Cao Yu 曹宇
| Occupation | RNOther · Prince of Yan | Faction | |
|---|---|---|---|
| Appears | RN | Biography in | Book of Wei |
| Born | Native place | Pei Commandery Qiao County Unverified | |
| Existence | Historical | Mentions | R16 |
Profile
Cao Yu, courtesy name Pengzu, was a son of Cao Cao by Lady Huan. After his fief was changed several times, he became Prince of Yan in the 6th year of Taihe (232), and he enjoyed special favour from Emperor Ming, Cao Rui, who had lived with him in childhood. Records, Wei 20 §2 · 18
In the 12th month of the 2nd year of Jingchu (early 239 CE), when Emperor Ming became critically ill, Cao Yu was appointed General-in-Chief and entrusted with affairs after the emperor's death, but within four days he firmly declined, the emperor also changed his mind, and he was removed from office. His son Cao Huan, Duke of Changdao District, entered to continue the main line of succession and later ascended the imperial throne. Records, Wei 20 §19Records, Wei 4 §113
In the assessment of the volume in which he appears, Chen Shou, who wrote the Records, wrote that the princes and dukes of Wei had only the name of their fiefs without the substance of their altars of state. In the Romance he first appears in Chapter 106 and appears in 2 of its 120 chapters; his name is in no chapter title. In Chapter 106 he declines the post of General-in-Chief and leaves for his fief in tears. Records, Wei 20 §93Romance, Ch. 106 §28–29Romance, Ch. 114 §23
In the Records
Cao Yu's courtesy name was Pengzu. He was one of the twenty-five sons of Emperor Wu, Cao Cao, born to Lady Huan; Cao Chong, Prince Ai of Deng, and Cao Ju, Prince of Pengcheng, were born of the same mother. In the 16th year of Jian'an (211) he was enfeoffed as Marquis of a Chief District, and in the 22nd year (217) he was re-enfeoffed as Marquis of Luyang. In the 2nd year of Huangchu (221) his rank was raised to duke, in the 3rd year (222) he became Prince of Xiapi, and in the 5th year (224) his fief was changed to Shanfu County. In the 6th year of Taihe (232) he was re-enfeoffed as Prince of Yan. Records, Wei 20 §2 · 18
Emperor Ming, Cao Rui, had lived with Cao Yu in childhood and so always held him in special affection, and on ascending the throne he bestowed favour and gifts on him unlike those given to the other princes. Cao Yu was summoned to court in the 3rd year of Qinglong (235), returned to Ye in the 1st year of Jingchu (237), and in the summer of the 2nd year (238) was summoned again and came to the capital. Records, Wei 20 §18–19
In the 12th month of the 2nd year of Jingchu (early 239 CE), when Emperor Ming's illness became critical, he appointed Cao Yu General-in-Chief and entrusted him with affairs after his death. Emperor Ming intended to have him assist in the government together with Xiahou Xian, General Who Leads the Army, Cao Shuang, General of the Martial Guard, Cao Zhao (曹肇), Colonel of Garrison Cavalry, and Qin Lang, General of Valiant Cavalry, but Cao Yu, being respectful and good by nature, sincerely and firmly declined. When Emperor Ming called Liu Fang and Sun Zi into his bedchamber and asked whether the Prince of Yan truly meant it, the two answered that it was because the Prince of Yan truly knew himself unable to bear so great a task. Records, Wei 20 §19Records, Wei 14 §151
When Emperor Ming asked whether Cao Shuang could take Cao Yu's place, Liu Fang and Sun Zi agreed, and urged that the Grand Commandant Sima Yi be summoned at once to hold together the imperial house. Emperor Ming in the end summoned Cao Shuang alone to receive the edict's command together with Liu Fang and Sun Zi, and dismissed Cao Yu, Xiahou Xian, Cao Zhao (曹肇) and Qin Lang from office. Cao Yu's biography says that four days after receiving the appointment Cao Yu firmly declined, the emperor also changed his mind, and he was finally removed from office; the Annals of Emperor Ming say that Cao Yu, Prince of Yan, was made General-in-Chief, was dismissed on the jiashen day, and was replaced by Cao Shuang. Records, Wei 14 §152–153Records, Wei 20 §19Records, Wei 3 §63
Cao Yu returned to Ye in the summer of the 3rd year of Jingchu (239). During the Jingchu, Zhengyuan and Jingyuan eras his fief was enlarged several times, reaching 5,500 households together with the earlier grants. His son Cao Huan, Duke of Changdao District, entered to continue the main line of succession: he had been enfeoffed as Duke of Changdao District in Anci County in the 3rd year of Ganlu (258), and when Cao Mao, Duke of Gaogui District, died, he was welcomed by the decision of the high ministers and ascended the imperial throne. Records, Wei 20 §19Records, Wei 4 §113
