rumor that Ma Teng and Han Sui are attacking, he leaves with Zang Ba to guard San Pass. Romance, Ch. 39 §23–24Romance, Ch. 41 §3–6Romance, Ch. 48 §1–6
The name Shan Fu: In Chapter 35 of the Romance, Xu Shu, under the alias Shan Fu, meets Liu Bei while singing in the Xinye marketplace and tests him with the horse Dilu. The Biography of Zhuge Liang in the Records says only that while the First Lord was stationed at Xinye, Xu Shu went to see him and the First Lord thought highly of him. The alias, the song and the story of Dilu are not in Chen Shou's main text. Romance, Ch. 35 §24–27Records, Shu 5 §4
Battles as Military Adviser: In Chapters 35–36 of the Romance, Xu Shu becomes Liu Bei's Military Adviser, defeats Lü Kuang and Lü Xiang, breaks Cao Ren's Eight Gates Golden Lock Formation, and has Fancheng taken. The surviving records of Xu Shu in Chen Shou's main text contain no such battles. Romance, Ch. 35 §28Romance, Ch. 36 §4–10Records, Shu 5 §3–4 · 10–11Records, Shu 9 §5–6
How his mother was taken: In Chapter 36 of the Romance, on Cheng Yu's plan, Cao Cao sends men to bring Xu Shu's mother to Xuchang and summons Xu Shu with a forged letter. In the Records, Xu Shu's mother was captured after Liu Biao's death, when the First Lord, heading south, was pursued and routed by Cao Cao. There is no plan by Cheng Yu and no forged letter. Romance, Ch. 36 §15–16 · 20–22Records, Shu 5 §10
When he recommended Zhuge Liang: In Chapter 36 of the Romance, Xu Shu takes leave of Liu Bei, then turns his horse back to recommend Zhuge Liang. In the Records, Xu Shu recommended Zhuge Liang first, while the First Lord was stationed at Xinye; afterwards Xu Shu followed the First Lord together with Zhuge Liang, and left only when his mother was captured after Liu Biao's death. Romance, Ch. 36 §31–35Records, Shu 5 §4 · 10–11
His parting words: The words 'my square inch of heart is in turmoil' that Xu Shu speaks at the Long Pavilion in Chapter 36 of the Romance are almost identical to Xu Shu's words in the Biography of Zhuge Liang in the Records. In the Records, however, Xu Shu said this not at Xinye but after the First Lord, heading south from Fan, had been routed by Cao Cao and his mother had been captured. Romance, Ch. 36 §28Records, Shu 5 §10–11
His mother's death: In Chapter 37 of the Romance, Xu Shu's mother rebukes her son and hangs herself. Chen Shou's main text in the Records records only that his mother was captured, and says nothing further about her. Romance, Ch. 37 §4Records, Shu 5 §10–11
Xu Shu in Cao Cao's camp: In Chapters 36, 41 and 48 of the Romance, Xu Shu vows never to offer a plan for Cao Cao as long as he lives, and before the Battle of Red Cliffs he slips away to San Pass with a ruse learned from Pang Tong. Chen Shou's main text does not record what Xu Shu did after going over to Cao Cao. Romance, Ch. 36 §27Romance, Ch. 41 §6Romance, Ch. 48 §2–6Records, Shu 5 §11
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.
RNo direct record — estimated from his role as an adviser following the First LordShu 5 §10
NDrilled the troops as Military Adviser; his deployments defeated Lü Kuang, Lü Xiang and Cao RenCh. 35 §28Ch. 35 §31Ch. 36 §8
RRecognized Zhuge Liang's talent; Zhuge Liang said he received diligent instruction from himShu 5 §3Shu 9 §6
NSaw through the Eight Gates Golden Lock Formation and foresaw the night raid; Cheng Yu called him ten times his equalCh. 36 §4Ch. 36 §8Ch. 36 §14
RNo direct record — estimated from his being an adviserShu 5 §10
NLoved swordsmanship in his youth and avenged a wrong done to anotherCh. 36 §13
RThe First Lord thought highly of himShu 5 §4
NLiu Bei wept as if losing both hands, and the commanders grieved tooCh. 36 §26Ch. 36 §29
RNo direct record — estimated from the record of his friendship with Zhuge LiangShu 5 §3
NTurned over a new leaf, devoted himself to learning and sought out renowned teachersCh. 36 §14
RNo direct record — estimated from the praise that he remained unswayed in deliberationsShu 9 §5
NNo direct record — estimated from his post as Military AdviserCh. 35 §28
RRecommended Zhuge Liang as a Sleeping Dragon, leading the First Lord to visit him three timesShu 5 §3Shu 5 §4
NRecommended Zhuge Liang as the one man in the realm and revealed who the Hidden Dragon and Young Phoenix wereCh. 36 §32Ch. 36 §33Ch. 36 §35
Records Romance Unverified No direct record; scored from their actions (evidence grade C)
3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.
AppearsNot present Chapter list →
| Siblings | Xu Kang Romance |
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Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.
Includes automatic matching from Wikipedia infoboxes and source keywords (unverified).