In the 11th month of the 1st year of Jingyuan (260), when the Prince of Yan submitted a memorial congratulating the emperor on the winter solstice and styled himself a subject, an edict was issued saying that in ancient times there were those whom the king did not treat as subjects, that he should not style himself a subject in his memorials, and that the matter should be handled as fittingly as possible. The officials in charge proposed that the Prince of Yan's memorials follow the old form; that edicts inquiring after him be worded 'The Emperor respectfully inquires after the attendants of the Great Prince'; that, except in matters of assisting at the sacrifices of the ancestral temple, the prince's personal name not be used; and that officials and commoners not violate the prince's taboo name. Records, Wei 4 §115–119
In the assessment of the volume in which Cao Yu appears, Chen Shou lamented the abuses of the system, saying that the princes and dukes of Wei had only the name of their fiefs without the substance of their altars of state, that they were cut off by prohibitions and surveillance as if they were in prison, and that, their ranks and titles never being fixed, their fiefs changed year after year. Records, Wei 20 §93
In the Romance
In Chapter 106 of the Romance, Cao Rui, the ruler of Wei, falls ill after seeing Empress Mao (Mingdao) come with a band of palace women and demand his life. As his illness grows grave, he entrusts all the affairs of the Privy Council to Liu Fang and Sun Zi, Palace Attendants and Grandees of Splendid Happiness, and summons Cao Yu, Prince of Yan, a son of Emperor Wen, to make him General-in-Chief and have him act as regent assisting the Crown Prince Cao Fang. Cao Yu, a respectful, frugal and gentle man, is unwilling to take on this great charge, and firmly declines and will not accept it. Romance, Ch. 106 §27–28
When Cao Rui asks who among the imperial clan could be entrusted with it, Liu Fang and Sun Zi, who had long enjoyed Cao Zhen's favour, recommend Cao Zhen's son Cao Shuang, and submit that if Cao Shuang is to be employed, the Prince of Yan must be sent back to his fief. The two go out bearing the edict and tell him that, by the Son of Heaven's own handwritten edict, the Prince of Yan is to leave for his fief that very day and is not to come to court without an edict, and the Prince of Yan departs in tears. Cao Shuang is made General-in-Chief and takes overall charge of the government. Romance, Ch. 106 §28–29
In Chapter 114, in the 6th month of the 1st year of Jingyuan, Sima Zhao sets up Cao Huang, Duke of Changdao District, as emperor. The Romance says that Cao Huang changed his name to Cao Huan, and that he was a grandson of Emperor Wu, Cao Cao, and a son of Cao Yu, Prince of Yan. Romance, Ch. 114 §23
Where the Romance differs
Why Cao Shuang was recommended: In Chapter 106 of the Romance, Liu Fang and Sun Zi recommend Cao Shuang because they had long enjoyed Cao Zhen's favour, and are the first to propose sending the Prince of Yan back to his fief. In the Biography of Liu Fang in the Records, Emperor Ming first asks whether Cao Shuang could take Cao Yu's place and the two agree; there is no story of Cao Zhen's favour. Romance, Ch. 106 §29Records, Wei 14 §151–153
Whose son he was: Chapter 106 of the Romance calls Cao Yu 'a son of Emperor Wen'. In the Records, Cao Yu was one of the twenty-five sons of Emperor Wu, Cao Cao, born to Lady Huan, and Cao Huan, Prince of Chenliu, is recorded as a grandson of Emperor Wu and a son of Cao Yu, Prince of Yan. In Chapter 114 the Romance too calls Cao Huan a grandson of Emperor Wu, Cao Cao, and a son of Cao Yu, Prince of Yan. Romance, Ch. 106 §28Romance, Ch. 114 §23Records, Wei 20 §2Records, Wei 4 §113
Who was to assist with him: In Chapter 106 of the Romance, Cao Yu alone is summoned to become General-in-Chief and act as regent assisting the Crown Prince Cao Fang. In the Records, Emperor Ming intended to make Cao Yu General-in-Chief and have him assist in the government together with Xiahou Xian, Cao Shuang, Cao Zhao (曹肇) and Qin Lang. Romance, Ch. 106 §28Records, Wei 14 §151
How he stepped down: In Chapter 106 of the Romance, Liu Fang and Sun Zi go out bearing the edict and tell him to go to his fief that very day, and the Prince of Yan departs in tears. In the Records, four days after receiving the appointment Cao Yu firmly declined, the emperor also changed his mind and he was removed from office, and Emperor Ming summoned Cao Shuang alone to receive the edict and then dismissed Cao Yu and the others. Cao Yu returned to Ye in the summer of the 3rd year of Jingchu (239). Romance, Ch. 106 §29Records, Wei 20 §19Records, Wei 14 §153
After his son's accession: Chapter 114 of the Romance says only that Cao Huan was a son of Cao Yu, Prince of Yan. In the Annals of the Three Young Emperors in the Records, when the Prince of Yan styled himself a subject in a memorial in the 11th month of the 1st year of Jingyuan (260), an edict told him not to style himself a subject, and the officials in charge drew up and submitted rites treating the Prince of Yan above the other feudal lords. Romance, Ch. 114 §23Records, Wei 4 §116–119
Written by 3KDEX (not yet reviewed) — The tags at the end of each paragraph link to the exact passage in the Records volume or Romance chapter it is based on.
Abilities
The Records score (Chen Shou’s Records of the Three Kingdoms, main text) is the baseline. Each ability compares how the Romance redrew the same person, and the evidence from both sources explains the difference.
- LEA3531−4
- STR3131±0
- INT4540−5
- POL4238−4
- CHA5042−8
- VIR6865−3
- ADP6058−2
- SCH3835−3
- DIP3533−2
- DIS3835−3
Abilities shaped by the Romance — where it differs from the Records Differences of 10 or more
No ability differs by 10 or more — the Romance portrays this person much as the Records do.
10 similar abilities — show evidence
RNo direct record — estimated from his declining the post of General-in-Chief within four daysWei 20 §19
NNo direct record — estimated from his declining the post of General-in-ChiefCh. 106 §28
RNo direct record — estimated from his status as an imperial clansman enfeoffed as a princeWei 20 §18
NNo direct record — estimated from his status as the imperial clansman Prince of YanCh. 106 §28
RNo direct record — estimated from his knowing his own capacity and decliningWei 14 §151
NNo direct record — estimated from his careerCh. 106 §28
RNo direct record — estimated from his repeated re-enfeoffmentsWei 20 §18
NNo direct record — estimated from his careerCh. 106 §28
REmperor Ming, who had lived with him in childhood, held him in special affection and favourWei 20 §18
NNo direct record — estimated from his gentle characterCh. 106 §28
RRespectful and good by nature, he sincerely and firmly declined the post of General-in-ChiefWei 14 §151Wei 20 §19
NRespectful, frugal and gentle, he firmly declined the post of General-in-ChiefCh. 106 §28
RDeclined, knowing he could not bear the great task, and returned to Ye after his dismissalWei 14 §151Wei 14 §153
NFirmly declined the regency, unwilling to take on the great chargeCh. 106 §28
RNo direct record — estimated from his careerWei 20 §18
NNo direct record — estimated from his careerCh. 114 §23
RNo direct record — estimated from his careerWei 20 §18
NNo direct record — estimated from his careerCh. 106 §28
RNo direct record — estimated from his careerWei 20 §18
NNo direct record — estimated from his careerCh. 106 §28
Records Romance Unverified No direct record; scored from their actions (evidence grade C)
3KDEX scoring — the Records use the main text of Chen Shou’s Records of the Three Kingdoms; the Romance uses the 120-chapter Romance of the Three Kingdoms. Click a source tag to open that passage in the reader.
Romance chapters (2)
AppearsNot present Chapter list →
Family
| Parents | Cao Cao Records |
|---|---|
| Siblings | Cao Hui Records, Cao Chong Records, Cao Ang Records, Cao Zheng Records, Cao Zhi Records, Cao Zhang Records, Cao Jie Romance, Cao Jun(曹均) Records, Cao Lin(曹林) Records, Cao Biao Records, Cao Gun Records, Cao Xiong Records, Cao Jun(曹峻) Records, Cao Gan Records, Cao Pi Records |
| Children | Cao Huan Novel & History |
Based on Wikidata items for the historical and Romance figures. Relations without the Unverified badge were also confirmed in the Records.